BLACKROCK FLOATING RATE INC BGT
COM · Closed-End Fund · CUSIP 091941104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.95.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 69 |
| Q4 2022 | 66 |
Biggest buyers
| 1607 Capital Partners, LLC | Added | +304.0k |
| MORGAN STANLEY | Added | +178.0k |
| Wagner Wealth Management, LLC | Added | +145.6k |
| Relative Value Partners Group, LLC | New | +125.4k |
| Logan Stone Capital, LLC | New | +73.2k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | Added | +45.0k |
| AMERIPRISE FINANCIAL INC | Added | +41.1k |
| AQR Arbitrage LLC | New | +25.5k |
| Shaker Financial Services, LLC | Added | +23.4k |
| OAKTREE CAPITAL MANAGEMENT LP | Added | +20.8k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -147.7k |
| Advisors Asset Management, Inc. | Reduced | -65.1k |
| UBS Group AG | Reduced | -39.8k |
| OSAIC HOLDINGS, INC. | Reduced | -32.5k |
| GUGGENHEIM CAPITAL LLC | Reduced | -32.1k |
| Moors & Cabot, Inc. | Reduced | -27.4k |
| OTA Financial Group L.P. | Sold out | -19.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -19.0k |
| Raymond James Financial Services Advisors, Inc. | Sold out | -14.4k |
| TRUIST FINANCIAL CORP | Sold out | -11.5k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-01-31 | 5.1% |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.1m $12.0m | Added +178.0k |
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 550.6k $6.0m | Reduced -32.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 546.2k $6.0m | Added +41.1k |
| Invesco Ltd. 0.00% of their portfolio | 433.8k $4.7m | Added +18.4k |
| UBS Group AG 0.00% of their portfolio | 361.6k $4.0m | Reduced -39.8k |
| Wagner Wealth Management, LLC 2.42% of their portfolio | 356.9k $3.9m | Added +145.6k |
| 1607 Capital Partners, LLC 0.24% of their portfolio | 316.4k $3.5m | Added +304.0k |
| OAKTREE CAPITAL MANAGEMENT LP 0.03% of their portfolio | 261.1k $2.9m | Added +20.8k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.18% of their portfolio | 206.3k $2.3m | Added +45.0k |
| Advisors Asset Management, Inc. 0.05% of their portfolio | 203.7k $2.2m | Reduced -65.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 168.9k $1.8m | Reduced -147.7k |
| Coastal Bridge Advisors, LLC 0.51% of their portfolio | 164.3k $1.8m | Unchanged |
| Shaker Financial Services, LLC 0.74% of their portfolio | 144.3k $1.6m | Added +23.4k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 139.1k $1.5m | Added +2.6k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 127.0k $1.4m | Added +20.6k |
| MELFA WEALTH MANAGEMENT, INC. 1.45% of their portfolio | 127.0k $1.4m | First filing |
| Relative Value Partners Group, LLC 0.10% of their portfolio | 125.4k $1.4m | New |
| ICA Group Wealth Management, LLC 0.28% of their portfolio | 110.0k $1.2m | Reduced -9.6k |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 92.8k $1.0m | Added +4.7k |
| Waterfront Wealth Inc. 0.35% of their portfolio | 88.0k $1.0m | Reduced -3.6k |
| Logan Stone Capital, LLC 0.30% of their portfolio | 73.2k $801.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 62.8k $687.0k | Reduced -7.9k |
| ProVise Management Group, LLC 0.07% of their portfolio | 61.2k $670.0k | Reduced -7.0k |
| Cornerstone Advisory, LLC 0.11% of their portfolio | 50.0k $547.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 39.9k $436.9k | Reduced -32.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 37.9k $414.0k | Reduced -1.6k |
| PINNACLE ASSOCIATES LTD 0.01% of their portfolio | 37.6k $411.3k | Added +7 |
| Samalin Investment Counsel, LLC 0.25% of their portfolio | 36.3k $397.1k | Reduced -1.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 28.7k $314.0k | Added +498 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 27.4k $300.0k | Reduced -6.2k |
| HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.07% of their portfolio | 27.0k $295.0k | Reduced -6.9k |
| VIRTUS ADVISERS, LLC 0.15% of their portfolio | 26.0k $284.6k | Reduced -5.1k |
| Snowden Capital Advisors LLC 0.01% of their portfolio | 26.0k $284.2k | Added +276 |
| AQR Arbitrage LLC 0.01% of their portfolio | 25.5k $279.4k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 24.0k $262.3k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 23.7k $258.8k | Reduced -2.0k |
| Moors & Cabot, Inc. 0.02% of their portfolio | 23.0k $251.9k | Reduced -27.4k |
| CONNING INC. 0.01% of their portfolio | 22.7k $248.4k | Added +598 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 22.1k $241.7k | Reduced -10.5k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 21.1k $231.1k | Added +4.0k |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 20.4k $223.0k | Reduced -3.7k |
| Shulman DeMeo Asset Management LLC 0.07% of their portfolio | 19.7k $215.6k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 19.3k $211.0k | Added +3.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 19.0k $207.8k | Reduced -19.0k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 17.6k $193.0k | Reduced -5.0k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 16.4k $183.2k | New |
| STEPHENS INC /AR/ 0.00% of their portfolio | 15.1k $165.1k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 14.2k $155.4k | New |
| ROCKLAND TRUST CO 0.01% of their portfolio | 13.8k $151.0k | Unchanged |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio | 12.7k $138.7k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 11.5k $125.8k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 11.0k $120.1k | Added +33 |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 10.6k $116.0k | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio | 10.0k $109.4k | Unchanged |
| Elequin Capital, LP 0.02% of their portfolio | 7.8k $84.8k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 6.4k $70.4k | Reduced -360 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 3.4k $37.2k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 3.3k $36.3k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 2.6k $28.6k | Reduced -400 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 2.3k $25.2k | Unchanged |
| Coston, McIsaac & Partners 0.00% of their portfolio | 938 $10.0k | Added +24 |
| Lowe Wealth Advisors, LLC 0.00% of their portfolio | 333 $3.6k | Unchanged |
| Tortoise Investment Management, LLC 0.00% of their portfolio | 100 $1.1k | Unchanged |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 84 $915 | Added +77 |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 6 $65 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $11 | Unchanged |