BLACKROCK CAP INVT CORP BKCC
COM · Common Stock · CUSIP 092533108
86
institutional holders
-3 vs Q3 2023
16.4m
shares reported held*
$63.4mreported value*
11 new
25 added
17 reduced
15 sold out
net bought ≈ $5.0m (+1.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.87. Options: 1 managers hold calls ($0 notional), 2 hold puts ($6.0k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 81 |
| Q4 2022 | 82 |
| Q1 2023 | 87 |
| Q2 2023 | 81 |
| Q3 2023 | 89 |
| Q4 2023 | 86 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 34 |
| Q1 2023 | 33 | 29 |
| Q2 2023 | 29 | 32 |
| Q3 2023 | 38 | 25 |
| Q4 2023 | 36 | 32 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $15.8k | $95.6k | 6.04 |
| Q2 2023 | $3.0k | $14.1k | 4.70 |
| Q3 2023 | $0 | $13.3k | — |
| Q4 2023 | $0 | $6.0k | — |
Biggest buyers
| Almitas Capital LLC | Added | +2.1m |
| MORGAN STANLEY | Added | +256.7k |
| Alpine Global Management, LLC | Added | +194.5k |
| CONDOR CAPITAL MANAGEMENT | Added | +77.1k |
| Lido Advisors, LLC | New | +64.2k |
| LPL Financial LLC | Added | +37.7k |
| Skandinaviska Enskilda Banken AB (publ) | New | +30.0k |
| Jump Financial, LLC | New | +24.9k |
| JPMORGAN CHASE & CO | New | +20.0k |
| XTX Topco Ltd | New | +16.8k |
Biggest sellers
| Sagefield Capital LP | Sold out | -179.3k |
| NEUBERGER BERMAN GROUP LLC | Reduced | -178.8k |
| MACKENZIE FINANCIAL CORP | Sold out | -155.4k |
| Connor, Clark & Lunn Investment Management Ltd. | Sold out | -139.9k |
| Squarepoint Ops LLC | Sold out | -133.0k |
| TELEMUS CAPITAL, LLC | Reduced | -127.1k |
| BlackRock Inc. | Reduced | -122.2k |
| VIRTUS ADVISERS, LLC | Reduced | -80.3k |
| CITADEL ADVISORS LLC | Sold out | -72.1k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -69.8k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Reduced | $6.0k1.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| ARES MANAGEMENT LLC 0.40% of their portfolio | 4.2m $16.4m | Unchanged |
| Almitas Capital LLC 3.90% of their portfolio | 2.9m $11.3m | Added +2.1m |
| TELEMUS CAPITAL, LLC 0.45% of their portfolio | 1.4m $5.4m | Reduced -127.1k |
| Alpine Global Management, LLC 0.70% of their portfolio | 1.2m $4.7m | Added +194.5k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.31% of their portfolio | 905.5k $3.5m | Reduced -16.8k |
| CONDOR CAPITAL MANAGEMENT 0.37% of their portfolio | 886.0k $3.4m | Added +77.1k |
| Legal & General Group Plc 0.00% of their portfolio | 552.7k $2.1m | Added +14.5k |
| MORGAN STANLEY 0.00% of their portfolio | 480.1k $1.9m | Added +256.7k |
| NEW ENGLAND ASSET MANAGEMENT INC 0.28% of their portfolio | 443.5k $1.7m | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 386.1k $1.5m | Added +11.7k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 363.1k $1.4m | Added +4.6k |
| BlackRock Inc. 0.00% of their portfolio | 248.9k $963.1k | Reduced -122.2k |
| Watershed Asset Management, L.L.C. 0.86% of their portfolio | 189.9k $734.8k | Unchanged |
| Samalin Investment Counsel, LLC 0.31% of their portfolio | 156.8k $607.0k | Added +4.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 129.4k $500.8k | Reduced -46.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 128.2k $496.2k | Added +16.0k |
| VIRTUS ADVISERS, LLC 0.31% of their portfolio | 124.3k $480.9k | Reduced -80.3k |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 124.1k $480.2k | Reduced -178.8k |
| LPL Financial LLC 0.00% of their portfolio | 75.6k $292.5k | Added +37.7k |
| EHP Funds Inc. 0.14% of their portfolio | 72.1k $279.0k | Unchanged |
| Cerity Partners LLC 0.00% of their portfolio | 64.7k $250.4k | Unchanged |
| Lido Advisors, LLC 0.00% of their portfolio | 64.2k $254.7k | New |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 61.3k $235.0k | Reduced -10.8k |
| Sanctuary Wealth Management, L.L.C. 0.23% of their portfolio | 61.1k $236.4k | Unchanged |
| Cercano Management LLC 0.01% of their portfolio | 56.7k $219.3k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 50.0k $193.4k | Added +7.1k |
| EVOKE WEALTH, LLC 0.37% of their portfolio | 47.0k $186.6k | Unchanged |
| Wealthcare Advisory Partners LLC 0.01% of their portfolio | 43.9k $170.0k | Unchanged |
| Joel Isaacson & Co., LLC 0.01% of their portfolio | 43.6k $168.7k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 40.8k $158.0k | Added +7.7k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 39.6k $153.4k | Added +3.0k |
| Triumph Capital Management 0.06% of their portfolio | 37.7k $149.7k | Added +200 |
| Lakeridge Wealth Management LLC 0.10% of their portfolio | 34.0k $131.5k | First filing |
| Compound Planning, Inc. 0.02% of their portfolio | 32.4k $125.3k | Reduced -1.4k |
| UBS Group AG 0.00% of their portfolio | 30.8k $119.4k | Added +2.1k |
| JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio | 30.4k $117.7k | Unchanged |
| Beaumont Financial Advisors, LLC 0.01% of their portfolio | 30.1k $116.5k | Added +793 |
| Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio | 30.0k $116.1k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 29.8k $115.2k | Added +44 |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 29.0k $112.4k | Reduced -5.8k |
| Jump Financial, LLC 0.00% of their portfolio | 24.9k $96.4k | New |
| ROMANO BROTHERS AND COMPANY 0.01% of their portfolio | 22.1k $85.6k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 20.7k $80.1k | Added +90 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 20.0k $77.4k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 20.0k $77.4k | Reduced -19.4k |
| First Heartland Consultants, Inc. 0.01% of their portfolio | 19.8k $76.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 19.5k $75.6k | Added +789 |
| HighTower Advisors, LLC 0.00% of their portfolio | 19.2k $74.0k | Added +209 |
| SHUFRO ROSE & CO LLC 0.01% of their portfolio | 19.1k $70.7k | Unchanged |
| Evercore Wealth Management, LLC 0.00% of their portfolio | 18.3k $70.7k | Unchanged |
| MARSHALL WACE, LLP 0.00% of their portfolio | 17.7k $68.4k | Added +985 |
| JBR Co Financial Management Inc 0.06% of their portfolio | 17.4k $67.1k | First filing |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 17.0k $66.0k | Added +812 |
| XTX Topco Ltd 0.01% of their portfolio | 16.8k $65.2k | New |
| Brevan Howard Capital Management LP 0.01% of their portfolio | 15.8k $61.2k | New |
| MTM Investment Management, LLC 0.03% of their portfolio | 15.6k $60.3k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 15.2k $58.7k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 14.5k $56.0k | Added +2.5k |
| IEQ CAPITAL, LLC 0.00% of their portfolio | 14.2k $55.1k | Reduced -10.6k |
| Narwhal Capital Management 0.01% of their portfolio | 13.8k $53.6k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 12.8k $49.4k | Added +18 |
| First National Bank of Mount Dora, Trust Investment Services 0.01% of their portfolio | 12.0k $46.6k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 11.1k $43.1k | Reduced -4.1k |
| Lokken Investment Group LLC 0.02% of their portfolio | 10.5k $40.5k | Unchanged |
| Cape Investment Advisory, Inc. 0.02% of their portfolio | 8.7k $33.6k | New |
| LSV ASSET MANAGEMENT 0.00% of their portfolio | 8.2k $32.0k | Unchanged |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.02% of their portfolio | 6.4k $24.9k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.2k $20.1k | Reduced -4.4k |
| US BANCORP \DE\ 0.00% of their portfolio | 5.2k $20.1k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 5.0k $19.5k | Reduced -107 |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 3.8k $14.8k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 3.6k $14.0k | Reduced -9.9k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 2.6k $10.0k | Reduced -8.1k |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1.9k $7.4k | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 1.2k $4.6k | New |
| Evolution Advisers, Inc. 0.00% of their portfolio | 746 $3.0k | New |
| PROVENCE WEALTH MANAGEMENT GROUP 0.00% of their portfolio | 653 $2.5k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 544 $2.1k | Unchanged |
| Creekmur Asset Management LLC 0.00% of their portfolio | 328 $1.3k | First filing |
| Salomon & Ludwin, LLC 0.00% of their portfolio | 237 $879 | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 217 $840 | Unchanged |
| Kelly Financial Services LLC 0.00% of their portfolio | 205 $795 | Added +5 |
| Tortoise Investment Management, LLC 0.00% of their portfolio | 93 $360 | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 69 $267 | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 2 $0 | Reduced -126 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |