Vault-13

BLACKROCK FLOATING RATE INCO XFRAX

COM · Closed-End Fund · CUSIP 09255X100

79 institutional holders -8 vs Q1 2023
9,676,8619.7m shares reported held*
$118.3mreported value*
7 new 26 added 28 reduced 15 sold out net sold ≈ $26.1m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.23.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 97Q1 23: 87Q2 23: 7979Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202289
Q4 202297
Q1 202387
Q2 202379

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 43 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224043
Q1 20233844
Q2 20233343

Biggest buyers

Wagner Wealth Management, LLC Added +109,081+109.1k
BANK OF AMERICA CORP /DE/ Added +102,273+102.3k
JONES ROAD CAPITAL MANAGEMENT, L.P. Added +40,000+40.0k
WELLS FARGO & COMPANY/MN Added +25,680+25.7k
OSAIC HOLDINGS, INC. Added +22,793+22.8k
Claybrook Capital, LLC New +12,650+12.7k
D.A. DAVIDSON & CO. Added +11,071+11.1k
MERCER GLOBAL ADVISORS INC /ADV New +10,247+10.2k
AMERIPRISE FINANCIAL INC Added +8,048+8.0k
Waterfront Wealth Inc. Added +6,488+6.5k

Biggest sellers

Relative Value Partners Group, LLC Reduced -1,442,259-1.4m
MORGAN STANLEY Reduced -220,172-220.2k
Logan Stone Capital, LLC Sold out -133,087-133.1k
Shaker Financial Services, LLC Sold out -111,444-111.4k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -105,151-105.2k
CIBC WORLD MARKET INC. Sold out -70,000-70.0k
WOLVERINE ASSET MANAGEMENT LLC Sold out -59,928-59.9k
LPL Financial LLC Reduced -54,249-54.2k
Advisors Asset Management, Inc. Reduced -45,398-45.4k
GUGGENHEIM CAPITAL LLC Reduced -41,731-41.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 5.4% new 1.9m≈ $20.9m 2025-07-23

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Relative Value Partners Group, LLC 0.96% of their portfolio NORTHBROOK, IL 1,217,5211.2m $14.9m $14.9m 0.96% Reduced -1.4m -1,442,259
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 808,123808.1k $9.9m $9.9m 0.01% Reduced -54.2k -54,249
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 774,715774.7k $9.5m $9.5m 0.00% Reduced -220.2k -220,172
4 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 759,416759.4k $9.3m $9.3m 0.07% Reduced -41.7k -41,731
5 Wagner Wealth Management, LLC 3.21% of their portfolio GREENVILLE, SC 689,354689.4k $8.4m $8.4m 3.21% Added +109.1k +109,081
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 611,966612.0k $7.5m $7.5m 0.00% Reduced -24.4k -24,394
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 412,450412.4k $5.0m $5.0m 0.00% Added +102.3k +102,273
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 356,333356.3k $4.4m $4.4m 0.01% Added +6.4k +6,426
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 327,352327.4k $4.0m $4.0m 0.01% Added +22.8k +22,793
10 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 307,344307.3k $3.8m $3.8m 0.08% Reduced -45.4k -45,398
11 Byrne Asset Management LLC 2.32% of their portfolio KINGSTON, NJ 292,797292.8k $3.6m $3.6m 2.32% Reduced -4.2k -4,210
12 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.22% of their portfolio London, X0 224,000224.0k $2.7m $2.7m 0.22% Reduced -15.0k -15,000
13 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 190,303190.3k $2.3m $2.3m 0.01% First filing
14 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 181,594181.6k $2.2m $2.2m 0.01% Added +6.5k +6,481
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 170,747170.7k $2.1m $2.1m 0.00% Reduced -18.1k -18,055
16 JONES ROAD CAPITAL MANAGEMENT, L.P. 1.67% of their portfolio NEW YORK, NY 143,432143.4k $1.8m $1.8m 1.67% Added +40.0k +40,000
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 130,043130.0k $1.6m $1.6m 0.00% Reduced -17.4k -17,442
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 121,108121.1k $1.5m $1.5m 0.00% Added +8.0k +8,048
19 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 118,991119.0k $1.5m $1.5m 0.02% Added +11.1k +11,071
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 112,068112.1k $1.4m $1.4m 0.00% Added +25.7k +25,680
21 Congress Park Capital LLC 0.70% of their portfolio SARATOGA SPRINGS, NY 102,913102.9k $1.3m $1.3m 0.70% Reduced -3.2k -3,230
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,85890.9k $1.1m $1.1m 0.00% Added +970 +970
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 80,96881.0k $989.0k $989.0k 0.00% Added +4.2k +4,160
24 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 69,24169.2k $845.4k $845.4k 0.00% Added +6.0k +6,018
25 MELFA WEALTH MANAGEMENT, INC. 0.85% of their portfolio WESTBOROUGH, MA 68,39168.4k $835.1k $835.1k 0.85% Reduced -824 -824
26 Kades & Cheifetz LLC 0.62% of their portfolio Berwyn, PA 66,27666.3k $809.2k $809.2k 0.62% Added +1.5k +1,453
27 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 66,10866.1k $807.2k $807.2k 0.03% Reduced -4.3k -4,275
28 PRIVATE MANAGEMENT GROUP INC 0.03% of their portfolio IRVINE, CA 65,83865.8k $803.9k $803.9k 0.03% Added +680 +680
29 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 59,29159.3k $723.9k $723.9k 0.02% Unchanged
30 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.24% of their portfolio MINNEAPOLIS, MN 58,36158.4k $712.6k $712.6k 0.24% Added +3.2k +3,180
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 55,92055.9k $683.0k $683.0k 0.00% Added +3.4k +3,444
32 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 55,53355.5k $678.1k $678.1k 0.02% Reduced -1.8k -1,818
33 Circle Wealth Management, LLC 0.09% of their portfolio SUMMIT, NJ 54,07254.1k $660.2k $660.2k 0.09% Unchanged
34 SHUFRO ROSE & CO LLC 0.06% of their portfolio NEW YORK, NY 53,55053.5k $653.8k $653.8k 0.06% Reduced -1.8k -1,800
35 Waterfront Wealth Inc. 0.15% of their portfolio OVERLAND PARK, KS 41,45541.5k $507.0k $507.0k 0.15% Added +6.5k +6,488
36 ZAZOVE ASSOCIATES LLC 0.04% of their portfolio INCLINE VILLAGE, NV 38,27638.3k $467.0k $467.0k 0.04% Unchanged
37 Apriem Advisors 0.07% of their portfolio IRVINE, CA 37,98938.0k $463.8k $463.8k 0.07% Added +6.0k +6,036
38 ProVise Management Group, LLC 0.04% of their portfolio CLEARWATER, FL 37,88237.9k $462.5k $462.5k 0.04% Reduced -1.8k -1,825
39 Schechter Investment Advisors, LLC 0.04% of their portfolio BIRMINGHAM, MI 37,50637.5k $457.9k $457.9k 0.04% Added +1.0k +1,000
40 9258 Wealth Management, LLC 0.08% of their portfolio BLUE ASH, OH 34,23334.2k $418.0k $418.0k 0.08% Reduced -1.5k -1,489
41 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 33,12433.1k $404.4k $404.4k 0.01% Reduced -9.8k -9,832
42 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 32,42132.4k $395.9k $395.9k 0.00% Reduced -2.5k -2,517
43 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 32,04332.0k $391.2k $391.2k 0.01% Reduced -7.1k -7,129
44 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 29,93729.9k $366.0k $366.0k 0.02% Reduced -2.8k -2,800
45 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 29,00029.0k $354.1k $354.1k 0.03% Reduced -9.0k -9,000
46 Whitener Capital Management, Inc. 0.13% of their portfolio Rocky Mount, NC 26,80026.8k $327.2k $327.2k 0.13% Unchanged
47 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.34% of their portfolio WALTHAM, MA 23,86423.9k $460.2k $460.2k 0.34% Reduced -7.3k -7,253
48 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,97023.0k $280.5k $280.5k 0.00% Added +3.2k +3,188
49 VIRTUS ADVISERS, LLC 0.16% of their portfolio HARTFORD, CT 21,90421.9k $267.4k $267.4k 0.16% Reduced -3.6k -3,610
50 Klingman & Associates, LLC 0.02% of their portfolio New York, NY 20,14320.1k $245.9k $245.9k 0.02% Added +566 +566
51 Future Financial Wealth Managment LLC 0.26% of their portfolio CINCINNATI, OH 20,10620.1k $245.5k $245.5k 0.26% Unchanged
52 PETRA FINANCIAL ADVISORS INC 0.21% of their portfolio COLORADO SRPINGS, CO 19,61019.6k $239.4k $239.4k 0.21% Unchanged
53 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 19,43319.4k $237.3k $237.3k 0.00% Added +4.2k +4,155
54 GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio DENVER, CO 18,92718.9k $231.1k $231.1k 0.10% Unchanged
55 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 18,32418.3k $223.7k $223.7k 0.01% Unchanged
56 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 16,22516.2k $198.0k $198.0k 0.00% Reduced -5.0k -5,050
57 Westchester Capital Management, LLC 0.01% of their portfolio VALHALLA, NY 16,13616.1k $197.0k $197.0k 0.01% Unchanged
58 Objective Capital Management, LLC 0.17% of their portfolio Fairlawn, OH 16,05216.1k $196.0k $196.0k 0.17% Added +436 +436
59 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,70813.7k $167.0k $167.0k 0.00% Unchanged
60 RBA Wealth Management, LLC 0.08% of their portfolio NEWPORT BEACH, CA 13,65413.7k $166.7k $166.7k 0.08% Reduced -140 -140
61 Selway Asset Management 0.07% of their portfolio BOISE, ID 13,60013.6k $166.1k $166.1k 0.07% Reduced -100 -100
62 Claybrook Capital, LLC 0.08% of their portfolio WELLESLEY, MA 12,65012.7k $154.5k $154.5k 0.08% New
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,87711.9k $145.0k $145.0k 0.00% Added +334 +334
64 CAMBRIDGE TRUST CO 0.01% of their portfolio BOSTON, MA 11,00911.0k $134.4k $134.4k 0.01% Unchanged
65 Sutton Wealth Advisors Inc. 0.06% of their portfolio TAMPA, FL 10,98411.0k $134.1k $134.1k 0.06% Unchanged
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,48710.5k $128.0k $128.0k 0.00% Added +310 +310
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,24710.2k $125.0k $125.0k 0.00% New
68 Alpha Omega Wealth Management LLC 0.02% of their portfolio RICHMOND, VA 10,00010.0k $122.1k $122.1k 0.02% Unchanged
69 Anchor Investment Management, LLC 0.01% of their portfolio COLUMBIA, SC 6,3816.4k $77.9k $77.9k 0.01% Reduced -3.5k -3,492
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,8233.8k $47.0k $47.0k 0.00% Added +1.1k +1,085
71 ROFFMAN MILLER ASSOCIATES INC /PA/ 0.00% of their portfolio PHILADELPHIA, PA 1,7001.7k $20.8k $20.8k 0.00% New
72 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,6001.6k $19.5k $19.5k 0.00% New
73 Stonebridge Capital Advisors LLC 0.00% of their portfolio ST PAUL, MN 1,6001.6k $19.5k $19.5k 0.00% New
74 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 1,0671.1k $13.0k $13.0k 0.00% Unchanged
75 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $9.8k $9.8k 0.00% Unchanged
76 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 334334 $4.1k $4.1k 0.00% New
77 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $24 $24 0.00% Unchanged
78 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $12 $12 0.00% New
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged