Vault-13

BLACKROCK FLOATING RATE INC BGT

COM · Closed-End Fund · CUSIP 091941104

66 institutional holders -3 vs Q3 2022
6,551,7646.6m shares reported held*
$71.7mreported value*
7 new 20 added 22 reduced 9 sold out net bought ≈ $6.4m (+582.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.95.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 69Q4 22: 6666Q3 22Q4 22
Numbers
QuarterHolders
Q3 202269
Q4 202266

Biggest buyers

1607 Capital Partners, LLC Added +303,985+304.0k
MORGAN STANLEY Added +177,957+178.0k
Wagner Wealth Management, LLC Added +145,632+145.6k
Relative Value Partners Group, LLC New +125,420+125.4k
Logan Stone Capital, LLC New +73,220+73.2k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +45,000+45.0k
AMERIPRISE FINANCIAL INC Added +41,120+41.1k
AQR Arbitrage LLC New +25,541+25.5k
Shaker Financial Services, LLC Added +23,358+23.4k
OAKTREE CAPITAL MANAGEMENT LP Added +20,809+20.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -147,680-147.7k
Advisors Asset Management, Inc. Reduced -65,112-65.1k
UBS Group AG Reduced -39,811-39.8k
OSAIC HOLDINGS, INC. Reduced -32,504-32.5k
GUGGENHEIM CAPITAL LLC Reduced -32,144-32.1k
Moors & Cabot, Inc. Reduced -27,430-27.4k
OTA Financial Group L.P. Sold out -19,801-19.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -18,996-19.0k
Raymond James Financial Services Advisors, Inc. Sold out -14,381-14.4k
TRUIST FINANCIAL CORP Sold out -11,474-11.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-01-31 5.1% new 1.3m≈ $13.9m 2025-01-31

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,093,5251.1m $12.0m $12.0m 0.00% Added +178.0k +177,957
2 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 550,602550.6k $6.0m $6.0m 0.05% Reduced -32.1k -32,144
3 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 546,199546.2k $6.0m $6.0m 0.00% Added +41.1k +41,120
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 433,804433.8k $4.7m $4.7m 0.00% Added +18.4k +18,419
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 361,622361.6k $4.0m $4.0m 0.00% Reduced -39.8k -39,811
6 Wagner Wealth Management, LLC 2.42% of their portfolio GREENVILLE, SC 356,851356.9k $3.9m $3.9m 2.42% Added +145.6k +145,632
7 1607 Capital Partners, LLC 0.24% of their portfolio Richmond, VA 316,428316.4k $3.5m $3.5m 0.24% Added +304.0k +303,985
8 OAKTREE CAPITAL MANAGEMENT LP 0.03% of their portfolio LOS ANGELES, CA 261,091261.1k $2.9m $2.9m 0.03% Added +20.8k +20,809
9 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.18% of their portfolio London, X0 206,284206.3k $2.3m $2.3m 0.18% Added +45.0k +45,000
10 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 203,677203.7k $2.2m $2.2m 0.05% Reduced -65.1k -65,112
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 168,917168.9k $1.8m $1.8m 0.00% Reduced -147.7k -147,680
12 Coastal Bridge Advisors, LLC 0.51% of their portfolio WESTPORT, CT 164,278164.3k $1.8m $1.8m 0.51% Unchanged
13 Shaker Financial Services, LLC 0.74% of their portfolio Arlington, VA 144,293144.3k $1.6m $1.6m 0.74% Added +23.4k +23,358
14 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 139,087139.1k $1.5m $1.5m 0.00% Added +2.6k +2,576
15 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 127,032127.0k $1.4m $1.4m 0.00% Added +20.6k +20,648
16 MELFA WEALTH MANAGEMENT, INC. 1.45% of their portfolio WESTBOROUGH, MA 127,026127.0k $1.4m $1.4m 1.45% First filing
17 Relative Value Partners Group, LLC 0.10% of their portfolio NORTHBROOK, IL 125,420125.4k $1.4m $1.4m 0.10% New
18 ICA Group Wealth Management, LLC 0.28% of their portfolio DENVER, CO 110,032110.0k $1.2m $1.2m 0.28% Reduced -9.6k -9,565
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 92,83392.8k $1.0m $1.0m 0.01% Added +4.7k +4,726
20 Waterfront Wealth Inc. 0.35% of their portfolio OVERLAND PARK, KS 87,95988.0k $1.0m $1.0m 0.35% Reduced -3.6k -3,559
21 Logan Stone Capital, LLC 0.30% of their portfolio CHICAGO, IL 73,22073.2k $801.0k $801.0k 0.30% New
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 62,79562.8k $687.0k $687.0k 0.00% Reduced -7.9k -7,907
23 ProVise Management Group, LLC 0.07% of their portfolio CLEARWATER, FL 61,24561.2k $670.0k $670.0k 0.07% Reduced -7.0k -7,015
24 Cornerstone Advisory, LLC 0.11% of their portfolio HUNT VALLEY, MD 50,00050.0k $547.0k $547.0k 0.11% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,94739.9k $436.9k $436.9k 0.00% Reduced -32.5k -32,504
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 37,88037.9k $414.0k $414.0k 0.00% Reduced -1.6k -1,615
27 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 37,59937.6k $411.3k $411.3k 0.01% Added +7 +7
28 Samalin Investment Counsel, LLC 0.25% of their portfolio CHAPPAQUA, NY 36,30236.3k $397.1k $397.1k 0.25% Reduced -1.9k -1,857
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,67528.7k $314.0k $314.0k 0.00% Added +498 +498
30 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 27,42327.4k $300.0k $300.0k 0.00% Reduced -6.2k -6,224
31 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.07% of their portfolio PITTSBURGH, PA 27,01127.0k $295.0k $295.0k 0.07% Reduced -6.9k -6,903
32 VIRTUS ADVISERS, LLC 0.15% of their portfolio HARTFORD, CT 26,01526.0k $284.6k $284.6k 0.15% Reduced -5.1k -5,124
33 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 25,98226.0k $284.2k $284.2k 0.01% Added +276 +276
34 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 25,54125.5k $279.4k $279.4k 0.01% New
35 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 23,97624.0k $262.3k $262.3k 0.00% Unchanged
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,65223.7k $258.8k $258.8k 0.00% Reduced -2.0k -2,003
37 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 23,02823.0k $251.9k $251.9k 0.02% Reduced -27.4k -27,430
38 CONNING INC. 0.01% of their portfolio HARTFORD, CT 22,70922.7k $248.4k $248.4k 0.01% Added +598 +598
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,09122.1k $241.7k $241.7k 0.00% Reduced -10.5k -10,502
40 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 21,12421.1k $231.1k $231.1k 0.00% Added +4.0k +3,979
41 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 20,40620.4k $223.0k $223.0k 0.01% Reduced -3.7k -3,685
42 Shulman DeMeo Asset Management LLC 0.07% of their portfolio LAKE SUCCESS, NY 19,70419.7k $215.6k $215.6k 0.07% Unchanged
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,33419.3k $211.0k $211.0k 0.00% Added +3.5k +3,547
44 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 18,99219.0k $207.8k $207.8k 0.03% Reduced -19.0k -18,996
45 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 17,64517.6k $193.0k $193.0k 0.00% Reduced -5.0k -5,000
46 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 16,39816.4k $183.2k $183.2k 0.02% New
47 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 15,09515.1k $165.1k $165.1k 0.00% Unchanged
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,20514.2k $155.4k $155.4k 0.00% New
49 ROCKLAND TRUST CO 0.01% of their portfolio HANOVER, MA 13,78113.8k $151.0k $151.0k 0.01% Unchanged
50 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,67812.7k $138.7k $138.7k 0.00% Unchanged
51 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 11,50011.5k $125.8k $125.8k 0.01% Unchanged
52 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,97711.0k $120.1k $120.1k 0.00% Added +33 +33
53 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 10,60010.6k $116.0k $116.0k 0.01% Unchanged
54 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 10,00010.0k $109.4k $109.4k 0.01% Unchanged
55 Elequin Capital, LP 0.02% of their portfolio NEW YORK, NY 7,7507.8k $84.8k $84.8k 0.02% New
56 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 6,4336.4k $70.4k $70.4k 0.00% Reduced -360 -360
57 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 3,4003.4k $37.2k $37.2k 0.00% New
58 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,3193.3k $36.3k $36.3k 0.00% Unchanged
59 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,6112.6k $28.6k $28.6k 0.00% Reduced -400 -400
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,3002.3k $25.2k $25.2k 0.00% Unchanged
61 Coston, McIsaac & Partners 0.00% of their portfolio BAR HARBOR, ME 938938 $10.0k $10.0k 0.00% Added +24 +24
62 Lowe Wealth Advisors, LLC 0.00% of their portfolio COLUMBIA, MD 333333 $3.6k $3.6k 0.00% Unchanged
63 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 100100 $1.1k $1.1k 0.00% Unchanged
64 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 8484 $915 $915 0.00% Added +77 +77
65 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 66 $65 $65 0.00% Unchanged
66 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $11 $11 0.00% Unchanged