Vault-13

BLACKROCK FLOATING RATE INCO XFRAX

COM · Closed-End Fund · CUSIP 09255X100

88 institutional holders +10 vs Q3 2023
9,568,6899.6m shares reported held*
$121.2mreported value*
11 new 23 added 32 reduced 4 sold out net bought ≈ $2.6m (+209.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.66.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 97Q1 23: 87Q2 23: 79Q3 23: 78Q4 23: 8888Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202289
Q4 202297
Q1 202387
Q2 202379
Q3 202378
Q4 202388

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 36 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224043
Q1 20233844
Q2 20233343
Q3 20233231
Q4 20233436

Biggest buyers

MORGAN STANLEY Added +354,246+354.2k
JPMORGAN CHASE & CO Added +156,304+156.3k
BANK OF MONTREAL /CAN/ New +87,095+87.1k
JONES ROAD CAPITAL MANAGEMENT, L.P. Added +85,822+85.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +66,408+66.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +52,480+52.5k
Wagner Wealth Management, LLC Added +45,895+45.9k
BANK OF AMERICA CORP /DE/ Added +30,498+30.5k
Invesco Ltd. Added +26,699+26.7k
Congress Park Capital LLC Added +14,822+14.8k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -307,018-307.0k
Byrne Asset Management LLC Reduced -111,470-111.5k
Relative Value Partners Group, LLC Reduced -96,514-96.5k
GUGGENHEIM CAPITAL LLC Reduced -59,726-59.7k
Advisors Asset Management, Inc. Reduced -42,899-42.9k
LPL Financial LLC Reduced -23,634-23.6k
TRUIST FINANCIAL CORP Reduced -23,226-23.2k
Virtu Financial LLC Sold out -16,012-16.0k
AMERIPRISE FINANCIAL INC Reduced -13,188-13.2k
UBS Group AG Reduced -12,725-12.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 5.4% new 1.9m≈ $20.9m 2025-07-23

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,066,9481.1m $13.5m $13.5m 0.00% Added +354.2k +354,246
2 Wagner Wealth Management, LLC 3.24% of their portfolio GREENVILLE, SC 762,535762.5k $9.7m $9.7m 3.24% Added +45.9k +45,895
3 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 747,578747.6k $9.5m $9.5m 0.07% Reduced -59.7k -59,726
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 667,427667.4k $8.4m $8.4m 0.00% Added +26.7k +26,699
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 629,308629.3k $8.0m $8.0m 0.00% Reduced -23.6k -23,634
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 471,828471.8k $6.0m $6.0m 0.00% Added +30.5k +30,498
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 347,567347.6k $4.4m $4.4m 0.01% Reduced -23.2k -23,226
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 338,734338.7k $4.3m $4.3m 0.01% Reduced -307.0k -307,018
9 Relative Value Partners Group, LLC 0.25% of their portfolio NORTHBROOK, IL 320,475320.5k $4.1m $4.1m 0.25% Reduced -96.5k -96,514
10 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 282,795282.8k $3.6m $3.6m 0.07% Reduced -42.9k -42,899
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 262,086262.1k $3.3m $3.3m 0.00% Added +156.3k +156,304
12 Marathon Strategic Advisors, LLC 4.19% of their portfolio PITTSBURGH, PA 244,123244.1k $3.1m $3.1m 4.19% First filing
13 JONES ROAD CAPITAL MANAGEMENT, L.P. 3.03% of their portfolio NEW YORK, NY 229,254229.3k $2.9m $2.9m 3.03% Added +85.8k +85,822
14 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 218,013218.0k $2.8m $2.8m 0.01% Added +8.9k +8,889
15 Byrne Asset Management LLC 1.62% of their portfolio KINGSTON, NJ 170,212170.2k $2.1m $2.1m 1.62% Reduced -111.5k -111,470
16 Graypoint LLC 0.17% of their portfolio Albany, NY 167,664167.7k $2.1m $2.1m 0.17% Added +4.9k +4,896
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 155,248155.2k $2.0m $2.0m 0.00% Reduced -12.7k -12,725
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 153,217153.2k $1.9m $1.9m 0.00% Added +52.5k +52,480
19 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 140,431140.4k $1.8m $1.8m 0.01% Reduced -12.4k -12,434
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 129,937129.9k $1.6m $1.6m 0.00% Reduced -6.0k -6,049
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 129,743129.7k $1.6m $1.6m 0.00% Reduced -13.2k -13,188
22 Congress Park Capital LLC 0.78% of their portfolio SARATOGA SPRINGS, NY 126,813126.8k $1.6m $1.6m 0.78% Added +14.8k +14,822
23 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 117,561117.6k $1.5m $1.5m 0.01% Reduced -1.5k -1,502
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 87,09587.1k $1.2m $1.2m 0.00% New
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 72,64272.6k $920.0k $920.0k 0.00% Reduced -8.8k -8,789
26 Kades & Cheifetz LLC 0.61% of their portfolio Berwyn, PA 68,34568.3k $865.2k $865.2k 0.61% Added +7.7k +7,686
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio Englewood, NJ 66,40866.4k $840.7k $840.7k 0.08% New
28 PRIVATE MANAGEMENT GROUP INC 0.03% of their portfolio IRVINE, CA 63,16663.2k $799.7k $799.7k 0.03% Reduced -1.4k -1,423
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 63,00463.0k $797.6k $797.6k 0.00% Reduced -1.5k -1,470
30 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.24% of their portfolio MINNEAPOLIS, MN 61,97762.0k $784.6k $784.6k 0.24% Added +803 +803
31 MELFA WEALTH MANAGEMENT, INC. 0.73% of their portfolio WESTBOROUGH, MA 61,44461.4k $777.9k $777.9k 0.73% Reduced -450 -450
32 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 59,29159.3k $750.6k $750.6k 0.02% Unchanged
33 Circle Wealth Management, LLC 0.02% of their portfolio SUMMIT, NJ 54,07254.1k $684.5k $684.5k 0.02% Unchanged
34 SHUFRO ROSE & CO LLC 0.06% of their portfolio NEW YORK, NY 53,55553.6k $675.9k $675.9k 0.06% Added +1.0k +1,005
35 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 51,11851.1k $647.2k $647.2k 0.02% Reduced -1.6k -1,649
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 50,76350.8k $643.0k $643.0k 0.00% Reduced -2.6k -2,616
37 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.39% of their portfolio WALTHAM, MA 48,93648.9k $619.5k $619.5k 0.39% Reduced -6.0k -5,968
38 ZAZOVE ASSOCIATES LLC 0.06% of their portfolio INCLINE VILLAGE, NV 38,27638.3k $485.0k $485.0k 0.06% Unchanged
39 Apriem Advisors 0.06% of their portfolio IRVINE, CA 38,07738.1k $482.1k $482.1k 0.06% Added +52 +52
40 Waterfront Wealth Inc. 0.14% of their portfolio OVERLAND PARK, KS 37,34437.3k $472.8k $472.8k 0.14% Reduced -1.4k -1,440
41 Andrew Hill Investment Advisors, Inc. 0.48% of their portfolio NAPLES, FL 36,13436.1k $457.5k $457.5k 0.48% First filing
42 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 36,08136.1k $456.8k $456.8k 0.01% Reduced -1.0k -1,000
43 ProVise Management Group, LLC 0.04% of their portfolio CLEARWATER, FL 35,80735.8k $453.3k $453.3k 0.04% Reduced -1.6k -1,550
44 9258 Wealth Management, LLC 0.08% of their portfolio BLUE ASH, OH 34,65434.7k $438.7k $438.7k 0.08% Added +927 +927
45 Visionary Horizons, LLC 0.35% of their portfolio Knoxville, TN 33,82033.8k $428.2k $428.2k 0.35% First filing
46 VIRTUS ADVISERS, LLC 0.26% of their portfolio HARTFORD, CT 32,66832.7k $413.6k $413.6k 0.26% Reduced -8.4k -8,428
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,40432.4k $410.2k $410.2k 0.00% Added +5.9k +5,852
48 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 26,35126.4k $334.0k $334.0k 0.01% Unchanged
49 Whitener Capital Management, Inc. 0.11% of their portfolio Rocky Mount, NC 24,80024.8k $314.0k $314.0k 0.11% Reduced -2.0k -2,000
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 23,95023.9k $303.2k $303.2k 0.00% Reduced -708 -708
51 Schechter Investment Advisors, LLC 0.03% of their portfolio BIRMINGHAM, MI 23,60123.6k $298.8k $298.8k 0.03% Added +689 +689
52 Klingman & Associates, LLC 0.02% of their portfolio New York, NY 21,33921.3k $270.1k $270.1k 0.02% Added +624 +624
53 Future Financial Wealth Managment LLC 0.26% of their portfolio CINCINNATI, OH 20,85620.9k $264.0k $264.0k 0.26% Added +171 +171
54 PETRA FINANCIAL ADVISORS INC 0.21% of their portfolio COLORADO SRPINGS, CO 19,61019.6k $248.3k $248.3k 0.21% Unchanged
55 GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio DENVER, CO 18,92718.9k $239.6k $239.6k 0.10% Unchanged
56 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 18,32418.3k $232.0k $232.0k 0.01% Unchanged
57 Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 17,50017.5k $221.6k $221.6k 0.02% Reduced -11.5k -11,500
58 Objective Capital Management, LLC 0.16% of their portfolio Fairlawn, OH 16,98917.0k $215.1k $215.1k 0.16% Added +497 +497
59 Westchester Capital Management, LLC 0.01% of their portfolio VALHALLA, NY 16,13616.1k $204.3k $204.3k 0.01% Unchanged
60 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 15,02415.0k $190.2k $190.2k 0.01% Reduced -2.3k -2,255
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,89913.9k $176.0k $176.0k 0.00% Reduced -71 -71
62 Gridiron Partners, LLC 0.12% of their portfolio Wexford, PA 13,80713.8k $174.8k $174.8k 0.12% First filing
63 Selway Asset Management 0.07% of their portfolio BOISE, ID 13,60013.6k $172.2k $172.2k 0.07% Unchanged
64 RBA Wealth Management, LLC 0.07% of their portfolio NEWPORT BEACH, CA 13,56413.6k $171.7k $171.7k 0.07% Reduced -90 -90
65 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,73512.7k $161.0k $161.0k 0.00% Unchanged
66 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 12,65012.7k $160.1k $160.1k 0.00% New
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 12,58212.6k $159.3k $159.3k 0.00% Reduced -1.2k -1,182
68 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 12,00012.0k $151.9k $151.9k 0.01% New
69 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 11,92011.9k $150.9k $150.9k 0.03% Added +348 +348
70 CAMBRIDGE TRUST CO 0.01% of their portfolio BOSTON, MA 11,00911.0k $139.4k $139.4k 0.01% Unchanged
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,95211.0k $139.0k $139.0k 0.00% Added +414 +414
72 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,65010.7k $134.8k $134.8k 0.00% Reduced -1.0k -1,029
73 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 10,37910.4k $131.4k $131.4k 0.02% New
74 Alpha Omega Wealth Management LLC 0.02% of their portfolio RICHMOND, VA 10,00010.0k $126.6k $126.6k 0.02% Unchanged
75 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 8,6908.7k $110.0k $110.0k 0.01% Unchanged
76 LM Advisors LLC 0.02% of their portfolio SAN DIEGO, CA 6,8006.8k $86.1k $86.1k 0.02% First filing
77 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 3,9003.9k $49.4k $49.4k 0.01% Added +11 +11
78 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,7353.7k $47.0k $47.0k 0.00% New
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,8832.9k $36.0k $36.0k 0.00% Reduced -969 -969
80 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,8552.9k $36.1k $36.1k 0.00% Unchanged
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,8242.8k $35.8k $35.8k 0.00% New
82 Elequin Capital, LP 0.01% of their portfolio NEW YORK, NY 2,4382.4k $30.9k $30.9k 0.01% New
83 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 2,0002.0k $25.3k $25.3k 0.00% New
84 McGlone Suttner Wealth Management, Inc. 0.01% of their portfolio APPLETON, WI 2,0002.0k $25.3k $25.3k 0.01% New
85 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $10.1k $10.1k 0.00% Unchanged
86 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3030 $380 $380 0.00% New
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $25 $25 0.00% Unchanged
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged