Vault-13

BLACKROCK FLOATING RATE INCO XFRAX

COM · Closed-End Fund · CUSIP 09255X100

78 institutional holders -1 vs Q2 2023
9,048,3999.0m shares reported held*
$114.2mreported value*
5 new 27 added 25 reduced 6 sold out net sold ≈ $8.2m (-636.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.62.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 97Q1 23: 87Q2 23: 79Q3 23: 7878Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202289
Q4 202297
Q1 202387
Q2 202379
Q3 202378

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 31 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224043
Q1 20233844
Q2 20233343
Q3 20233231

Biggest buyers

OSAIC HOLDINGS, INC. Added +318,400+318.4k
Graypoint LLC New +162,768+162.8k
GUGGENHEIM CAPITAL LLC Added +47,888+47.9k
PENSION & WEALTH MANAGEMENT ADVISORS, INC. Added +31,040+31.0k
BANK OF AMERICA CORP /DE/ Added +28,880+28.9k
Invesco Ltd. Added +28,762+28.8k
Baird Financial Group, Inc. Added +27,530+27.5k
Wagner Wealth Management, LLC Added +27,286+27.3k
WELLS FARGO & COMPANY/MN Added +23,918+23.9k
AMERIPRISE FINANCIAL INC Added +21,823+21.8k

Biggest sellers

Relative Value Partners Group, LLC Reduced -800,532-800.5k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Sold out -224,000-224.0k
LPL Financial LLC Reduced -155,181-155.2k
AQR Arbitrage LLC Sold out -66,108-66.1k
MORGAN STANLEY Reduced -62,013-62.0k
Rockefeller Capital Management L.P. Reduced -37,438-37.4k
JPMORGAN CHASE & CO Reduced -24,261-24.3k
Cetera Advisor Networks LLC Sold out -19,433-19.4k
B. Riley Wealth Advisors, Inc. Reduced -14,764-14.8k
Schechter Investment Advisors, LLC Reduced -14,594-14.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 5.4% new 1.9m≈ $20.9m 2025-07-23

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 807,304807.3k $10.2m $10.2m 0.09% Added +47.9k +47,888
2 Wagner Wealth Management, LLC 3.32% of their portfolio GREENVILLE, SC 716,640716.6k $9.0m $9.0m 3.32% Added +27.3k +27,286
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 712,702712.7k $9.0m $9.0m 0.00% Reduced -62.0k -62,013
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 652,942652.9k $8.2m $8.2m 0.01% Reduced -155.2k -155,181
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 645,752645.8k $8.1m $8.1m 0.01% Added +318.4k +318,400
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 640,728640.7k $8.1m $8.1m 0.00% Added +28.8k +28,762
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 441,330441.3k $5.6m $5.6m 0.00% Added +28.9k +28,880
8 Relative Value Partners Group, LLC 0.35% of their portfolio NORTHBROOK, IL 416,989417.0k $5.3m $5.3m 0.35% Reduced -800.5k -800,532
9 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 370,793370.8k $4.7m $4.7m 0.01% Added +14.5k +14,460
10 Advisors Asset Management, Inc. 0.09% of their portfolio Monument, CO 325,694325.7k $4.1m $4.1m 0.09% Added +18.4k +18,350
11 Byrne Asset Management LLC 2.94% of their portfolio KINGSTON, NJ 281,682281.7k $3.6m $3.6m 2.94% Reduced -11.1k -11,115
12 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 209,124209.1k $2.6m $2.6m 0.01% Added +27.5k +27,530
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 167,973168.0k $2.1m $2.1m 0.00% Reduced -2.8k -2,774
14 Graypoint LLC 0.19% of their portfolio Albany, NY 162,768162.8k $2.1m $2.1m 0.19% New
15 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 152,865152.9k $1.9m $1.9m 0.01% Reduced -37.4k -37,438
16 JONES ROAD CAPITAL MANAGEMENT, L.P. 2.16% of their portfolio NEW YORK, NY 143,432143.4k $1.8m $1.8m 2.16% Unchanged
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 142,931142.9k $1.8m $1.8m 0.00% Added +21.8k +21,823
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 135,986136.0k $1.7m $1.7m 0.00% Added +23.9k +23,918
19 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 119,063119.1k $1.5m $1.5m 0.02% Added +72 +72
20 Congress Park Capital LLC 0.81% of their portfolio SARATOGA SPRINGS, NY 111,991112.0k $1.4m $1.4m 0.81% Added +9.1k +9,078
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 105,782105.8k $1.3m $1.3m 0.00% Reduced -24.3k -24,261
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 100,737100.7k $1.3m $1.3m 0.00% Added +19.8k +19,769
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,43181.4k $1.0m $1.0m 0.00% Reduced -9.4k -9,427
24 PRIVATE MANAGEMENT GROUP INC 0.03% of their portfolio IRVINE, CA 64,58964.6k $815.1k $815.1k 0.03% Reduced -1.2k -1,249
25 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 64,47464.5k $813.7k $813.7k 0.00% Reduced -4.8k -4,767
26 MELFA WEALTH MANAGEMENT, INC. 0.85% of their portfolio WESTBOROUGH, MA 61,89461.9k $781.1k $781.1k 0.85% Reduced -6.5k -6,497
27 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.26% of their portfolio MINNEAPOLIS, MN 61,17461.2k $772.0k $772.0k 0.26% Added +2.8k +2,813
28 Kades & Cheifetz LLC 0.61% of their portfolio Berwyn, PA 60,65960.7k $765.5k $765.5k 0.61% Reduced -5.6k -5,617
29 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 59,29159.3k $748.3k $748.3k 0.01% Unchanged
30 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.50% of their portfolio WALTHAM, MA 54,90454.9k $692.9k $692.9k 0.50% Added +31.0k +31,040
31 Circle Wealth Management, LLC 0.02% of their portfolio SUMMIT, NJ 54,07254.1k $682.4k $682.4k 0.02% Unchanged
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 53,37953.4k $674.0k $674.0k 0.00% Reduced -2.5k -2,541
33 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 52,76752.8k $665.9k $665.9k 0.02% Reduced -2.8k -2,766
34 SHUFRO ROSE & CO LLC 0.06% of their portfolio NEW YORK, NY 52,55052.5k $663.2k $663.2k 0.06% Reduced -1.0k -1,000
35 VIRTUS ADVISERS, LLC 0.31% of their portfolio HARTFORD, CT 41,09641.1k $518.6k $518.6k 0.31% Added +19.2k +19,192
36 Waterfront Wealth Inc. 0.15% of their portfolio OVERLAND PARK, KS 38,78438.8k $460.5k $460.5k 0.15% Reduced -2.7k -2,671
37 ZAZOVE ASSOCIATES LLC 0.05% of their portfolio INCLINE VILLAGE, NV 38,27638.3k $483.0k $483.0k 0.05% Unchanged
38 Apriem Advisors 0.07% of their portfolio IRVINE, CA 38,02538.0k $479.9k $479.9k 0.07% Added +36 +36
39 ProVise Management Group, LLC 0.04% of their portfolio CLEARWATER, FL 37,35737.4k $471.4k $471.4k 0.04% Reduced -525 -525
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 37,08137.1k $468.0k $468.0k 0.01% Added +4.0k +3,957
41 9258 Wealth Management, LLC 0.08% of their portfolio BLUE ASH, OH 33,72733.7k $425.6k $425.6k 0.08% Reduced -506 -506
42 Sheaff Brock Investment Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 29,00029.0k $366.0k $366.0k 0.04% Unchanged
43 Whitener Capital Management, Inc. 0.14% of their portfolio Rocky Mount, NC 26,80026.8k $338.2k $338.2k 0.14% Unchanged
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 26,55226.6k $335.1k $335.1k 0.00% Added +3.6k +3,582
45 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 26,35126.4k $333.0k $333.0k 0.02% Reduced -3.6k -3,586
46 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 24,65824.7k $311.2k $311.2k 0.00% Reduced -7.8k -7,763
47 Schechter Investment Advisors, LLC 0.03% of their portfolio BIRMINGHAM, MI 22,91222.9k $289.1k $289.1k 0.03% Reduced -14.6k -14,594
48 Klingman & Associates, LLC 0.02% of their portfolio New York, NY 20,71520.7k $261.4k $261.4k 0.02% Added +572 +572
49 Future Financial Wealth Managment LLC 0.29% of their portfolio CINCINNATI, OH 20,68520.7k $261.0k $261.0k 0.29% Added +579 +579
50 PETRA FINANCIAL ADVISORS INC 0.21% of their portfolio COLORADO SRPINGS, CO 19,61019.6k $247.5k $247.5k 0.21% Unchanged
51 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 18,92718.9k $238.9k $238.9k 0.11% Unchanged
52 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 18,32418.3k $231.2k $231.2k 0.01% Unchanged
53 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 17,27917.3k $218.1k $218.1k 0.01% Reduced -14.8k -14,764
54 Objective Capital Management, LLC 0.18% of their portfolio Fairlawn, OH 16,49216.5k $208.1k $208.1k 0.18% Added +440 +440
55 Westchester Capital Management, LLC 0.01% of their portfolio VALHALLA, NY 16,13616.1k $203.6k $203.6k 0.01% Unchanged
56 Virtu Financial LLC 0.02% of their portfolio New York, NY 16,01216.0k $202.0k $202.0k 0.02% New
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,97014.0k $176.0k $176.0k 0.00% Added +262 +262
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 13,76413.8k $173.7k $173.7k 0.00% Added +1.9k +1,887
59 RBA Wealth Management, LLC 0.08% of their portfolio NEWPORT BEACH, CA 13,65413.7k $172.3k $172.3k 0.08% Unchanged
60 Selway Asset Management 0.08% of their portfolio BOISE, ID 13,60013.6k $171.6k $171.6k 0.08% Unchanged
61 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,73512.7k $161.0k $161.0k 0.00% Reduced -3.5k -3,490
62 Claybrook Capital, LLC 0.09% of their portfolio WELLESLEY, MA 12,65012.7k $159.6k $159.6k 0.09% Unchanged
63 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,67911.7k $147.4k $147.4k 0.00% Added +1.2k +1,192
64 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.04% of their portfolio CONCORD, MA 11,57211.6k $146.0k $146.0k 0.04% New
65 CAMBRIDGE TRUST CO 0.01% of their portfolio BOSTON, MA 11,00911.0k $138.9k $138.9k 0.01% Unchanged
66 Sutton Wealth Advisors Inc. 0.07% of their portfolio TAMPA, FL 10,98411.0k $138.6k $138.6k 0.07% Unchanged
67 Financial Advocates Investment Management 0.01% of their portfolio OLYMPIA, WA 10,94910.9k $138.2k $138.2k 0.01% New
68 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,53810.5k $133.0k $133.0k 0.00% Added +291 +291
69 Alpha Omega Wealth Management LLC 0.02% of their portfolio RICHMOND, VA 10,00010.0k $126.2k $126.2k 0.02% Unchanged
70 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 8,6908.7k $109.0k $109.0k 0.01% First filing
71 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 3,8893.9k $49.1k $49.1k 0.01% Reduced -2.5k -2,492
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,8523.9k $49.0k $49.0k 0.00% Added +29 +29
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,8552.9k $36.0k $36.0k 0.00% New
74 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $10.1k $10.1k 0.00% Unchanged
75 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1515 $189 $189 0.00% Reduced -319 -319
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $25 $25 0.00% Unchanged
77 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $13 $13 0.00% Unchanged
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged