Vault-13

BIOXCEL THERAPEUTICS INC

COM · CUSIP 09075P105

74 institutional holders -13 vs Q3 2023
9,556,8779.6m shares reported held*
$28.2mreported value*
12 new 24 added 26 reduced 25 sold out net sold ≈ $1.9m (-641.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.95. Options: 6 managers hold calls ($776.0k notional), 7 hold puts ($1.5m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 85Q4 22: 84Q1 23: 98Q2 23: 89Q3 23: 87Q4 23: 7474Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202285
Q4 202284
Q1 202398
Q2 202389
Q3 202387
Q4 202374

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 40 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 51 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223745
Q1 20235337
Q2 20235044
Q3 20234055
Q4 20233651

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $5.8mQ1 23 puts: $3.7mQ1 23P/C 0.63Q2 23 calls: $6.8mQ2 23 puts: $6.0mQ2 23P/C 0.88Q3 23 calls: $1.1mQ3 23 puts: $834.6kQ3 23P/C 0.77Q4 23 calls: $776.0kQ4 23 puts: $1.5mQ4 23P/C 1.95
Numbers
QuarterCallsPutsP/C
Q1 2023$5.8m$3.7m0.63
Q2 2023$6.8m$6.0m0.88
Q3 2023$1.1m$834.6k0.77
Q4 2023$776.0k$1.5m1.95

Biggest buyers

ADAGE CAPITAL PARTNERS GP, L.L.C. Added +265,381+265.4k
MORGAN STANLEY Added +180,233+180.2k
Arete Wealth Advisors, LLC New +109,200+109.2k
Pennant Investors, LP New +83,900+83.9k
BlackRock Inc. Added +76,500+76.5k
Virtu Financial LLC New +59,514+59.5k
Squarepoint Ops LLC New +57,084+57.1k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +50,707+50.7k
D. E. Shaw & Co., Inc. New +42,359+42.4k
Cambridge Investment Research Advisors, Inc. New +38,050+38.0k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Sold out -432,470-432.5k
FMR LLC Reduced -182,163-182.2k
VANGUARD GROUP INC Reduced -131,067-131.1k
AMERIPRISE FINANCIAL INC Reduced -127,306-127.3k
GOLDMAN SACHS GROUP INC Reduced -113,674-113.7k
JANE STREET GROUP, LLC Reduced -110,632-110.6k
TWO SIGMA ADVISERS, LP Sold out -73,900-73.9k
HRT FINANCIAL LP Sold out -72,302-72.3k
Knoll Capital Management, LLC Sold out -60,000-60.0k
MILLENNIUM MANAGEMENT LLC Reduced -59,432-59.4k

Biggest calls

SIMPLEX TRADING, LLC Added $232.0k78.9k shares
GROUP ONE TRADING LLC Added $207.1k70.2k shares
CITADEL ADVISORS LLC Added $169.6k57.5k shares
JANE STREET GROUP, LLC Added $97.9k33.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $69.3k23.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $562.6k190.7k shares
Altium Capital Management LLC New $499.1k169.2k shares
CITADEL ADVISORS LLC Reduced $262.3k88.9k shares
BANK OF MONTREAL /CAN/ Added $141.7k44.7k shares
GROUP ONE TRADING LLC Reduced $26.3k8.9k shares
SIMPLEX TRADING, LLC Added $23.0k7.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Qatar Investment Authority (0.6%, 2026-03-30)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.00% of their portfolio BOSTON, MA 2,518,5642.5m $7.4m $7.4m 0.00% Reduced -182.2k -182,163
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,374,2091.4m $4.1m $4.1m 0.00% Added +76.5k +76,500
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,089,4631.1m $3.2m $3.2m 0.00% Reduced -131.1k -131,067
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 541,064541.1k $1.6m $1.6m 0.00% Reduced -127.3k -127,306
5 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio Boston, MA 465,381465.4k $1.4m $1.4m 0.00% Added +265.4k +265,381
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 450,227450.2k $1.3m $1.3m 0.00% Added +27.1k +27,107
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 440,332440.3k $1.3m $1.3m 0.00% Added +30.5k +30,474
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 383,508383.5k $1.1m $1.1m 0.00% Added +180.2k +180,233
9 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 301,735301.7k $890.1k $890.1k 0.01% Unchanged
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 225,389225.4k $664.9k $664.9k 0.00% Reduced -267 -267
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 187,510187.5k $553.2k $553.2k 0.00% Added +50.7k +50,707
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 126,506126.5k $373.2k $373.2k 0.00% Reduced -1.5k -1,516
13 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 109,200109.2k $322.1k $322.1k 0.02% New
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 104,329104.3k $307.8k $307.8k 0.00% Added +2.0k +1,967
15 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 87,95188.0k $259.5k $259.5k 0.00% Reduced -59.4k -59,432
16 Pennant Investors, LP 0.08% of their portfolio Summit, NJ 83,90083.9k $247.5k $247.5k 0.08% New
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 77,82977.8k $229.6k $229.6k 0.00% Added +2.9k +2,910
18 Virtu Financial LLC 0.01% of their portfolio New York, NY 59,51459.5k $176.0k $176.0k 0.01% New
19 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 57,08457.1k $168.4k $168.4k 0.00% New
20 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.00% of their portfolio New York, NY 50,25050.2k $148.2k $148.2k 0.00% Added +10.7k +10,650
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 48,32048.3k $142.5k $142.5k 0.00% Reduced -30.3k -30,284
22 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 44,50044.5k $141.1k $141.1k 0.00% Added +1.9k +1,900
23 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 42,35942.4k $125.0k $125.0k 0.00% New
24 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 40,00040.0k $118.0k $118.0k 0.00% Added +20.0k +20,000
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 38,05038.0k $112.0k $112.0k 0.00% New
26 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 36,95437.0k $109.0k $109.0k 0.00% Unchanged
27 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 36,49236.5k $107.7k $107.7k 0.01% Added +2.6k +2,552
28 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 35,38535.4k $104.4k $104.4k 0.00% Reduced -26.1k -26,120
29 Connective Capital Management, LLC 0.08% of their portfolio PALO ALTO, CA 33,00033.0k $97.3k $97.3k 0.08% New
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,04331.0k $91.6k $91.6k 0.00% Reduced -110.6k -110,632
31 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 29,99030.0k $88.5k $88.5k 0.00% Reduced -5.9k -5,890
32 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 28,98429.0k $85.5k $85.5k 0.00% Added +1.6k +1,591
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 27,89527.9k $82.3k $82.3k 0.00% Added +20.2k +20,239
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,40625.4k $74.9k $74.9k 0.00% Added +12.6k +12,598
35 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 23,42423.4k $69.1k $69.1k 0.00% Reduced -52.8k -52,829
36 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 22,15122.2k $65.3k $65.3k 0.00% Added +14.8k +14,799
37 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,22420.2k $59.7k $59.7k 0.00% Reduced -1.0k -1,000
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,20019.2k $56.6k $56.6k 0.00% Reduced -113.7k -113,674
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,94918.9k $55.9k $55.9k 0.00% Added +2.2k +2,172
40 SeaCrest Wealth Management, LLC 0.01% of their portfolio PURCHASE, NY 18,15018.1k $51.0k $51.0k 0.01% Added +1.6k +1,600
41 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 18,03318.0k $53.2k $53.2k 0.00% Unchanged
42 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 17,82517.8k $52.6k $52.6k 0.00% Reduced -166 -166
43 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 17,53717.5k $51.7k $51.7k 0.00% Added +15.1k +15,073
44 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 14,80814.8k $43.7k $43.7k 0.00% Unchanged
45 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 14,15114.2k $41.7k $41.7k 0.00% New
46 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 13,83213.8k $40.8k $40.8k 0.00% Added +9.8k +9,754
47 Crossmark Global Holdings, Inc. 0.00% of their portfolio HOUSTON, TX 12,77612.8k $38.0k $38.0k 0.00% Reduced -28 -28
48 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 12,43412.4k $36.7k $36.7k 0.00% Reduced -9.8k -9,830
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,87910.9k $32.1k $32.1k 0.00% New
50 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 10,53710.5k $31.1k $31.1k 0.00% New
51 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 10,08310.1k $29.7k $29.7k 0.00% Reduced -42 -42
52 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 7,8947.9k $23.3k $23.3k 0.00% Reduced -3.5k -3,518
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,6766.7k $19.0k $19.0k 0.00% Added +3.6k +3,619
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,3305.3k $15.7k $15.7k 0.00% Reduced -9.0k -8,970
55 AllSquare Wealth Management LLC 0.01% of their portfolio ALBANY, NY 4,5274.5k $13.4k $13.4k 0.01% Unchanged
56 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 3,3393.3k $9.8k $9.8k 0.00% Reduced -19.1k -19,149
57 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 3,1003.1k $9.0k $9.0k 0.00% Reduced -3.1k -3,100
58 Legal & General Group Plc 0.00% of their portfolio London, X0 3,0113.0k $8.9k $8.9k 0.00% Reduced -10.4k -10,369
59 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,8902.9k $8.5k $8.5k 0.00% Reduced -21.4k -21,446
60 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,7662.8k $8.0k $8.0k 0.00% Reduced -207 -207
61 Washington Trust Advisors, Inc. 0.00% of their portfolio WELLESLEY, MA 2,5722.6k $7.6k $7.6k 0.00% Added +1.3k +1,322
62 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,8751.9k $5.5k $5.5k 0.00% Added +700 +700
63 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,3501.4k $4.0k $4.0k 0.00% Unchanged
64 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 1,0001.0k $3.0k $3.0k 0.00% Unchanged
65 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 937937 $2.8k $2.8k 0.00% New
66 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 500500 $1.5k $1.5k 0.00% Unchanged
67 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 500500 $1.5k $1.5k 0.00% Unchanged
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 430430 $1.3k $1.3k 0.00% Added +130 +130
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 340340 $1.0k $1.0k 0.00% Reduced -1.4k -1,400
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 273273 $805 $805 0.00% Reduced -31 -31
71 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 113113 $333 $333 0.00% Unchanged
72 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 8888 $260 $260 0.00% New
73 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 5050 $0 $0 0.00% Unchanged
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged