Vault-13

BLACKROCK FLOATING RATE INCO XFRAX

COM · Closed-End Fund · CUSIP 09255X100

91 institutional holders +3 vs Q4 2023
9,332,9219.3m shares reported held*
$120.4mreported value*
12 new 31 added 30 reduced 9 sold out net sold ≈ $3.0m (-235.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.90.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 97Q1 23: 87Q2 23: 79Q3 23: 78Q4 23: 88Q1 24: 9191Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202289
Q4 202297
Q1 202387
Q2 202379
Q3 202378
Q4 202388
Q1 202491

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 39 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224043
Q1 20233844
Q2 20233343
Q3 20233231
Q4 20233436
Q1 20244339

Biggest buyers

MORGAN STANLEY Added +622,298+622.3k
BANK OF AMERICA CORP /DE/ Added +125,387+125.4k
Legacy Capital Wealth Partners, LLC New +96,512+96.5k
Congress Park Capital LLC Added +36,706+36.7k
Advisors Asset Management, Inc. Added +26,446+26.4k
Edgemoor Investment Advisors, Inc. New +22,215+22.2k
JANE STREET GROUP, LLC New +17,969+18.0k
HRT FINANCIAL LP New +14,167+14.2k
Virtu Financial LLC New +13,375+13.4k
HARTLINE INVESTMENT CORP/ New +12,920+12.9k

Biggest sellers

Wagner Wealth Management, LLC Reduced -624,100-624.1k
D.A. DAVIDSON & CO. Sold out -117,561-117.6k
TRUIST FINANCIAL CORP Reduced -104,393-104.4k
Invesco Ltd. Reduced -99,076-99.1k
Relative Value Partners Group, LLC Reduced -87,393-87.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -66,408-66.4k
GUGGENHEIM CAPITAL LLC Reduced -58,869-58.9k
JPMORGAN CHASE & CO Reduced -54,756-54.8k
JONES ROAD CAPITAL MANAGEMENT, L.P. Reduced -19,837-19.8k
PNC Financial Services Group, Inc. Reduced -17,457-17.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 5.4% new 1.9m≈ $20.9m 2025-07-23

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,689,2461.7m $21.8m $21.8m 0.00% Added +622.3k +622,298
2 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 688,709688.7k $8.9m $8.9m 0.06% Reduced -58.9k -58,869
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 641,017641.0k $8.3m $8.3m 0.00% Added +11.7k +11,709
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 597,215597.2k $7.7m $7.7m 0.00% Added +125.4k +125,387
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 568,351568.4k $7.3m $7.3m 0.00% Reduced -99.1k -99,076
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 335,241335.2k $4.3m $4.3m 0.01% Reduced -3.5k -3,493
7 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 309,241309.2k $4.0m $4.0m 0.08% Added +26.4k +26,446
8 Marathon Strategic Advisors, LLC 3.90% of their portfolio PITTSBURGH, PA 247,916247.9k $3.2m $3.2m 3.90% Added +3.8k +3,793
9 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 243,174243.2k $3.1m $3.1m 0.00% Reduced -104.4k -104,393
10 Relative Value Partners Group, LLC 0.18% of their portfolio NORTHBROOK, IL 233,082233.1k $2.9m $2.9m 0.18% Reduced -87.4k -87,393
11 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 214,900214.9k $2.8m $2.8m 0.01% Reduced -3.1k -3,113
12 JONES ROAD CAPITAL MANAGEMENT, L.P. 2.40% of their portfolio NEW YORK, NY 209,417209.4k $2.7m $2.7m 2.40% Reduced -19.8k -19,837
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 207,330207.3k $2.7m $2.7m 0.00% Reduced -54.8k -54,756
14 Graypoint LLC 0.16% of their portfolio Albany, NY 172,610172.6k $2.2m $2.2m 0.16% Added +4.9k +4,946
15 Byrne Asset Management LLC 1.51% of their portfolio KINGSTON, NJ 168,367168.4k $2.2m $2.2m 1.51% Reduced -1.8k -1,845
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 164,497164.5k $2.1m $2.1m 0.00% Added +11.3k +11,280
17 Congress Park Capital LLC 0.94% of their portfolio SARATOGA SPRINGS, NY 163,519163.5k $2.1m $2.1m 0.94% Added +36.7k +36,706
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 154,374154.4k $2.0m $2.0m 0.00% Reduced -874 -874
19 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 138,909138.9k $1.8m $1.8m 0.01% Reduced -1.5k -1,522
20 Wagner Wealth Management, LLC 0.55% of their portfolio GREENVILLE, SC 138,435138.4k $1.8m $1.8m 0.55% Reduced -624.1k -624,100
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 137,519137.5k $1.8m $1.8m 0.00% Added +7.6k +7,582
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 122,099122.1k $1.6m $1.6m 0.00% Reduced -7.6k -7,644
23 Legacy Capital Wealth Partners, LLC 0.81% of their portfolio LITTLE ROCK, AR 96,51296.5k $1.1m $1.1m 0.81% New
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 87,09587.1k $1.2m $1.2m 0.00% Unchanged
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,95874.0k $956.0k $956.0k 0.00% Added +1.3k +1,316
26 Kades & Cheifetz LLC 0.59% of their portfolio Berwyn, PA 70,76370.8k $914.3k $914.3k 0.59% Added +2.4k +2,418
27 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.24% of their portfolio MINNEAPOLIS, MN 65,45865.5k $845.7k $845.7k 0.24% Added +3.5k +3,481
28 PRIVATE MANAGEMENT GROUP INC 0.03% of their portfolio IRVINE, CA 61,24561.2k $791.3k $791.3k 0.03% Reduced -1.9k -1,921
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 60,49560.5k $781.6k $781.6k 0.00% Reduced -2.5k -2,509
30 MELFA WEALTH MANAGEMENT, INC. 0.55% of their portfolio WESTBOROUGH, MA 59,36959.4k $767.0k $767.0k 0.55% Reduced -2.1k -2,075
31 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 59,29159.3k $766.0k $766.0k 0.01% Unchanged
32 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.50% of their portfolio WALTHAM, MA 59,17859.2k $764.6k $764.6k 0.50% Added +10.2k +10,242
33 Circle Wealth Management, LLC 0.02% of their portfolio SUMMIT, NJ 54,07254.1k $698.6k $698.6k 0.02% Unchanged
34 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 49,05549.1k $633.8k $633.8k 0.05% Reduced -4.5k -4,500
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 46,90246.9k $606.0k $606.0k 0.00% Reduced -3.9k -3,861
36 ZAZOVE ASSOCIATES LLC 0.04% of their portfolio INCLINE VILLAGE, NV 42,19042.2k $546.0k $546.0k 0.04% Added +3.9k +3,914
37 VIRTUS ADVISERS, LLC 0.29% of their portfolio HARTFORD, CT 41,70541.7k $538.8k $538.8k 0.29% Added +9.0k +9,037
38 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 41,62741.6k $537.8k $537.8k 0.01% Reduced -9.5k -9,491
39 Waterfront Wealth Inc. 0.15% of their portfolio OVERLAND PARK, KS 40,58840.6k $531.7k $531.7k 0.15% Added +3.2k +3,244
40 Apriem Advisors 0.06% of their portfolio IRVINE, CA 38,11838.1k $492.5k $492.5k 0.06% Added +41 +41
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 37,06337.1k $478.9k $478.9k 0.00% Added +4.7k +4,659
42 Andrew Hill Investment Advisors, Inc. 0.41% of their portfolio NAPLES, FL 35,70935.7k $461.4k $461.4k 0.41% Reduced -425 -425
43 ProVise Management Group, LLC 0.04% of their portfolio CLEARWATER, FL 34,80734.8k $449.7k $449.7k 0.04% Reduced -1.0k -1,000
44 9258 Wealth Management, LLC 0.07% of their portfolio BLUE ASH, OH 34,58834.6k $446.9k $446.9k 0.07% Reduced -66 -66
45 Visionary Horizons, LLC 0.34% of their portfolio Knoxville, TN 33,82033.8k $436.3k $436.3k 0.34% Unchanged
46 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 28,93428.9k $373.8k $373.8k 0.00% Reduced -7.1k -7,147
47 Whitener Capital Management, Inc. 0.11% of their portfolio Rocky Mount, NC 26,80026.8k $346.3k $346.3k 0.11% Added +2.0k +2,000
48 Klingman & Associates, LLC 0.02% of their portfolio New York, NY 26,03326.0k $336.3k $336.3k 0.02% Added +4.7k +4,694
49 Future Financial Wealth Managment LLC 0.24% of their portfolio CINCINNATI, OH 24,32724.3k $314.3k $314.3k 0.24% Added +3.5k +3,471
50 Schechter Investment Advisors, LLC 0.02% of their portfolio BIRMINGHAM, MI 24,29724.3k $313.9k $313.9k 0.02% Added +696 +696
51 Edgemoor Investment Advisors, Inc. 0.03% of their portfolio BETHESDA, MD 22,21522.2k $287.0k $287.0k 0.03% New
52 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 21,60721.6k $279.0k $279.0k 0.01% Reduced -4.7k -4,744
53 PETRA FINANCIAL ADVISORS INC 0.19% of their portfolio COLORADO SRPINGS, CO 19,61019.6k $253.4k $253.4k 0.19% Unchanged
54 GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio DENVER, CO 18,92718.9k $246.1k $246.1k 0.10% Unchanged
55 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 18,85518.9k $243.6k $243.6k 0.00% Added +6.2k +6,205
56 Objective Capital Management, LLC 0.16% of their portfolio Fairlawn, OH 18,50918.5k $239.1k $239.1k 0.16% Added +1.5k +1,520
57 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 18,32418.3k $236.7k $236.7k 0.01% Unchanged
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,96918.0k $232.2k $232.2k 0.00% New
59 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 17,27917.3k $218.1k $218.1k 0.01% Added +2.3k +2,255
60 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 16,50016.5k $213.2k $213.2k 0.02% Reduced -1.0k -1,000
61 Westchester Capital Management, LLC 0.01% of their portfolio VALHALLA, NY 16,13616.1k $208.5k $208.5k 0.01% Unchanged
62 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,16714.2k $183.0k $183.0k 0.00% New
63 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,89913.9k $180.0k $180.0k 0.00% Unchanged
64 Selway Asset Management 0.07% of their portfolio BOISE, ID 13,60013.6k $175.7k $175.7k 0.07% Unchanged
65 Virtu Financial LLC 0.01% of their portfolio New York, NY 13,37513.4k $173.0k $173.0k 0.01% New
66 HARTLINE INVESTMENT CORP/ 0.03% of their portfolio WINNETKA, IL 12,92012.9k $166.9k $166.9k 0.03% New
67 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 12,92012.9k $166.9k $166.9k 0.03% Added +1.0k +1,000
68 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,73512.7k $165.0k $165.0k 0.00% Unchanged
69 RBA Wealth Management, LLC 0.07% of their portfolio NEWPORT BEACH, CA 12,51712.5k $161.7k $161.7k 0.07% Reduced -1.0k -1,047
70 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,27311.3k $146.0k $146.0k 0.00% Added +321 +321
71 CAMBRIDGE TRUST CO 0.01% of their portfolio BOSTON, MA 11,00911.0k $142.2k $142.2k 0.01% Unchanged
72 Cornerstone Wealth Group, LLC 0.01% of their portfolio HUNTERSVILLE, NC 10,98411.0k $141.9k $141.9k 0.01% New
73 Gridiron Partners, LLC 0.09% of their portfolio Wexford, PA 10,91810.9k $141.1k $141.1k 0.09% Reduced -2.9k -2,889
74 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,65210.7k $137.6k $137.6k 0.00% Added +2 +2
75 Alpha Omega Wealth Management LLC 0.02% of their portfolio RICHMOND, VA 10,00010.0k $129.2k $129.2k 0.02% Unchanged
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,9348.9k $115.4k $115.4k 0.00% Reduced -3.6k -3,648
77 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 8,6908.7k $112.0k $112.0k 0.01% Unchanged
78 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 8,0008.0k $103.4k $103.4k 0.00% Reduced -4.0k -4,000
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,4936.5k $83.9k $83.9k 0.00% Reduced -17.5k -17,457
80 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 4,8504.8k $62.7k $62.7k 0.00% New
81 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 3,9093.9k $50.5k $50.5k 0.01% Added +9 +9
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,0003.0k $38.8k $38.8k 0.00% Added +176 +176
83 SUMMIT SECURITIES GROUP LLC 0.02% of their portfolio NEW YORK, NY 2,9362.9k $38.0k $38.0k 0.02% New
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,9222.9k $38.0k $38.0k 0.00% Added +39 +39
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,8552.9k $36.9k $36.9k 0.00% Unchanged
86 DecisionPoint Financial, LLC 0.01% of their portfolio MESA, AZ 2,2002.2k $28.7k $28.7k 0.01% New
87 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 833833 $10.8k $10.8k 0.00% New
88 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $10.3k $10.3k 0.00% Unchanged
89 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 430430 $5.6k $5.6k 0.00% New
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $26 $26 0.00% Unchanged
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged