BLACKROCK FLOATING RATE INCO XFRAX
COM · Closed-End Fund · CUSIP 09255X100
87
institutional holders
-10 vs Q4 2022
11.6m
shares reported held*
$136.2mreported value*
5 new
33 added
29 reduced
15 sold out
net bought ≈ $13.8m (+1.2m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.70.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 89 |
| Q4 2022 | 97 |
| Q1 2023 | 87 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 40 | 43 |
| Q1 2023 | 38 | 44 |
Biggest buyers
| Relative Value Partners Group, LLC | Added | +1.3m |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | New | +239.0k |
| BANK OF AMERICA CORP /DE/ | Added | +202.3k |
| OSAIC HOLDINGS, INC. | Added | +168.2k |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | New | +103.4k |
| Wagner Wealth Management, LLC | Added | +93.9k |
| GUGGENHEIM CAPITAL LLC | Added | +59.6k |
| WELLS FARGO & COMPANY/MN | Added | +52.6k |
| Shaker Financial Services, LLC | Added | +42.3k |
| AQR Arbitrage LLC | Added | +42.2k |
Biggest sellers
| OAKTREE CAPITAL MANAGEMENT LP | Sold out | -519.5k |
| MORGAN STANLEY | Reduced | -321.5k |
| JANE STREET GROUP, LLC | Sold out | -57.5k |
| Apriem Advisors | Reduced | -55.4k |
| HighTower Advisors, LLC | Sold out | -54.4k |
| Walleye Capital LLC | Sold out | -37.1k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -29.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -28.6k |
| Virtu Financial LLC | Sold out | -28.5k |
| Byrne Asset Management LLC | Reduced | -26.0k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 | 5.4% |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Relative Value Partners Group, LLC 1.06% of their portfolio | 2.7m $31.1m | Added +1.3m |
| MORGAN STANLEY 0.00% of their portfolio | 994.9k $11.6m | Reduced -321.5k |
| LPL Financial LLC 0.01% of their portfolio | 862.4k $10.1m | Added +30.6k |
| GUGGENHEIM CAPITAL LLC 0.08% of their portfolio | 801.1k $9.4m | Added +59.6k |
| Invesco Ltd. 0.00% of their portfolio | 636.4k $7.4m | Added +15.1k |
| Wagner Wealth Management, LLC 3.08% of their portfolio | 580.3k $6.8m | Added +93.9k |
| Advisors Asset Management, Inc. 0.08% of their portfolio | 352.7k $4.1m | Added +13.7k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 349.9k $4.1m | Added +6.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 310.2k $3.6m | Added +202.3k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 304.6k $3.6m | Added +168.2k |
| Byrne Asset Management LLC 2.48% of their portfolio | 297.0k $3.5m | Reduced -26.0k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.21% of their portfolio | 239.0k $2.8m | New |
| UBS Group AG 0.00% of their portfolio | 188.8k $2.2m | Reduced -8.8k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 175.1k $2.0m | Added +2.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 147.5k $1.7m | Added +29.9k |
| Logan Stone Capital, LLC 0.62% of their portfolio | 133.1k $1.6m | Reduced -11.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 113.1k $1.3m | Reduced -8.7k |
| Shaker Financial Services, LLC 0.57% of their portfolio | 111.4k $1.3m | Added +42.3k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 107.9k $1.3m | Added +11.6k |
| Congress Park Capital LLC 0.74% of their portfolio | 106.1k $1.2m | Added +13.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.06% of their portfolio | 105.2k $1.2m | Reduced -29.2k |
| JONES ROAD CAPITAL MANAGEMENT, L.P. 1.12% of their portfolio | 103.4k $1.2m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 89.9k $1.1m | Reduced -616 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 86.4k $1.0m | Added +52.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 76.8k $898.0k | Added +6.5k |
| AQR Arbitrage LLC 0.03% of their portfolio | 70.4k $823.5k | Added +42.2k |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 70.0k $819.0k | Reduced -4.3k |
| MELFA WEALTH MANAGEMENT, INC. 0.81% of their portfolio | 69.2k $809.8k | Reduced -4.2k |
| PRIVATE MANAGEMENT GROUP INC 0.03% of their portfolio | 65.2k $762.3k | Added +16.1k |
| Kades & Cheifetz LLC 0.60% of their portfolio | 64.8k $758.4k | Added +1.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 63.2k $739.7k | Added +3.2k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 59.9k $701.2k | Added +14.3k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 59.3k $693.7k | Unchanged |
| Capital Investment Advisors, LLC 0.02% of their portfolio | 57.4k $671.0k | Reduced -134 |
| SHUFRO ROSE & CO LLC 0.06% of their portfolio | 55.4k $647.6k | Reduced -300 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.23% of their portfolio | 55.2k $645.6k | Reduced -4.1k |
| Circle Wealth Management, LLC 0.09% of their portfolio | 54.1k $632.6k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 52.5k $614.0k | Reduced -6.1k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 43.0k $502.6k | Reduced -426 |
| ProVise Management Group, LLC 0.04% of their portfolio | 39.7k $464.6k | Reduced -2.5k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 39.2k $458.3k | Added +1.2k |
| ZAZOVE ASSOCIATES LLC 0.04% of their portfolio | 38.3k $448.0k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.05% of their portfolio | 38.0k $444.6k | Unchanged |
| Schechter Investment Advisors, LLC 0.04% of their portfolio | 36.5k $427.1k | Added +790 |
| 9258 Wealth Management, LLC 0.08% of their portfolio | 35.7k $418.0k | Reduced -1.5k |
| Waterfront Wealth Inc. 0.13% of their portfolio | 35.0k $409.1k | Reduced -720 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 34.9k $408.8k | Reduced -7.1k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 32.7k $383.0k | Unchanged |
| Apriem Advisors 0.06% of their portfolio | 32.0k $373.8k | Reduced -55.4k |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.29% of their portfolio | 31.1k $364.1k | Added +16.9k |
| Whitener Capital Management, Inc. 0.13% of their portfolio | 26.8k $313.6k | Added +3.7k |
| VIRTUS ADVISERS, LLC 0.16% of their portfolio | 25.5k $298.5k | Added +576 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 24.7k $288.5k | Reduced -6.8k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.12% of their portfolio | 22.5k $266.3k | New |
| COHEN & STEERS, INC. 0.00% of their portfolio | 22.0k $257.0k | New |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 21.3k $249.0k | Added +4.0k |
| Future Financial Wealth Managment LLC 0.26% of their portfolio | 20.1k $238.3k | Added +4.8k |
| VERUS CAPITAL PARTNERS, LLC 0.04% of their portfolio | 20.0k $234.0k | Added +2.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 19.8k $231.4k | Reduced -4.0k |
| PETRA FINANCIAL ADVISORS INC 0.23% of their portfolio | 19.6k $229.4k | Unchanged |
| Klingman & Associates, LLC 0.02% of their portfolio | 19.6k $229.1k | Added +447 |
| GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio | 18.9k $221.4k | Unchanged |
| FIRST FOUNDATION ADVISORS 0.01% of their portfolio | 18.3k $214.4k | Reduced -5.9k |
| Westchester Capital Management, LLC 0.01% of their portfolio | 16.1k $188.8k | Unchanged |
| Objective Capital Management, LLC 0.17% of their portfolio | 15.6k $182.7k | Reduced -3.4k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 15.3k $178.8k | Reduced -943 |
| RBA Wealth Management, LLC 0.08% of their portfolio | 13.8k $161.4k | Reduced -120 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 13.7k $160.0k | Unchanged |
| Selway Asset Management 0.08% of their portfolio | 13.7k $160.3k | Unchanged |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio | 13.4k $156.4k | Added +167 |
| SUMMIT WEALTH & RETIREMENT PLANNING, INC. 0.05% of their portfolio | 11.6k $136.1k | Reduced -2.2k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 11.5k $135.1k | Added +263 |
| CAMBRIDGE TRUST CO 0.01% of their portfolio | 11.0k $128.8k | Unchanged |
| Sutton Wealth Advisors Inc. 0.07% of their portfolio | 11.0k $128.5k | Unchanged |
| RAYMOND JAMES TRUST N.A. 0.00% of their portfolio | 10.8k $126.0k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 10.2k $119.1k | Reduced -343 |
| Alpha Omega Wealth Management LLC 0.02% of their portfolio | 10.0k $117.0k | Unchanged |
| Anchor Investment Management, LLC 0.02% of their portfolio | 9.9k $115.5k | Reduced -2.8k |
| Belpointe Asset Management LLC 0.00% of their portfolio | 3.2k $37.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.7k $32.0k | Added +1.0k |
| Elequin Capital, LP 0.02% of their portfolio | 2.4k $27.8k | Reduced -12.7k |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 1.3k $15.6k | New |
| HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio | 1.1k $12.0k | Not comparable |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 800 $9.4k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 30 $351 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 2 $23 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |