Vault-13

BLACKROCK FLOATING RATE INCO XFRAX

COM · Closed-End Fund · CUSIP 09255X100

97 institutional holders +8 vs Q3 2022
10,469,07710.5m shares reported held*
$117.9mreported value*
17 new 23 added 35 reduced 8 sold out net bought ≈ $11.6m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.26.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 9797Q3 22Q4 22
Numbers
QuarterHolders
Q3 202289
Q4 202297

Biggest buyers

Relative Value Partners Group, LLC Added +856,362+856.4k
Wagner Wealth Management, LLC Added +201,332+201.3k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +134,361+134.4k
Logan Stone Capital, LLC Added +127,415+127.4k
TRUIST FINANCIAL CORP Added +105,013+105.0k
MORGAN STANLEY Added +98,222+98.2k
COMMONWEALTH EQUITY SERVICES, LLC New +70,283+70.3k
JANE STREET GROUP, LLC New +57,464+57.5k
HighTower Advisors, LLC New +54,364+54.4k
Invesco Ltd. Added +41,307+41.3k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -154,897-154.9k
Cambridge Investment Research Advisors, Inc. Reduced -149,154-149.2k
LPL Financial LLC Reduced -82,388-82.4k
SUMMIT WEALTH & RETIREMENT PLANNING, INC. Reduced -75,261-75.3k
Strategic Blueprint, LLC Sold out -67,419-67.4k
Advisors Asset Management, Inc. Reduced -67,221-67.2k
Byrne Asset Management LLC Reduced -64,110-64.1k
Twin Lakes Capital Management, LLC Sold out -51,606-51.6k
GUGGENHEIM CAPITAL LLC Reduced -43,284-43.3k
OTA Financial Group L.P. Sold out -37,220-37.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-07-23 5.4% new 1.9m≈ $20.9m 2025-07-23

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Relative Value Partners Group, LLC 1.10% of their portfolio NORTHBROOK, IL 1,391,6191.4m $15.7m $15.7m 1.10% Added +856.4k +856,362
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,316,4171.3m $14.8m $14.8m 0.00% Added +98.2k +98,222
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 831,730831.7k $9.4m $9.4m 0.01% Reduced -82.4k -82,388
4 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 741,571741.6k $8.4m $8.4m 0.07% Reduced -43.3k -43,284
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 621,220621.2k $7.0m $7.0m 0.00% Added +41.3k +41,307
6 OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio LOS ANGELES, CA 519,542519.5k $5.9m $5.9m 0.06% Unchanged
7 Wagner Wealth Management, LLC 3.39% of their portfolio GREENVILLE, SC 486,404486.4k $5.5m $5.5m 3.39% Added +201.3k +201,332
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 343,718343.7k $3.9m $3.9m 0.01% Added +105.0k +105,013
9 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 339,084339.1k $3.8m $3.8m 0.08% Reduced -67.2k -67,221
10 Byrne Asset Management LLC 2.64% of their portfolio KINGSTON, NJ 323,032323.0k $3.6m $3.6m 2.64% Reduced -64.1k -64,110
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 197,578197.6k $2.2m $2.2m 0.00% Added +2.3k +2,327
12 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 172,529172.5k $1.9m $1.9m 0.01% Reduced -276 -276
13 Logan Stone Capital, LLC 0.61% of their portfolio CHICAGO, IL 144,995145.0k $1.6m $1.6m 0.61% Added +127.4k +127,415
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 136,364136.4k $1.5m $1.5m 0.00% Reduced -154.9k -154,897
15 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.07% of their portfolio WEST PALM BEACH, FL 134,361134.4k $1.5m $1.5m 0.07% New
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 121,746121.7k $1.4m $1.4m 0.00% Reduced -5.0k -4,957
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 117,548117.5k $1.3m $1.3m 0.00% Added +13.9k +13,883
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 107,853107.9k $1.2m $1.2m 0.00% Reduced -23.2k -23,183
19 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 96,36796.4k $1.1m $1.1m 0.01% Added +5.2k +5,217
20 Congress Park Capital LLC 0.67% of their portfolio SARATOGA SPRINGS, NY 93,10793.1k $1.0m $1.0m 0.67% Reduced -1.3k -1,326
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,50490.5k $1.0m $1.0m 0.00% Reduced -5.0k -5,013
22 Apriem Advisors 0.17% of their portfolio IRVINE, CA 87,32087.3k $983.2k $983.2k 0.17% Reduced -5.9k -5,936
23 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 74,27574.3k $836.0k $836.0k 0.00% Unchanged
24 MELFA WEALTH MANAGEMENT, INC. 0.86% of their portfolio WESTBOROUGH, MA 73,40173.4k $826.5k $826.5k 0.86% First filing
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 70,28370.3k $791.0k $791.0k 0.00% New
26 Shaker Financial Services, LLC 0.36% of their portfolio Arlington, VA 69,14169.1k $778.5k $778.5k 0.36% Added +6.5k +6,543
27 Kades & Cheifetz LLC 0.60% of their portfolio Berwyn, PA 63,48763.5k $714.9k $714.9k 0.60% First filing
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 60,05360.1k $676.2k $676.2k 0.00% Reduced -24.9k -24,922
29 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 59,29159.3k $667.6k $667.6k 0.01% Unchanged
30 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.26% of their portfolio MINNEAPOLIS, MN 59,26059.3k $667.3k $667.3k 0.26% Added +9.8k +9,827
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 58,58458.6k $660.0k $660.0k 0.00% Reduced -149.2k -149,154
32 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 57,48557.5k $647.0k $647.0k 0.02% Reduced -669 -669
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 57,46457.5k $647.0k $647.0k 0.00% New
34 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 55,65055.6k $626.6k $626.6k 0.05% Reduced -2.5k -2,500
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 54,36454.4k $613.0k $613.0k 0.00% New
36 Circle Wealth Management, LLC 0.09% of their portfolio SUMMIT, NJ 54,07254.1k $608.8k $608.8k 0.09% Unchanged
37 PRIVATE MANAGEMENT GROUP INC 0.02% of their portfolio IRVINE, CA 49,05549.1k $552.4k $552.4k 0.02% Reduced -469 -469
38 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 45,60045.6k $513.5k $513.5k 0.01% Added +41.1k +41,140
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 43,38243.4k $488.5k $488.5k 0.01% Added +29.3k +29,320
40 ProVise Management Group, LLC 0.05% of their portfolio CLEARWATER, FL 42,23242.2k $475.5k $475.5k 0.05% Reduced -8.6k -8,637
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 42,01142.0k $473.0k $473.0k 0.00% Reduced -15.6k -15,597
42 ZAZOVE ASSOCIATES LLC 0.04% of their portfolio INCLINE VILLAGE, NV 38,27638.3k $431.0k $431.0k 0.04% Unchanged
43 Sheaff Brock Investment Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 38,00038.0k $427.9k $427.9k 0.05% Reduced -8.8k -8,800
44 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 37,93037.9k $427.1k $427.1k 0.01% Reduced -1.0k -1,026
45 9258 Wealth Management, LLC 0.09% of their portfolio BLUE ASH, OH 37,23337.2k $419.2k $419.2k 0.09% Reduced -4.8k -4,838
46 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 37,10637.1k $417.8k $417.8k 0.01% Added +10.0k +10,029
47 Schechter Investment Advisors, LLC 0.04% of their portfolio BIRMINGHAM, MI 35,71635.7k $402.2k $402.2k 0.04% Added +702 +702
48 Waterfront Wealth Inc. 0.14% of their portfolio OVERLAND PARK, KS 35,68735.7k $418.6k $418.6k 0.14% Reduced -4.2k -4,152
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 33,79733.8k $380.6k $380.6k 0.00% Reduced -139 -139
50 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 32,73732.7k $369.0k $369.0k 0.02% Reduced -3.4k -3,370
51 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 31,50431.5k $354.7k $354.7k 0.05% Reduced -3.1k -3,125
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,64828.6k $322.6k $322.6k 0.00% New
53 Virtu Financial LLC 0.04% of their portfolio New York, NY 28,52028.5k $321.0k $321.0k 0.04% Added +18.4k +18,440
54 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 28,14728.1k $316.9k $316.9k 0.01% New
55 VIRTUS ADVISERS, LLC 0.15% of their portfolio HARTFORD, CT 24,93824.9k $280.8k $280.8k 0.15% Reduced -4.3k -4,304
56 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 24,17724.2k $272.2k $272.2k 0.01% Unchanged
57 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,76223.8k $267.6k $267.6k 0.00% Reduced -4.9k -4,861
58 Whitener Capital Management, Inc. 0.11% of their portfolio Rocky Mount, NC 23,10023.1k $260.1k $260.1k 0.11% Added +1.0k +1,000
59 Weiss Asset Management LP 0.01% of their portfolio BOSTON, MA 22,18522.2k $249.8k $249.8k 0.01% New
60 PETRA FINANCIAL ADVISORS INC 0.24% of their portfolio COLORADO SRPINGS, CO 19,61019.6k $220.8k $220.8k 0.24% First filing
61 Klingman & Associates, LLC 0.02% of their portfolio New York, NY 19,13019.1k $215.4k $215.4k 0.02% Added +399 +399
62 Objective Capital Management, LLC 0.21% of their portfolio Fairlawn, OH 19,01119.0k $214.1k $214.1k 0.21% Added +208 +208
63 GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio DENVER, CO 18,92718.9k $213.1k $213.1k 0.10% Unchanged
64 VERUS CAPITAL PARTNERS, LLC 0.04% of their portfolio SCOTTSDALE, AZ 18,00018.0k $202.7k $202.7k 0.04% Reduced -14.0k -14,000
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 17,22817.2k $194.0k $194.0k 0.00% New
66 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 17,22517.2k $194.0k $194.0k 0.00% Unchanged
67 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,22116.2k $182.6k $182.6k 0.00% Added +51 +51
68 Westchester Capital Management, LLC 0.01% of their portfolio VALHALLA, NY 16,13616.1k $181.7k $181.7k 0.01% Unchanged
69 Future Financial Wealth Managment LLC 0.20% of their portfolio CINCINNATI, OH 15,30215.3k $172.3k $172.3k 0.20% Added +3.0k +2,971
70 Elequin Capital, LP 0.05% of their portfolio NEW YORK, NY 15,11615.1k $170.2k $170.2k 0.05% New
71 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.14% of their portfolio WALTHAM, MA 14,19214.2k $159.8k $159.8k 0.14% First filing
72 RBA Wealth Management, LLC 0.08% of their portfolio NEWPORT BEACH, CA 13,91413.9k $156.7k $156.7k 0.08% Reduced -630 -630
73 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 0.06% of their portfolio EAGLE, ID 13,86813.9k $156.2k $156.2k 0.06% Reduced -75.3k -75,261
74 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,70813.7k $154.0k $154.0k 0.00% Reduced -1.5k -1,474
75 Selway Asset Management 0.08% of their portfolio BOISE, ID 13,70013.7k $154.3k $154.3k 0.08% Unchanged
76 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 13,20513.2k $148.7k $148.7k 0.01% Reduced -519 -519
77 Anchor Investment Management, LLC 0.02% of their portfolio COLUMBIA, SC 12,70512.7k $143.1k $143.1k 0.02% Reduced -987 -987
78 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 12,20312.2k $137.4k $137.4k 0.00% New
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,28011.3k $127.0k $127.0k 0.00% Added +1.4k +1,363
80 CAMBRIDGE TRUST CO 0.01% of their portfolio BOSTON, MA 11,00911.0k $124.0k $124.0k 0.01% Unchanged
81 Sutton Wealth Advisors Inc. 0.05% of their portfolio TAMPA, FL 10,98411.0k $123.7k $123.7k 0.05% Unchanged
82 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,90810.9k $123.0k $123.0k 0.00% New
83 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 10,75810.8k $121.0k $121.0k 0.00% Reduced -3.1k -3,086
84 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,52010.5k $118.5k $118.5k 0.00% Reduced -2.9k -2,870
85 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 10,10010.1k $113.7k $113.7k 0.02% Unchanged
86 Alpha Omega Wealth Management LLC 0.02% of their portfolio RICHMOND, VA 10,00010.0k $112.6k $112.6k 0.02% Unchanged
87 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 7,0507.0k $79.4k $79.4k 0.01% New
88 DT Investment Partners, LLC 0.01% of their portfolio CHADDS FORD, PA 4,3104.3k $48.5k $48.5k 0.01% New
89 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 3,1613.2k $35.6k $35.6k 0.00% New
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,7171.7k $19.0k $19.0k 0.00% Added +256 +256
91 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 1,4501.4k $16.3k $16.3k 0.00% New
92 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 800800 $9.0k $9.0k 0.00% Unchanged
93 Covestor Ltd 0.00% of their portfolio LONDON, X0 335335 $4.0k $4.0k 0.00% Unchanged
94 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 100100 $1.0k $1.0k 0.00% New
95 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3030 $338 $338 0.00% New
96 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22 $23 $23 0.00% Unchanged
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged