Vault-13

BLACKROCK FLOATING RATE INCO XFRAX

COM · Closed-End Fund · CUSIP 09255X100

90 institutional holders +2 vs Q3 2024
8,402,5858.4m shares reported held*
$115.4mreported value*
7 new 31 added 27 reduced 5 sold out net bought ≈ $3.7m (+128.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.74.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 97Q1 23: 87Q2 23: 79Q3 23: 78Q4 23: 88Q1 24: 91Q2 24: 84Q3 24: 88Q4 24: 9090Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202289
Q4 202297
Q1 202387
Q2 202379
Q3 202378
Q4 202388
Q1 202491
Q2 202484
Q3 202488
Q4 202490

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 38 bought or addedQ1 23: 44 cut or sold outQ2 23: 33 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 31 cut or sold outQ4 23: 34 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 39 cut or sold outQ2 24: 35 bought or addedQ2 24: 40 cut or sold outQ2 24Q3 24: 38 bought or addedQ3 24: 35 cut or sold outQ4 24: 38 bought or addedQ4 24: 32 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233844
Q2 20233343
Q3 20233231
Q4 20233436
Q1 20244339
Q2 20243540
Q3 20243835
Q4 20243832

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +302,183+302.2k
MERCER GLOBAL ADVISORS INC /ADV Added +68,497+68.5k
BANK OF AMERICA CORP /DE/ Added +58,089+58.1k
Edgemoor Investment Advisors, Inc. Added +42,693+42.7k
Penserra Capital Management LLC Added +41,832+41.8k
MORGAN STANLEY Added +32,667+32.7k
Waverly Advisors, LLC New +32,621+32.6k
AMERIPRISE FINANCIAL INC Added +23,156+23.2k
WELLS FARGO & COMPANY/MN Added +21,957+22.0k
Advisors Asset Management, Inc. Added +18,401+18.4k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -143,880-143.9k
JPMORGAN CHASE & CO Sold out -119,618-119.6k
Baird Financial Group, Inc. Reduced -95,128-95.1k
Invesco Ltd. Reduced -46,933-46.9k
Kestra Advisory Services, LLC Sold out -36,597-36.6k
OSAIC HOLDINGS, INC. Reduced -35,012-35.0k
Mariner, LLC Reduced -31,417-31.4k
Future Financial Wealth Managment LLC Reduced -16,874-16.9k
Wagner Wealth Management, LLC Reduced -16,793-16.8k
UHLMANN PRICE SECURITIES, LLC Sold out -14,113-14.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 5.4% new 1.9m≈ $20.9m 2025-07-23

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GUGGENHEIM CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 1,101,3231.1m $15.1m $15.1m 0.12% Added +302.2k +302,183
2 Penserra Capital Management LLC 0.26% of their portfolio ORINDA, CA 1,041,4571.0m $14.3m $14.3m 0.26% Added +41.8k +41,832
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 649,929649.9k $8.9m $8.9m 0.00% Added +58.1k +58,089
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 506,745506.7k $7.0m $7.0m 0.00% Reduced -6.1k -6,059
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 468,743468.7k $6.4m $6.4m 0.00% Reduced -46.9k -46,933
6 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 381,331381.3k $5.2m $5.2m 0.10% Added +18.4k +18,401
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 374,080374.1k $5.1m $5.1m 0.00% Added +32.7k +32,667
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 251,393251.4k $3.5m $3.5m 0.01% Reduced -35.0k -35,012
9 Marathon Strategic Advisors, LLC 3.70% of their portfolio PITTSBURGH, PA 248,675248.7k $3.4m $3.4m 3.70% Added +7.9k +7,877
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 196,385196.4k $2.7m $2.7m 0.00% Added +23.2k +23,156
11 Graypoint LLC 0.16% of their portfolio Albany, NY 187,556187.6k $2.6m $2.6m 0.16% Added +4.9k +4,931
12 TT Capital Management LLC 1.99% of their portfolio Gilbert, AZ 187,514187.5k $2.5m $2.5m 1.99% First filing
13 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 184,981185.0k $2.5m $2.5m 0.00% Reduced -3.4k -3,352
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 165,876165.9k $2.3m $2.3m 0.00% Added +4.8k +4,836
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 150,178150.2k $2.1m $2.1m 0.00% Added +2.8k +2,790
16 Edgemoor Investment Advisors, Inc. 0.18% of their portfolio BETHESDA, MD 145,754145.8k $2.0m $2.0m 0.18% Added +42.7k +42,693
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 144,694144.7k $2.0m $2.0m 0.00% Added +22.0k +21,957
18 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 143,712143.7k $2.0m $2.0m 0.01% Added +67 +67
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 142,353142.4k $2.0m $2.0m 0.00% First filing
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,02692.0k $1.3m $1.3m 0.00% Reduced -3.1k -3,120
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 87,08387.1k $1.2m $1.2m 0.00% Unchanged
22 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 80,42280.4k $1.1m $1.1m 0.00% Added +68.5k +68,497
23 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.25% of their portfolio MINNEAPOLIS, MN 74,03474.0k $1.0m $1.0m 0.25% Added +642 +642
24 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 73,87073.9k $1.0m $1.0m 0.01% Unchanged
25 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.40% of their portfolio WALTHAM, MA 73,03973.0k $1.0m $1.0m 0.40% Reduced -2.3k -2,341
26 Kades & Cheifetz LLC 0.48% of their portfolio Berwyn, PA 68,17668.2k $937.4k $937.4k 0.48% Reduced -5.6k -5,605
27 FORTRESS PRIVATE LEDGER, LLC 0.57% of their portfolio RALEIGH, NC 67,30267.3k $925.4k $925.4k 0.57% First filing
28 Wagner Wealth Management, LLC 0.23% of their portfolio GREENVILLE, SC 63,50763.5k $873.2k $873.2k 0.23% Reduced -16.8k -16,793
29 Circle Wealth Management, LLC 0.02% of their portfolio SUMMIT, NJ 54,07254.1k $743.5k $743.5k 0.02% Unchanged
30 VIRTUS ADVISERS, LLC 0.28% of their portfolio HARTFORD, CT 50,74250.7k $697.7k $697.7k 0.28% Added +1.3k +1,331
31 Andrew Hill Investment Advisors, Inc. 0.49% of their portfolio NAPLES, FL 47,73047.7k $656.3k $656.3k 0.49% Added +6.6k +6,553
32 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 47,65547.7k $655.3k $655.3k 0.05% Reduced -1.0k -1,000
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 43,46543.5k $598.0k $598.0k 0.00% Reduced -901 -901
34 MELFA WEALTH MANAGEMENT, INC. 0.38% of their portfolio WESTBOROUGH, MA 41,62741.6k $572.4k $572.4k 0.38% Reduced -10.8k -10,804
35 Klingman & Associates, LLC 0.03% of their portfolio New York, NY 41,34241.3k $568.4k $568.4k 0.03% Added +13.8k +13,795
36 Apriem Advisors 0.06% of their portfolio IRVINE, CA 39,24039.2k $539.5k $539.5k 0.06% Added +40 +40
37 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 38,15738.2k $524.7k $524.7k 0.01% Reduced -108 -108
38 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 37,42037.4k $514.5k $514.5k 0.00% Reduced -95.1k -95,128
39 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 32,62132.6k $448.5k $448.5k 0.01% New
40 Visionary Horizons, LLC 0.28% of their portfolio Knoxville, TN 31,20031.2k $429.0k $429.0k 0.28% Reduced -2.6k -2,620
41 Future Financial Wealth Managment LLC 0.31% of their portfolio CINCINNATI, OH 30,52030.5k $419.6k $419.6k 0.31% Reduced -16.9k -16,874
42 Whitener Capital Management, Inc. 0.12% of their portfolio Rocky Mount, NC 30,19630.2k $415.2k $415.2k 0.12% Added +1.0k +1,010
43 ProVise Management Group, LLC 0.03% of their portfolio CLEARWATER, FL 29,34429.3k $403.5k $403.5k 0.03% Reduced -4.9k -4,914
44 Schechter Investment Advisors, LLC 0.03% of their portfolio BIRMINGHAM, MI 26,40126.4k $363.0k $363.0k 0.03% Added +694 +694
45 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 26,09826.1k $358.8k $358.8k 0.00% Reduced -1.4k -1,407
46 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 23,90823.9k $328.7k $328.7k 0.00% Added +3.1k +3,138
47 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 23,90223.9k $329.0k $329.0k 0.01% Reduced -1.4k -1,449
48 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 23,67023.7k $325.5k $325.5k 0.00% Added +9.5k +9,512
49 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 20,67720.7k $284.3k $284.3k 0.00% Reduced -250 -250
50 GILL CAPITAL PARTNERS, LLC 0.09% of their portfolio DENVER, CO 18,92718.9k $260.2k $260.2k 0.09% Unchanged
51 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 18,32418.3k $252.0k $252.0k 0.01% Reduced -150 -150
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,80016.8k $231.0k $231.0k 0.00% Reduced -31.4k -31,417
53 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,03516.0k $220.5k $220.5k 0.00% Added +4.8k +4,847
54 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 15,50015.5k $213.1k $213.1k 0.02% Reduced -500 -500
55 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 14,58914.6k $200.6k $200.6k 0.03% Added +948 +948
56 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,16414.2k $195.0k $195.0k 0.00% Added +311 +311
57 Selway Asset Management 0.07% of their portfolio BOISE, ID 13,10013.1k $180.1k $180.1k 0.07% Unchanged
58 Everstar Asset Management, LLC 0.12% of their portfolio MOORESVILLE, NC 12,40012.4k $170.5k $170.5k 0.12% Reduced -300 -300
59 Objective Capital Management, LLC 0.11% of their portfolio Fairlawn, OH 12,16212.2k $167.2k $167.2k 0.11% Reduced -3.4k -3,439
60 Realta Investment Advisors 0.07% of their portfolio WILMINGTON, DE 12,06312.1k $162.4k $162.4k 0.07% New
61 WEALTH EFFECTS LLC 0.06% of their portfolio BOSTON, MA 12,06112.1k $165.8k $165.8k 0.06% New
62 EASTERN BANK 0.00% of their portfolio BOSTON, MA 11,00911.0k $151.4k $151.4k 0.00% Unchanged
63 Cornerstone Wealth Group, LLC 0.01% of their portfolio HUNTERSVILLE, NC 10,98411.0k $151.0k $151.0k 0.01% Unchanged
64 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 10,96011.0k $150.7k $150.7k 0.00% Reduced -378 -378
65 Gridiron Partners, LLC 0.09% of their portfolio Wexford, PA 10,80710.8k $148.6k $148.6k 0.09% Unchanged
66 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 10,71010.7k $147.3k $147.3k 0.01% Added +2.4k +2,437
67 Cornerstone Advisors, LLC 0.01% of their portfolio ASHEVILLE, NC 10,60010.6k $145.8k $145.8k 0.01% Unchanged
68 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,47210.5k $144.0k $144.0k 0.00% New
69 Alpha Omega Wealth Management LLC 0.03% of their portfolio RICHMOND, VA 10,00010.0k $137.5k $137.5k 0.03% Unchanged
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,6438.6k $118.8k $118.8k 0.00% Reduced -500 -500
71 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 8,0008.0k $110.0k $110.0k 0.00% Unchanged
72 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,8536.9k $94.2k $94.2k 0.00% Added +4.0k +3,998
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,4545.5k $75.0k $75.0k 0.00% Added +1.7k +1,744
74 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 3,9934.0k $54.9k $54.9k 0.02% New
75 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 3,9353.9k $54.1k $54.1k 0.01% Added +8 +8
76 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,7362.7k $37.6k $37.6k 0.00% New
77 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,4382.4k $34.0k $34.0k 0.00% Added +2 +2
78 Fortitude Family Office, LLC 0.01% of their portfolio SCOTTSDALE, AZ 1,5281.5k $21.0k $21.0k 0.01% Unchanged
79 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio INDIANAPOLIS, IN 1,2501.2k $17.2k $17.2k 0.00% Unchanged
80 Kimelman & Baird, LLC 0.00% of their portfolio New York, NY 1,0941.1k $15.0k $15.0k 0.00% Unchanged
81 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $11.0k $11.0k 0.00% Unchanged
82 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 731731 $10.1k $10.1k 0.00% Unchanged
83 Byrne Asset Management LLC 0.01% of their portfolio KINGSTON, NJ 690690 $9.5k $9.5k 0.01% Unchanged
84 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 430430 $5.8k $5.8k 0.00% Unchanged
85 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 200200 $2.8k $2.8k 0.00% First filing
86 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 88 $119 $119 0.01% Reduced -8.7k -8,682
87 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 77 $96 $96 0.00% Unchanged
88 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $28 $28 0.00% Unchanged
89 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $14 $14 0.00% New
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged