BLACKROCK CAP INVT CORP BKCC
COM · Common Stock · CUSIP 092533108
82
institutional holders
+1 vs Q3 2022
14.6m
shares reported held*
$52.9mreported value*
12 new
19 added
20 reduced
14 sold out
net bought ≈ $459.2k (+126.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.62. Options: 3 managers hold calls ($28.4k notional), 2 hold puts ($15.2k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 81 |
| Q4 2022 | 82 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $28.4k | $15.2k | 0.53 |
Biggest buyers
| Almitas Capital LLC | Added | +449.2k |
| MILLENNIUM MANAGEMENT LLC | New | +218.4k |
| Samalin Investment Counsel, LLC | Added | +123.9k |
| CITADEL ADVISORS LLC | New | +105.4k |
| TRANSCEND CAPITAL ADVISORS, LLC | Added | +88.5k |
| CONDOR CAPITAL MANAGEMENT | Added | +87.6k |
| Claraphi Advisory Network, LLC | Added | +67.7k |
| WELLS FARGO & COMPANY/MN | Added | +55.3k |
| Claybrook Capital, LLC | New | +55.3k |
| TWO SIGMA INVESTMENTS, LP | Added | +51.7k |
Biggest sellers
| ARES MANAGEMENT LLC | Reduced | -320.6k |
| ZEKE CAPITAL ADVISORS, LLC | Reduced | -303.3k |
| RIVERBRIDGE PARTNERS LLC | Sold out | -149.7k |
| FIRST MANHATTAN CO. LLC. | Sold out | -95.0k |
| TELEMUS CAPITAL, LLC | Reduced | -84.7k |
| NEUBERGER BERMAN GROUP LLC | Reduced | -63.6k |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | Sold out | -56.7k |
| MORGAN STANLEY | Reduced | -43.9k |
| VIRTUS ADVISERS, LLC | Reduced | -26.9k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -22.9k |
Biggest calls
| CITADEL ADVISORS LLC | New | $26.4k7.3k shares |
| SIMPLEX TRADING, LLC | New | $2.0k700 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $15.2k4.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| ARES MANAGEMENT LLC 0.78% of their portfolio | 4.4m $15.9m | Reduced -320.6k |
| TELEMUS CAPITAL, LLC 0.66% of their portfolio | 2.0m $7.3m | Reduced -84.7k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.30% of their portfolio | 754.3k $2.7m | Added +88.5k |
| Almitas Capital LLC 1.03% of their portfolio | 617.0k $2.2m | Added +449.2k |
| CONDOR CAPITAL MANAGEMENT 0.26% of their portfolio | 564.7k $2.0m | Added +87.6k |
| Legal & General Group Plc 0.00% of their portfolio | 485.7k $1.8m | Added +12.8k |
| NEW ENGLAND ASSET MANAGEMENT INC 0.03% of their portfolio | 443.5k $1.6m | Unchanged |
| ZEKE CAPITAL ADVISORS, LLC 0.10% of their portfolio | 409.8k $1.5m | Reduced -303.3k |
| BlackRock Inc. 0.00% of their portfolio | 371.1k $1.3m | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 349.3k $1.3m | Added +6.7k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 341.6k $1.2m | Added +51.7k |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 334.8k $1.2m | Reduced -63.6k |
| Greenland Capital Management LP 0.16% of their portfolio | 239.6k $867.3k | First filing |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 218.4k $791.0k | New |
| Advisors Capital Management, LLC 0.02% of their portfolio | 215.7k $781.0k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 195.5k $707.6k | Reduced -43.9k |
| Watershed Asset Management, L.L.C. 0.87% of their portfolio | 189.9k $687.4k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 181.8k $658.2k | Added +55.3k |
| Samalin Investment Counsel, LLC 0.34% of their portfolio | 150.3k $544.3k | Added +123.9k |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 145.3k $525.9k | Reduced -14.0k |
| Claraphi Advisory Network, LLC 0.20% of their portfolio | 140.5k $508.6k | Added +67.7k |
| Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio | 135.6k $491.0k | Reduced -20.8k |
| Muzinich & Co., Inc. 0.43% of their portfolio | 135.6k $491.0k | Reduced -20.8k |
| VIRTUS ADVISERS, LLC 0.22% of their portfolio | 115.5k $418.0k | Reduced -26.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 105.4k $381.7k | New |
| Grove Bank & Trust 0.08% of their portfolio | 102.5k $371.0k | Unchanged |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 81.0k $295.0k | Added +628 |
| LPL Financial LLC 0.00% of their portfolio | 77.6k $281.1k | Reduced -230 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 77.2k $280.0k | Added +5.4k |
| AJ WEALTH STRATEGIES, LLC 0.01% of their portfolio | 64.1k $232.0k | Unchanged |
| Sanctuary Wealth Management, L.L.C. 0.26% of their portfolio | 61.1k $221.1k | Reduced -2.8k |
| Cercano Management LLC 0.01% of their portfolio | 56.7k $205.1k | First filing |
| Claybrook Capital, LLC 0.12% of their portfolio | 55.3k $200.0k | New |
| EVOKE WEALTH, LLC 0.01% of their portfolio | 47.0k $174.8k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 45.0k $162.9k | Added +5.7k |
| Joel Isaacson & Co., LLC 0.01% of their portfolio | 43.6k $157.8k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 41.5k $150.3k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 40.3k $145.9k | Reduced -22.9k |
| Jump Financial, LLC 0.01% of their portfolio | 34.3k $124.2k | New |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 33.3k $120.7k | Reduced -5.4k |
| IEQ CAPITAL, LLC 0.00% of their portfolio | 33.0k $119.3k | Unchanged |
| JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio | 30.4k $110.1k | Unchanged |
| Wealthcare Advisory Partners LLC 0.01% of their portfolio | 30.0k $108.7k | Added +2.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 28.6k $103.0k | Reduced -7.3k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 23.6k $85.4k | Reduced -5.7k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 23.1k $83.7k | Added +10.4k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 21.8k $78.9k | Reduced -1.5k |
| TOWNSQUARE CAPITAL LLC 0.00% of their portfolio | 21.4k $77.6k | New |
| ROMANO BROTHERS AND COMPANY 0.01% of their portfolio | 21.0k $76.1k | Reduced -1.6k |
| Advisory Services Network, LLC 0.00% of their portfolio | 20.0k $72.6k | Added +209 |
| First Heartland Consultants, Inc. 0.01% of their portfolio | 19.8k $71.6k | New |
| SHUFRO ROSE & CO LLC 0.01% of their portfolio | 19.1k $69.0k | Reduced -2.7k |
| Avidian Wealth Enterprises, LLC 0.00% of their portfolio | 18.9k $68.4k | Unchanged |
| Evercore Wealth Management, LLC 0.00% of their portfolio | 18.3k $66.1k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 17.8k $64.0k | Added +12 |
| Creative Planning 0.00% of their portfolio | 17.3k $62.5k | Added +454 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 16.7k $60.3k | Reduced -1.8k |
| MTM Investment Management, LLC 0.03% of their portfolio | 15.6k $56.4k | Unchanged |
| Lokken Investment Group LLC 0.04% of their portfolio | 14.5k $52.4k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 13.2k $48.0k | Reduced -2.2k |
| Texas Yale Capital Corp. 0.00% of their portfolio | 12.5k $45.2k | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services 0.01% of their portfolio | 12.0k $44.0k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 11.3k $41.0k | Unchanged |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 10.0k $36.2k | Unchanged |
| LSV ASSET MANAGEMENT 0.00% of their portfolio | 8.2k $30.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 7.5k $27.0k | Added +5.4k |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 7.2k $26.0k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.5k $20.0k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 5.2k $18.8k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 4.4k $15.2k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 3.8k $13.8k | Not comparable |
| Centerpoint Advisors, LLC 0.00% of their portfolio | 2.7k $10.0k | New |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1.9k $6.9k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 1.1k $4.1k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 544 $2.0k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 302 $1.0k | New |
| My Personal CFO, LLC 0.00% of their portfolio | 108 $390 | New |
| Tortoise Investment Management, LLC 0.00% of their portfolio | 93 $337 | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 69 $234 | Unchanged |
| TRUSTCORE FINANCIAL SERVICES, LLC 0.00% of their portfolio | 9 $31 | Added +1 |
| FMR LLC 0.00% of their portfolio | 1 $4 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |