Vault-13

BLACKROCK FLOATING RATE INCO XFRAX

COM · Closed-End Fund · CUSIP 09255X100

84 institutional holders -7 vs Q1 2024
7,134,5567.1m shares reported held*
$92.3mreported value*
6 new 29 added 28 reduced 12 sold out net sold ≈ $28.1m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.94.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 97Q1 23: 87Q2 23: 79Q3 23: 78Q4 23: 88Q1 24: 91Q2 24: 8484Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202289
Q4 202297
Q1 202387
Q2 202379
Q3 202378
Q4 202388
Q1 202491
Q2 202484

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 44 cut or sold outQ2 23: 33 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 31 cut or sold outQ4 23: 34 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 39 cut or sold outQ2 24: 35 bought or addedQ2 24: 40 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224043
Q1 20233844
Q2 20233343
Q3 20233231
Q4 20233436
Q1 20244339
Q2 20243540

Biggest buyers

Congress Park Capital LLC Added +54,466+54.5k
AMERIPRISE FINANCIAL INC Added +46,124+46.1k
Mariner, LLC New +43,561+43.6k
Edgemoor Investment Advisors, Inc. Added +42,437+42.4k
BANK OF AMERICA CORP /DE/ Added +36,916+36.9k
Kestra Advisory Services, LLC New +36,096+36.1k
GUGGENHEIM CAPITAL LLC Added +17,740+17.7k
ROYAL BANK OF CANADA Added +17,619+17.6k
VIRTUS ADVISERS, LLC Added +15,694+15.7k
Cetera Investment Advisers New +13,587+13.6k

Biggest sellers

MORGAN STANLEY Reduced -1,354,653-1.4m
Relative Value Partners Group, LLC Sold out -233,082-233.1k
JONES ROAD CAPITAL MANAGEMENT, L.P. Sold out -209,417-209.4k
LPL Financial LLC Reduced -121,825-121.8k
Byrne Asset Management LLC Reduced -120,186-120.2k
Legacy Capital Wealth Partners, LLC Sold out -96,512-96.5k
Invesco Ltd. Reduced -64,042-64.0k
PRIVATE MANAGEMENT GROUP INC Sold out -61,245-61.2k
TRUIST FINANCIAL CORP Reduced -45,812-45.8k
OSAIC HOLDINGS, INC. Reduced -43,066-43.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 5.4% new 1.9m≈ $20.9m 2025-07-23

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 706,449706.4k $9.1m $9.1m 0.07% Added +17.7k +17,740
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 634,131634.1k $8.2m $8.2m 0.00% Added +36.9k +36,916
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 519,192519.2k $6.7m $6.7m 0.00% Reduced -121.8k -121,825
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 504,309504.3k $6.5m $6.5m 0.00% Reduced -64.0k -64,042
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 334,593334.6k $4.3m $4.3m 0.00% Reduced -1.4m -1,354,653
6 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 303,090303.1k $3.9m $3.9m 0.08% Reduced -6.2k -6,151
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 292,175292.2k $3.8m $3.8m 0.01% Reduced -43.1k -43,066
8 Marathon Strategic Advisors, LLC 3.73% of their portfolio PITTSBURGH, PA 246,418246.4k $3.2m $3.2m 3.73% Reduced -1.5k -1,498
9 Congress Park Capital LLC 1.13% of their portfolio SARATOGA SPRINGS, NY 217,985218.0k $2.8m $2.8m 1.13% Added +54.5k +54,466
10 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 212,470212.5k $2.7m $2.7m 0.01% Reduced -2.4k -2,430
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 207,330207.3k $2.7m $2.7m 0.00% Unchanged
12 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 197,362197.4k $2.6m $2.6m 0.00% Reduced -45.8k -45,812
13 Graypoint LLC 0.16% of their portfolio Albany, NY 177,588177.6k $2.3m $2.3m 0.16% Added +5.0k +4,978
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 168,223168.2k $2.2m $2.2m 0.00% Added +46.1k +46,124
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 166,569166.6k $2.2m $2.2m 0.00% Added +2.1k +2,072
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 140,138140.1k $1.8m $1.8m 0.00% Added +2.6k +2,619
17 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 138,977139.0k $1.8m $1.8m 0.01% Added +68 +68
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 124,773124.8k $1.6m $1.6m 0.00% Reduced -29.6k -29,601
19 Wagner Wealth Management, LLC 0.47% of their portfolio GREENVILLE, SC 121,248121.2k $1.6m $1.6m 0.47% Reduced -17.2k -17,187
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 91,57791.6k $1.2m $1.2m 0.00% Added +17.6k +17,619
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 87,08387.1k $1.1m $1.1m 0.00% Reduced -12 -12
22 Kades & Cheifetz LLC 0.59% of their portfolio Berwyn, PA 72,85272.9k $942.7k $942.7k 0.59% Added +2.1k +2,089
23 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.26% of their portfolio MINNEAPOLIS, MN 71,35871.4k $923.4k $923.4k 0.26% Added +5.9k +5,900
24 Edgemoor Investment Advisors, Inc. 0.08% of their portfolio BETHESDA, MD 64,65264.7k $836.6k $836.6k 0.08% Added +42.4k +42,437
25 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.46% of their portfolio WALTHAM, MA 61,55861.6k $796.6k $796.6k 0.46% Added +2.4k +2,380
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 59,52159.5k $770.2k $770.2k 0.00% Reduced -974 -974
27 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 59,29159.3k $767.2k $767.2k 0.01% Unchanged
28 VIRTUS ADVISERS, LLC 0.36% of their portfolio HARTFORD, CT 57,39957.4k $742.7k $742.7k 0.36% Added +15.7k +15,694
29 MELFA WEALTH MANAGEMENT, INC. 0.51% of their portfolio WESTBOROUGH, MA 56,05156.1k $725.3k $725.3k 0.51% Reduced -3.3k -3,318
30 Circle Wealth Management, LLC 0.02% of their portfolio SUMMIT, NJ 54,07254.1k $699.7k $699.7k 0.02% Unchanged
31 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 48,65548.7k $629.6k $629.6k 0.05% Reduced -400 -400
32 Byrne Asset Management LLC 0.45% of their portfolio KINGSTON, NJ 48,18148.2k $627.8k $627.8k 0.45% Reduced -120.2k -120,186
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 47,13047.1k $610.0k $610.0k 0.00% Added +228 +228
34 Mariner, LLC 0.00% of their portfolio Overland Park, KS 43,56143.6k $563.7k $563.7k 0.00% New
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,52639.5k $511.5k $511.5k 0.00% Added +2.5k +2,463
36 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 39,25539.3k $508.0k $508.0k 0.01% Reduced -2.4k -2,372
37 Apriem Advisors 0.06% of their portfolio IRVINE, CA 38,15938.2k $493.8k $493.8k 0.06% Added +41 +41
38 Andrew Hill Investment Advisors, Inc. 0.40% of their portfolio NAPLES, FL 37,49537.5k $485.2k $485.2k 0.40% Added +1.8k +1,786
39 Future Financial Wealth Managment LLC 0.42% of their portfolio CINCINNATI, OH 36,60636.6k $473.7k $473.7k 0.42% Added +12.3k +12,279
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 36,09636.1k $467.1k $467.1k 0.00% New
41 9258 Wealth Management, LLC 0.07% of their portfolio BLUE ASH, OH 34,44534.4k $445.7k $445.7k 0.07% Reduced -143 -143
42 ProVise Management Group, LLC 0.04% of their portfolio CLEARWATER, FL 34,40734.4k $445.2k $445.2k 0.04% Reduced -400 -400
43 Visionary Horizons, LLC 0.32% of their portfolio Knoxville, TN 33,82033.8k $437.6k $437.6k 0.32% Unchanged
44 Waterfront Wealth Inc. 0.12% of their portfolio OVERLAND PARK, KS 33,18633.2k $429.4k $429.4k 0.12% Reduced -7.4k -7,402
45 Whitener Capital Management, Inc. 0.11% of their portfolio Rocky Mount, NC 27,95027.9k $361.7k $361.7k 0.11% Added +1.1k +1,150
46 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 27,90527.9k $361.1k $361.1k 0.00% Reduced -1.0k -1,029
47 Klingman & Associates, LLC 0.02% of their portfolio New York, NY 26,78626.8k $346.6k $346.6k 0.02% Added +753 +753
48 Schechter Investment Advisors, LLC 0.02% of their portfolio BIRMINGHAM, MI 24,99825.0k $323.5k $323.5k 0.02% Added +701 +701
49 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 21,60721.6k $280.0k $280.0k 0.01% Unchanged
50 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 21,07021.1k $272.6k $272.6k 0.00% Added +2.2k +2,215
51 GILL CAPITAL PARTNERS, LLC 0.09% of their portfolio DENVER, CO 18,92718.9k $244.9k $244.9k 0.09% Unchanged
52 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 18,47418.5k $239.1k $239.1k 0.01% Added +150 +150
53 PETRA FINANCIAL ADVISORS INC 0.17% of their portfolio COLORADO SRPINGS, CO 17,81517.8k $230.5k $230.5k 0.17% Reduced -1.8k -1,795
54 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 16,50016.5k $213.5k $213.5k 0.02% Unchanged
55 Westchester Capital Management, LLC 0.01% of their portfolio VALHALLA, NY 16,13616.1k $208.8k $208.8k 0.01% Unchanged
56 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,85813.9k $179.0k $179.0k 0.00% Reduced -41 -41
57 Selway Asset Management 0.07% of their portfolio BOISE, ID 13,60013.6k $176.0k $176.0k 0.07% Unchanged
58 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,58713.6k $175.8k $175.8k 0.00% New
59 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 13,29313.3k $172.0k $172.0k 0.03% Added +373 +373
60 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,73512.7k $165.0k $165.0k 0.00% Unchanged
61 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,59711.6k $150.1k $150.1k 0.00% Added +324 +324
62 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 11,36811.4k $147.1k $147.1k 0.00% Reduced -5.9k -5,911
63 RBA Wealth Management, LLC 0.06% of their portfolio NEWPORT BEACH, CA 11,21011.2k $145.1k $145.1k 0.06% Reduced -1.3k -1,307
64 Cornerstone Wealth Group, LLC 0.01% of their portfolio HUNTERSVILLE, NC 10,98411.0k $142.1k $142.1k 0.01% Unchanged
65 Gridiron Partners, LLC 0.09% of their portfolio Wexford, PA 10,80710.8k $139.8k $139.8k 0.09% Reduced -111 -111
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,65210.7k $137.8k $137.8k 0.00% Unchanged
67 Alpha Omega Wealth Management LLC 0.02% of their portfolio RICHMOND, VA 10,00010.0k $129.4k $129.4k 0.02% Unchanged
68 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 9,4739.5k $122.6k $122.6k 0.01% Added +4.6k +4,623
69 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 8,6908.7k $112.0k $112.0k 0.01% Unchanged
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,5658.6k $110.8k $110.8k 0.00% Reduced -369 -369
71 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 8,0008.0k $103.5k $103.5k 0.00% Unchanged
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,3945.4k $69.8k $69.8k 0.00% Reduced -1.1k -1,099
73 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 3,9183.9k $50.7k $50.7k 0.01% Added +9 +9
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,9983.0k $39.0k $39.0k 0.00% Added +76 +76
75 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,8552.9k $36.9k $36.9k 0.00% Unchanged
76 Kimelman & Baird, LLC 0.00% of their portfolio New York, NY 1,0941.1k $14.2k $14.2k 0.00% First filing
77 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1,0751.1k $13.9k $13.9k 0.00% New
78 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $10.4k $10.4k 0.00% Unchanged
79 Redwood Wealth Management Group, LLC 0.00% of their portfolio MEDFORD, NJ 440440 $5.7k $5.7k 0.00% New
80 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 430430 $5.7k $5.7k 0.00% Unchanged
81 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 77 $91 $91 0.00% Reduced -826 -826
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $26 $26 0.00% Unchanged
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
84 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 00 $0 $0 0.00% New