Vault-13

BLACKSTONE MORTGAGE TRUST IN BXMT 4.75 03.15.23

NOTE 4.750% 3/1 · US DOMESTIC · CUSIP 09257WAC4

59 institutional holders +1 vs Q3 2022
26,833,97426.8m shares reported held*
$134.0mreported value*
9 new 10 added 8 reduced 10 sold out net sold ≈ $3.4m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.99.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 58Q4 22: 5959Q3 22Q4 22
Numbers
QuarterHolders
Q3 202258
Q4 202259

Biggest buyers

Aequim Alternative Investments LP New +7,850,000+7.8m
SHENKMAN CAPITAL MANAGEMENT INC Added +4,709,000+4.7m
PALISADE CAPITAL MANAGEMENT, LP New +4,398,000+4.4m
SSI INVESTMENT MANAGEMENT LLC New +3,500,000+3.5m
PIPER SANDLER & CO. Added +2,116,000+2.1m
CORBYN INVESTMENT MANAGEMENT INC/MD Added +2,026,000+2.0m
Kohlberg Kravis Roberts & Co. L.P. New +1,074,000+1.1m
Nuveen Asset Management, LLC Added +750,000+750.0k
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC Added +695,000+695.0k
BASSO CAPITAL MANAGEMENT, L.P. New +300,000+300.0k

Biggest sellers

Aequim Alternative Investments LP Sold out -7,850,000-7.8m
ADVENT CAPITAL MANAGEMENT /DE/ Sold out -6,709,000-6.7m
VOYA INVESTMENT MANAGEMENT LLC Sold out -5,000,000-5.0m
PALISADE CAPITAL MANAGEMENT, LP Sold out -4,398,000-4.4m
OAKTREE CAPITAL MANAGEMENT LP Reduced -3,032,000-3.0m
NEW YORK STATE COMMON RETIREMENT FUND Sold out -1,772,000-1.8m
PUTNAM INVESTMENTS LLC Reduced -895,000-895.0k
Walleye Capital LLC Reduced -610,000-610.0k
JPMORGAN CHASE & CO Reduced -390,000-390.0k
Russell Investments Group, Ltd. Reduced -340,000-340.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 0.21% of their portfolio LOS ANGELES, CA 19,335,00019.3m $19.2m $19.2m 0.21% Reduced -3.0m -3,032,000
2 Walleye Capital LLC 0.26% of their portfolio NEW YORK, NY 11,890,00011.9m $11.8m $11.8m 0.26% Reduced -610.0k -610,000
3 SHENKMAN CAPITAL MANAGEMENT INC 0.70% of their portfolio NEW YORK, NY 11,259,00011.3m $11.3m $11.3m 0.70% Added +4.7m +4,709,000
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,101,00010.1m $9.9m $9.9m 0.00% Reduced -74.0k -74,000
5 PIPER SANDLER & CO. 9.99% of their portfolio MINNEAPOLIS, MN 9,838,0009.8m $9.6m $9.6m 9.99% Added +2.1m +2,116,000
6 Aequim Alternative Investments LP 0.21% of their portfolio MILL VALLEY, CA 7,850,0007.8m $7.8m $7.8m 0.21% New
7 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 7,500,0007.5m $7.4m $7.4m 0.02% Unchanged
8 CORBYN INVESTMENT MANAGEMENT INC/MD 2.86% of their portfolio Lutherville, MD 7,317,0007.3m $7.2m $7.2m 2.86% Added +2.0m +2,026,000
9 Western Asset Management Company, LLC 2.94% of their portfolio Pasadena, CA 6,820,0006.8m $6.8m $6.8m 2.94% Reduced -20.0k -20,000
10 BARINGS LLC 0.21% of their portfolio CHARLOTTE, NC 6,000,0006.0m $6.0m $6.0m 0.21% Unchanged
11 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 5,432,0005.4m $5.4m $5.4m 0.01% Unchanged
12 PALISADE CAPITAL MANAGEMENT, LP 0.12% of their portfolio FORT LEE, NJ 4,398,0004.4m $4.4m $4.4m 0.12% New
13 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 4,355,0004.4m $4.4m $4.4m 0.01% Reduced -340.0k -340,000
14 SSI INVESTMENT MANAGEMENT LLC 0.22% of their portfolio Los Angeles, CA 3,500,0003.5m $3.4m $3.4m 0.22% New
15 AMERICAN FINANCIAL GROUP INC 0.66% of their portfolio CINCINNATI, OH 2,000,0002.0m $2.0m $2.0m 0.66% Unchanged
16 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 2,000,0002.0m $2.0m $2.0m 0.00% Unchanged
17 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 2,000,0002.0m $2.0m $2.0m 0.00% Added +750.0k +750,000
18 North Star Investment Management Corp. 0.12% of their portfolio CHICAGO, IL 1,422,0001.4m $1.4m $1.4m 0.12% Unchanged
19 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 1,318,0001.3m $1.3m $1.3m 0.00% Added +63.0k +63,000
20 Cutler Capital Management, LLC 0.49% of their portfolio WORCESTER, MA 1,225,0001.2m $1.2m $1.2m 0.49% Unchanged
21 Kohlberg Kravis Roberts & Co. L.P. 0.04% of their portfolio NEW YORK, NY 1,074,0001.1m $1.1m $1.1m 0.04% New
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 870,000870.0k $865.0k $865.0k 0.00% Reduced -390.0k -390,000
23 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 1.40% of their portfolio WASHINGTON, DC 800,000800.0k $784.5k $784.5k 1.40% Added +695.0k +695,000
24 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 572,000572.0k $560.9k $560.9k 0.00% Reduced -895.0k -895,000
25 INCOME RESEARCH & MANAGEMENT 0.23% of their portfolio Boston, MA 500,000500.0k $490.3k $490.3k 0.23% Unchanged
26 Activest Wealth Management 0.11% of their portfolio AVENTURA, FL 380,000380.0k $383.5k $383.5k 0.11% Reduced -75.0k -75,000
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 317,000317.0k $313.0k $313.0k 0.00% Added +73.0k +73,000
28 BASSO CAPITAL MANAGEMENT, L.P. 0.32% of their portfolio STAMFORD, CT 300,000300.0k $294.2k $294.2k 0.32% New
29 Sculati Wealth Management, LLC 0.13% of their portfolio Bloomfield Hills, MI 235,000235.0k $231.0k $231.0k 0.13% Unchanged
30 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 211,000211.0k $206.9k $206.9k 0.00% Unchanged
31 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 200,000200.0k $196.1k $196.1k 0.00% Unchanged
32 Seelaus Asset Management LLC 0.12% of their portfolio CHATHAM, NJ 160,000160.0k $158.0k $158.0k 0.12% Unchanged
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 150,000150.0k $149.1k $149.1k 0.00% Unchanged
34 WMS Partners, LLC 0.01% of their portfolio TOWSON, MD 129,000129.0k $128.8k $128.8k 0.01% Unchanged
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 100,000100.0k $98.0k $98.0k 0.00% Added +50.0k +50,000
36 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 95,00095.0k $92.0k $92.0k 0.00% Unchanged
37 EMFO, LLC 0.08% of their portfolio WESTON, FL 77,00077.0k $76.9k $76.9k 0.08% Unchanged
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 75,00075.0k $73.5k $73.5k 0.00% Unchanged
39 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 65,00065.0k $63.7k $63.7k 0.00% New
40 Forum Financial Management, LP 0.00% of their portfolio LOMBARD, IL 58,00058.0k $57.9k $57.9k 0.00% Unchanged
41 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,00054.0k $53.2k $53.2k 0.00% Unchanged
42 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 50,00050.0k $50.0k $50.0k 0.00% Unchanged
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 50,00050.0k $49.2k $49.2k 0.00% Unchanged
44 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 50,00050.0k $49.0k $49.0k 0.01% Unchanged
45 KELLEHER FINANCIAL ADVISORS 0.03% of their portfolio NEW YORK, NY 36,00036.0k $35.3k $35.3k 0.03% New
46 EXCALIBUR MANAGEMENT CORP 0.02% of their portfolio WALTHAM, MA 35,00035.0k $34.3k $34.3k 0.02% Added +15.0k +15,000
47 BEACON INVESTMENT ADVISORS LLC 0.03% of their portfolio Gaithersburg, MD 35,00035.0k $34.3k $34.3k 0.03% First filing
48 Goldstein Advisors, LLC 0.01% of their portfolio Madison, WI 35,00035.0k $34.0k $34.0k 0.01% First filing
49 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 30,00030.0k $29.4k $29.4k 0.00% New
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,00029.0k $28.0k $28.0k 0.00% Unchanged
51 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 25,00025.0k $25.0k $25.0k 0.00% Unchanged
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 25,00025.0k $24.5k $24.5k 0.00% Unchanged
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,00020.0k $19.6k $19.6k 0.00% Unchanged
54 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $20.0k $20.0k 0.00% New
55 Commonwealth Retirement Investments LLC 0.01% of their portfolio RICHMOND, VA 20,00020.0k $19.7k $19.7k 0.01% First filing
56 Integrity Advisory, LLC 0.01% of their portfolio Overland Park, KS 12,00012.0k $11.8k $11.8k 0.01% Unchanged
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,00011.0k $10.8k $10.8k 0.00% Unchanged
58 LAFFER TENGLER INVESTMENTS, INC. 0.87% of their portfolio Scottsdale, AZ 2,9743.0k $3.0m $3.0m 0.87% Added +479 +479
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged