BIOXCEL THERAPEUTICS INC
COM · CUSIP 09075P105
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.95. Options: 6 managers hold calls ($776.0k notional), 7 hold puts ($1.5m).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 85 |
| Q4 2022 | 84 |
| Q1 2023 | 98 |
| Q2 2023 | 89 |
| Q3 2023 | 87 |
| Q4 2023 | 74 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 37 | 45 |
| Q1 2023 | 53 | 37 |
| Q2 2023 | 50 | 44 |
| Q3 2023 | 40 | 55 |
| Q4 2023 | 36 | 51 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $5.8m | $3.7m | 0.63 |
| Q2 2023 | $6.8m | $6.0m | 0.88 |
| Q3 2023 | $1.1m | $834.6k | 0.77 |
| Q4 2023 | $776.0k | $1.5m | 1.95 |
Biggest buyers
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Added | +265.4k |
| MORGAN STANLEY | Added | +180.2k |
| Arete Wealth Advisors, LLC | New | +109.2k |
| Pennant Investors, LP | New | +83.9k |
| BlackRock Inc. | Added | +76.5k |
| Virtu Financial LLC | New | +59.5k |
| Squarepoint Ops LLC | New | +57.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Added | +50.7k |
| D. E. Shaw & Co., Inc. | New | +42.4k |
| Cambridge Investment Research Advisors, Inc. | New | +38.0k |
Biggest sellers
| TWO SIGMA INVESTMENTS, LP | Sold out | -432.5k |
| FMR LLC | Reduced | -182.2k |
| VANGUARD GROUP INC | Reduced | -131.1k |
| AMERIPRISE FINANCIAL INC | Reduced | -127.3k |
| GOLDMAN SACHS GROUP INC | Reduced | -113.7k |
| JANE STREET GROUP, LLC | Reduced | -110.6k |
| TWO SIGMA ADVISERS, LP | Sold out | -73.9k |
| HRT FINANCIAL LP | Sold out | -72.3k |
| Knoll Capital Management, LLC | Sold out | -60.0k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -59.4k |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $232.0k78.9k shares |
| GROUP ONE TRADING LLC | Added | $207.1k70.2k shares |
| CITADEL ADVISORS LLC | Added | $169.6k57.5k shares |
| JANE STREET GROUP, LLC | Added | $97.9k33.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $69.3k23.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $562.6k190.7k shares |
| Altium Capital Management LLC | New | $499.1k169.2k shares |
| CITADEL ADVISORS LLC | Reduced | $262.3k88.9k shares |
| BANK OF MONTREAL /CAN/ | Added | $141.7k44.7k shares |
| GROUP ONE TRADING LLC | Reduced | $26.3k8.9k shares |
| SIMPLEX TRADING, LLC | Added | $23.0k7.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: Qatar Investment Authority (0.6%, 2026-03-30)
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| FMR LLC 0.00% of their portfolio | 2.5m $7.4m | Reduced -182.2k |
| BlackRock Inc. 0.00% of their portfolio | 1.4m $4.1m | Added +76.5k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.1m $3.2m | Reduced -131.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 541.1k $1.6m | Reduced -127.3k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 465.4k $1.4m | Added +265.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 450.2k $1.3m | Added +27.1k |
| STATE STREET CORP 0.00% of their portfolio | 440.3k $1.3m | Added +30.5k |
| MORGAN STANLEY 0.00% of their portfolio | 383.5k $1.1m | Added +180.2k |
| Beacon Pointe Advisors, LLC 0.01% of their portfolio | 301.7k $890.1k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 225.4k $664.9k | Reduced -267 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 187.5k $553.2k | Added +50.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 126.5k $373.2k | Reduced -1.5k |
| Arete Wealth Advisors, LLC 0.02% of their portfolio | 109.2k $322.1k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 104.3k $307.8k | Added +2.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 88.0k $259.5k | Reduced -59.4k |
| Pennant Investors, LP 0.08% of their portfolio | 83.9k $247.5k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 77.8k $229.6k | Added +2.9k |
| Virtu Financial LLC 0.01% of their portfolio | 59.5k $176.0k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 57.1k $168.4k | New |
| TOCQUEVILLE ASSET MANAGEMENT L.P. 0.00% of their portfolio | 50.2k $148.2k | Added +10.7k |
| UBS Group AG 0.00% of their portfolio | 48.3k $142.5k | Reduced -30.3k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 44.5k $141.1k | Added +1.9k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 42.4k $125.0k | New |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 40.0k $118.0k | Added +20.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 38.0k $112.0k | New |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 37.0k $109.0k | Unchanged |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 36.5k $107.7k | Added +2.6k |
| DAVENPORT & Co LLC 0.00% of their portfolio | 35.4k $104.4k | Reduced -26.1k |
| Connective Capital Management, LLC 0.08% of their portfolio | 33.0k $97.3k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 31.0k $91.6k | Reduced -110.6k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 30.0k $88.5k | Reduced -5.9k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 29.0k $85.5k | Added +1.6k |
| BARCLAYS PLC 0.00% of their portfolio | 27.9k $82.3k | Added +20.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 25.4k $74.9k | Added +12.6k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 23.4k $69.1k | Reduced -52.8k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 22.2k $65.3k | Added +14.8k |
| Creative Planning 0.00% of their portfolio | 20.2k $59.7k | Reduced -1.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 19.2k $56.6k | Reduced -113.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.9k $55.9k | Added +2.2k |
| SeaCrest Wealth Management, LLC 0.01% of their portfolio | 18.1k $51.0k | Added +1.6k |
| US BANCORP \DE\ 0.00% of their portfolio | 18.0k $53.2k | Unchanged |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 17.8k $52.6k | Reduced -166 |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 17.5k $51.7k | Added +15.1k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 14.8k $43.7k | Unchanged |
| Invesco Ltd. 0.00% of their portfolio | 14.2k $41.7k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 13.8k $40.8k | Added +9.8k |
| Crossmark Global Holdings, Inc. 0.00% of their portfolio | 12.8k $38.0k | Reduced -28 |
| Engineers Gate Manager LP 0.00% of their portfolio | 12.4k $36.7k | Reduced -9.8k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 10.9k $32.1k | New |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 10.5k $31.1k | New |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 10.1k $29.7k | Reduced -42 |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 7.9k $23.3k | Reduced -3.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 6.7k $19.0k | Added +3.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 5.3k $15.7k | Reduced -9.0k |
| AllSquare Wealth Management LLC 0.01% of their portfolio | 4.5k $13.4k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 3.3k $9.8k | Reduced -19.1k |
| Cutler Group LLC / CA 0.00% of their portfolio | 3.1k $9.0k | Reduced -3.1k |
| Legal & General Group Plc 0.00% of their portfolio | 3.0k $8.9k | Reduced -10.4k |
| CITIGROUP INC 0.00% of their portfolio | 2.9k $8.5k | Reduced -21.4k |
| AMALGAMATED BANK 0.00% of their portfolio | 2.8k $8.0k | Reduced -207 |
| Washington Trust Advisors, Inc. 0.00% of their portfolio | 2.6k $7.6k | Added +1.3k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 1.9k $5.5k | Added +700 |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 1.4k $4.0k | Unchanged |
| ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio | 1.0k $3.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 937 $2.8k | New |
| TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio | 500 $1.5k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 500 $1.5k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 430 $1.3k | Added +130 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 340 $1.0k | Reduced -1.4k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 273 $805 | Reduced -31 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 113 $333 | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 88 $260 | New |
| HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio | 50 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |