Vault-13

BLACKROCK FLOATING RATE INC BGT

COM · Closed-End Fund · CUSIP 091941104

60 institutional holders -1 vs Q1 2023
6,544,8726.5m shares reported held*
$76.4mreported value*
7 new 16 added 20 reduced 10 sold out net sold ≈ $4.2m (-358.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.67.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 69Q4 22: 66Q1 23: 61Q2 23: 6060Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202269
Q4 202266
Q1 202361
Q2 202360

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 30 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222731
Q1 20232925
Q2 20232330

Biggest buyers

MML INVESTORS SERVICES, LLC New +92,198+92.2k
AE Wealth Management LLC Added +88,261+88.3k
Wagner Wealth Management, LLC Added +53,716+53.7k
Advisors Asset Management, Inc. Added +45,712+45.7k
LPL Financial LLC Added +27,127+27.1k
Janney Montgomery Scott LLC New +20,702+20.7k
CreativeOne Wealth, LLC New +20,535+20.5k
AQR Arbitrage LLC Added +18,661+18.7k
Invesco Ltd. Added +11,952+12.0k
Waterfront Wealth Inc. Added +11,151+11.2k

Biggest sellers

MORGAN STANLEY Reduced -171,773-171.8k
Shaker Financial Services, LLC Sold out -158,807-158.8k
Relative Value Partners Group, LLC Reduced -119,833-119.8k
Logan Stone Capital, LLC Sold out -100,535-100.5k
GUGGENHEIM CAPITAL LLC Reduced -43,202-43.2k
WOLVERINE ASSET MANAGEMENT LLC Sold out -30,649-30.6k
COHEN & STEERS, INC. Reduced -18,562-18.6k
BANK OF AMERICA CORP /DE/ Reduced -16,867-16.9k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -16,318-16.3k
UBS Group AG Reduced -15,961-16.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-01-31 5.1% new 1.3m≈ $13.9m 2025-01-31

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 681,167681.2k $7.9m $7.9m 0.00% Reduced -171.8k -171,773
2 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 541,625541.6k $6.3m $6.3m 0.05% Reduced -43.2k -43,202
3 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 506,764506.8k $5.9m $5.9m 0.00% Added +8.5k +8,514
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 465,840465.8k $5.4m $5.4m 0.00% Added +12.0k +11,952
5 Wagner Wealth Management, LLC 2.00% of their portfolio GREENVILLE, SC 449,808449.8k $5.2m $5.2m 2.00% Added +53.7k +53,716
6 1607 Capital Partners, LLC 0.33% of their portfolio Richmond, VA 399,939399.9k $4.7m $4.7m 0.33% Added +8.6k +8,611
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 341,782341.8k $4.0m $4.0m 0.00% Reduced -16.0k -15,961
8 Mid-American Wealth Advisory Group, Inc. 2.85% of their portfolio KANSAS CITY, MO 312,128312.1k $3.7m $3.7m 2.85% First filing
9 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 265,930265.9k $3.1m $3.1m 0.06% Added +45.7k +45,712
10 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.24% of their portfolio London, X0 256,758256.8k $3.0m $3.0m 0.24% Unchanged
11 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 252,065252.1k $2.9m $2.9m 0.02% Added +88.3k +88,261
12 DEAN INVESTMENT ASSOCIATES, LLC 0.37% of their portfolio BEAVERCREEK, OH 194,759194.8k $2.3m $2.3m 0.37% Unchanged
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 147,355147.4k $1.7m $1.7m 0.00% Added +5.7k +5,668
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 124,185124.2k $1.4m $1.4m 0.00% Reduced -16.9k -16,867
15 Coastal Bridge Advisors, LLC 0.32% of their portfolio WESTPORT, CT 112,411112.4k $1.3m $1.3m 0.32% Reduced -8.7k -8,682
16 MELFA WEALTH MANAGEMENT, INC. 1.28% of their portfolio WESTBOROUGH, MA 108,618108.6k $1.3m $1.3m 1.28% Reduced -12.8k -12,770
17 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 108,470108.5k $1.3m $1.3m 0.00% Reduced -18.6k -18,562
18 ICA Group Wealth Management, LLC 0.31% of their portfolio DENVER, CO 106,339106.3k $1.2m $1.2m 0.31% Added +192 +192
19 Relative Value Partners Group, LLC 0.08% of their portfolio NORTHBROOK, IL 104,363104.4k $1.2m $1.2m 0.08% Reduced -119.8k -119,833
20 Waterfront Wealth Inc. 0.35% of their portfolio OVERLAND PARK, KS 99,87299.9k $1.2m $1.2m 0.35% Added +11.2k +11,151
21 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 92,19892.2k $1.1m $1.1m 0.01% New
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 73,56573.6k $857.8k $857.8k 0.00% Added +27.1k +27,127
23 AQR Arbitrage LLC 0.04% of their portfolio Greenwich, CT 70,17870.2k $818.3k $818.3k 0.04% Added +18.7k +18,661
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 61,80861.8k $720.7k $720.7k 0.00% Added +3.7k +3,705
25 ProVise Management Group, LLC 0.06% of their portfolio CLEARWATER, FL 54,94554.9k $640.7k $640.7k 0.06% Reduced -3.9k -3,900
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,51853.5k $624.0k $624.0k 0.00% Reduced -5.2k -5,239
27 Cornerstone Advisory, LLC 0.10% of their portfolio HUNT VALLEY, MD 50,00050.0k $583.0k $583.0k 0.10% Unchanged
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,84940.8k $476.0k $476.0k 0.00% Added +691 +691
29 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 37,70537.7k $439.6k $439.6k 0.01% Added +10 +10
30 JONES ROAD CAPITAL MANAGEMENT, L.P. 0.42% of their portfolio NEW YORK, NY 37,30037.3k $434.9k $434.9k 0.42% Unchanged
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,53732.5k $379.0k $379.0k 0.00% Added +4.5k +4,544
32 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.06% of their portfolio PITTSBURGH, PA 26,01126.0k $303.0k $303.0k 0.06% Reduced -1.0k -1,000
33 Samalin Investment Counsel, LLC 0.16% of their portfolio CHAPPAQUA, NY 25,92325.9k $302.3k $302.3k 0.16% Reduced -4.4k -4,446
34 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 25,62325.6k $298.8k $298.8k 0.01% Reduced -271 -271
35 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 23,97624.0k $279.6k $279.6k 0.00% Unchanged
36 CONNING INC. 0.01% of their portfolio HARTFORD, CT 23,67623.7k $276.1k $276.1k 0.01% Added +664 +664
37 VIRTUS ADVISERS, LLC 0.16% of their portfolio HARTFORD, CT 23,29823.3k $271.7k $271.7k 0.16% Reduced -3.2k -3,204
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,70220.7k $241.0k $241.0k 0.00% New
39 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 20,53520.5k $239.0k $239.0k 0.01% New
40 Shulman DeMeo Asset Management LLC 0.07% of their portfolio LAKE SUCCESS, NY 19,51119.5k $227.5k $227.5k 0.07% Reduced -193 -193
41 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 19,43119.4k $226.6k $226.6k 0.01% Reduced -975 -975
42 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 17,64517.6k $205.7k $205.7k 0.00% Unchanged
43 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 16,20016.2k $188.9k $188.9k 0.00% First filing
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,13316.1k $188.0k $188.0k 0.00% Reduced -5.0k -5,031
45 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 16,09516.1k $187.7k $187.7k 0.00% Unchanged
46 ROCKLAND TRUST CO 0.01% of their portfolio HANOVER, MA 12,85312.9k $149.9k $149.9k 0.01% Reduced -1.1k -1,150
47 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,67812.7k $147.8k $147.8k 0.00% Unchanged
48 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 10,00010.0k $116.6k $116.6k 0.01% Unchanged
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,5009.5k $110.8k $110.8k 0.00% Reduced -8.2k -8,179
50 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 6,4336.4k $75.0k $75.0k 0.00% Unchanged
51 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,3193.3k $38.7k $38.7k 0.00% Unchanged
52 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 3,1293.1k $36.5k $36.5k 0.00% New
53 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,0003.0k $35.0k $35.0k 0.00% New
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,3002.3k $26.8k $26.8k 0.00% Unchanged
55 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 1,5001.5k $17.5k $17.5k 0.00% New
56 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 300300 $3.5k $3.5k 0.00% Reduced -2.3k -2,311
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 214214 $2.5k $2.5k 0.00% New
58 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 100100 $1.2k $1.2k 0.00% Unchanged
59 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 66 $69 $69 0.00% Unchanged
60 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $12 $12 0.00% Unchanged