Vault-13

BIOXCEL THERAPEUTICS INC

COM · CUSIP 09075P105

89 institutional holders -9 vs Q1 2023
17,683,75817.7m shares reported held*
$117.8mreported value*
13 new 37 added 22 reduced 22 sold out net sold ≈ $26.7m (-4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.66. Options: 16 managers hold calls ($6.8m notional), 11 hold puts ($6.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 85Q4 22: 84Q1 23: 98Q2 23: 8989Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202285
Q4 202284
Q1 202398
Q2 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 37 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 44 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223745
Q1 20235337
Q2 20235044

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $2.6mQ3 22 puts: $933.0kQ3 22P/C 0.37Q4 22 calls: $3.2mQ4 22 puts: $1.3mQ4 22P/C 0.42Q1 23 calls: $5.8mQ1 23 puts: $3.7mQ1 23P/C 0.63Q2 23 calls: $6.8mQ2 23 puts: $6.0mQ2 23P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2022$2.6m$933.0k0.37
Q4 2022$3.2m$1.3m0.42
Q1 2023$5.8m$3.7m0.63
Q2 2023$6.8m$6.0m0.88

Biggest buyers

AMERIPRISE FINANCIAL INC New +349,460+349.5k
STATE STREET CORP Added +311,516+311.5k
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Added +259,439+259.4k
Point72 Asset Management, L.P. New +241,958+242.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +189,009+189.0k
JANE STREET GROUP, LLC Added +90,257+90.3k
Caption Management, LLC Added +84,500+84.5k
NOMURA HOLDINGS INC New +78,000+78.0k
VANGUARD GROUP INC Added +64,748+64.7k
Rafferty Asset Management, LLC Added +48,522+48.5k

Biggest sellers

FMR LLC Reduced -4,179,939-4.2m
Driehaus Capital Management LLC Reduced -366,545-366.5k
TWO SIGMA INVESTMENTS, LP Sold out -217,991-218.0k
Ikarian Capital, LLC Sold out -133,014-133.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -131,262-131.3k
ADAGE CAPITAL PARTNERS GP, L.L.C. Reduced -129,479-129.5k
RENAISSANCE TECHNOLOGIES LLC Sold out -94,000-94.0k
Artemis Investment Management LLP Reduced -86,424-86.4k
BANK OF AMERICA CORP /DE/ Reduced -69,933-69.9k
CITADEL ADVISORS LLC Reduced -69,903-69.9k

Biggest calls

GROUP ONE TRADING LLC Added $1.9m284.0k shares
SIMPLEX TRADING, LLC Added $1.2m185.2k shares
Ghost Tree Capital, LLC New $865.8k130.0k shares
CITADEL ADVISORS LLC Added $658.0k98.8k shares
Caption Management, LLC Added $544.8k81.8k shares
JANE STREET GROUP, LLC Added $538.1k80.8k shares
Endurant Capital Management LP New $380.3k57.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $292.4k43.9k shares
MILLENNIUM MANAGEMENT LLC New $266.4k40.0k shares
NOMURA HOLDINGS INC New $101.2k15.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.9m282.4k shares
JANE STREET GROUP, LLC New $1.4m208.1k shares
Caption Management, LLC Added $649.4k97.5k shares
CITADEL ADVISORS LLC Added $576.1k86.5k shares
NOMURA HOLDINGS INC New $518.8k77.9k shares
GROUP ONE TRADING LLC Added $358.3k53.8k shares
SIMPLEX TRADING, LLC Added $275.0k41.4k shares
MILLENNIUM MANAGEMENT LLC Reduced $263.7k39.6k shares
Cutler Group LLC / CA New $40.0k4.4k shares
Parallax Volatility Advisers, L.P. New $6.7k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Qatar Investment Authority (0.6%, 2026-03-30)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.00% of their portfolio BOSTON, MA 4,373,4474.4m $29.1m $29.1m 0.00% Reduced -4.2m -4,179,939
2 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,072,1992.1m $13.8m $13.8m 0.00% Added +311.5k +311,516
3 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.03% of their portfolio Boston, MA 1,952,5002.0m $13.0m $13.0m 0.03% Reduced -129.5k -129,479
4 BlackRock Inc. 0.00% of their portfolio New York, NY 1,389,2291.4m $9.3m $9.3m 0.00% Added +18.5k +18,541
5 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,203,3441.2m $8.0m $8.0m 0.00% Reduced -131.3k -131,262
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,128,7221.1m $7.5m $7.5m 0.00% Added +64.7k +64,748
7 Artemis Investment Management LLP 0.08% of their portfolio EDINBURGH, X0 895,048895.0k $6.0m $6.0m 0.08% Reduced -86.4k -86,424
8 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 623,525623.5k $4.2m $4.2m 0.00% Added +259.4k +259,439
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 404,650404.6k $2.7m $2.7m 0.00% Added +21.5k +21,521
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 349,460349.5k $2.3m $2.3m 0.00% New
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 270,992271.0k $1.8m $1.8m 0.00% Reduced -69.9k -69,933
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 250,990251.0k $1.7m $1.7m 0.00% Added +189.0k +189,009
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 244,106244.1k $1.6m $1.6m 0.00% Added +32.4k +32,441
14 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 241,958242.0k $1.6m $1.6m 0.01% New
15 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 197,634197.6k $1.3m $1.3m 0.01% Added +48.5k +48,522
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 148,174148.2k $986.8k $986.8k 0.00% Added +4.3k +4,281
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 144,046144.0k $959.3k $959.3k 0.00% Reduced -19.6k -19,604
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 113,121113.1k $753.4k $753.4k 0.00% Added +36.0k +35,989
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 110,936110.9k $738.8k $738.8k 0.00% Reduced -49.4k -49,353
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 100,969101.0k $672.5k $672.5k 0.00% Added +90.3k +90,257
21 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 100,720100.7k $670.8k $670.8k 0.00% Added +44.7k +44,697
22 Caption Management, LLC 0.11% of their portfolio OKLAHOMA CITY, OK 97,50097.5k $649.4k $649.4k 0.11% Added +84.5k +84,500
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 92,86792.9k $618.5k $618.5k 0.00% Reduced -37.2k -37,222
24 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 78,00078.0k $519.5k $519.5k 0.01% New
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 77,38177.4k $515.4k $515.4k 0.00% Added +29.8k +29,770
26 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 69,99470.0k $466.2k $466.2k 0.00% Reduced -43.8k -43,776
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 60,06260.1k $400.0k $400.0k 0.00% Reduced -58.9k -58,913
28 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 59,70559.7k $397.6k $397.6k 0.00% Reduced -20.6k -20,590
29 Swiss National Bank 0.00% of their portfolio ZURICH, V8 44,20044.2k $294.4k $294.4k 0.00% Added +1.9k +1,900
30 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 40,00040.0k $266.4k $266.4k 0.00% Unchanged
31 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.00% of their portfolio New York, NY 39,60039.6k $263.7k $263.7k 0.00% Added +2.6k +2,600
32 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 37,66837.7k $250.9k $250.9k 0.00% Reduced -23.8k -23,764
33 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 35,88035.9k $239.0k $239.0k 0.00% Added +11.9k +11,880
34 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 35,47535.5k $236.3k $236.3k 0.01% Added +8.0k +8,013
35 OCCUDO QUANTITATIVE STRATEGIES LP 0.02% of their portfolio FORT LAUDERDALE, FL 35,43335.4k $236.0k $236.0k 0.02% New
36 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 31,45631.5k $209.5k $209.5k 0.00% Added +13.5k +13,493
37 Knoll Capital Management, LLC 0.24% of their portfolio MIAMI, FL 30,00030.0k $199.8k $199.8k 0.24% New
38 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 29,30029.3k $195.1k $195.1k 0.00% New
39 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 28,62328.6k $190.6k $190.6k 0.00% Added +4.7k +4,729
40 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 28,25728.3k $188.2k $188.2k 0.00% Reduced -5.2k -5,233
41 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 24,24324.2k $161.5k $161.5k 0.00% Reduced -99 -99
42 Baader Bank Aktiengesellschaft 0.01% of their portfolio Unterschleissheim, 2M 22,50322.5k $116.3k $116.3k 0.01% New
43 Driehaus Capital Management LLC 0.00% of their portfolio Chicago, IL 22,22022.2k $148.0k $148.0k 0.00% Reduced -366.5k -366,545
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 21,44021.4k $142.8k $142.8k 0.00% Added +4.1k +4,149
45 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 20,70020.7k $137.9k $137.9k 0.02% Added +5.8k +5,793
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,64818.6k $124.2k $124.2k 0.00% Added +4.6k +4,596
47 Legal & General Group Plc 0.00% of their portfolio London, X0 18,44918.4k $122.9k $122.9k 0.00% Added +8.6k +8,567
48 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 17,90817.9k $119.0k $119.0k 0.01% Reduced -20.0k -19,979
49 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 17,32517.3k $115.4k $115.4k 0.01% Unchanged
50 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 16,50916.5k $110.0k $110.0k 0.02% New
51 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 15,25015.2k $99.7k $99.7k 0.00% Added +1.1k +1,113
52 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 14,80814.8k $98.6k $98.6k 0.00% Reduced -46.5k -46,532
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,52914.5k $96.8k $96.8k 0.00% Reduced -69.9k -69,903
54 Parallax Volatility Advisers, L.P. 0.00% of their portfolio San Francisco, CA 14,28414.3k $95.1k $95.1k 0.00% New
55 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 14,07214.1k $93.7k $93.7k 0.00% Added +14.0k +14,039
56 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 13,54413.5k $90.2k $90.2k 0.00% Reduced -14.1k -14,121
57 Crossmark Global Holdings, Inc. 0.00% of their portfolio HOUSTON, TX 12,63412.6k $121.0k $121.0k 0.00% Added +24 +24
58 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 12,26512.3k $81.7k $81.7k 0.00% Added +162 +162
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,35311.4k $75.6k $75.6k 0.00% Unchanged
60 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 10,95111.0k $72.9k $72.9k 0.00% Added +66 +66
61 E Fund Management Co., Ltd. 0.01% of their portfolio GUANGZHOU, F4 10,62810.6k $71.0k $71.0k 0.01% New
62 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 10,00010.0k $64.0k $64.0k 0.00% New
63 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 9,8539.9k $65.6k $65.6k 0.00% Unchanged
64 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 9,2339.2k $61.5k $61.5k 0.00% Added +3 +3
65 Cutler Group LLC / CA 0.01% of their portfolio SAN FRANCISCO, CA 6,9256.9k $46.0k $46.0k 0.01% New
66 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,6795.7k $37.8k $37.8k 0.00% Added +4.2k +4,150
67 AllSquare Wealth Management LLC 0.07% of their portfolio ALBANY, NY 5,5275.5k $104.7k $104.7k 0.07% Unchanged
68 VIRTUS ADVISERS, LLC 0.02% of their portfolio HARTFORD, CT 5,1105.1k $34.0k $34.0k 0.02% Reduced -189 -189
69 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,9733.0k $20.0k $20.0k 0.00% Added +951 +951
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,1692.2k $14.4k $14.4k 0.00% Added +394 +394
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0002.0k $13.3k $13.3k 0.00% Added +1.0k +1,000
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,9071.9k $13.0k $13.0k 0.00% Added +299 +299
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,7401.7k $11.6k $11.6k 0.00% Unchanged
74 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 1,6401.6k $10.9k $10.9k 0.00% Reduced -47.7k -47,671
75 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,3501.4k $9.0k $9.0k 0.00% Unchanged
76 Washington Trust Advisors, Inc. 0.00% of their portfolio WELLESLEY, MA 1,2501.2k $8.3k $8.3k 0.00% Unchanged
77 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 1,2001.2k $8.0k $8.0k 0.00% Added +200 +200
78 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,0151.0k $6.8k $6.8k 0.00% Unchanged
79 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,0001.0k $6.7k $6.7k 0.00% Unchanged
80 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 736736 $5.0k $5.0k 0.00% Unchanged
81 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 567567 $3.8k $3.8k 0.00% Unchanged
82 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 131131 $872 $872 0.00% Unchanged
83 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 113113 $753 $753 0.00% Unchanged
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 8080 $1.0k $1.0k 0.00% Reduced -10 -10
85 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 6464 $0 $0 0.00% Added +14 +14
86 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 2626 $173 $173 0.00% New
87 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 2222 $147 $147 0.00% Unchanged
88 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1414 $93 $93 0.00% Unchanged
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged