Vault-13

BIOXCEL THERAPEUTICS INC

COM · CUSIP 09075P105

84 institutional holders -1 vs Q3 2022
13,443,48413.4m shares reported held*
$288.9mreported value*
15 new 22 added 28 reduced 17 sold out net bought ≈ $33.8m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.49. Options: 6 managers hold calls ($3.2m notional), 5 hold puts ($1.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 85Q4 22: 8484Q3 22Q4 22
Numbers
QuarterHolders
Q3 202285
Q4 202284

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $2.6mQ3 22 puts: $933.0kQ3 22P/C 0.37Q4 22 calls: $3.2mQ4 22 puts: $1.3mQ4 22P/C 0.42
Numbers
QuarterCallsPutsP/C
Q3 2022$2.6m$933.0k0.37
Q4 2022$3.2m$1.3m0.42

Biggest buyers

ADAGE CAPITAL PARTNERS GP, L.L.C. New +875,000+875.0k
Driehaus Capital Management LLC New +505,934+505.9k
Beacon Pointe Advisors, LLC New +302,150+302.1k
Ikarian Capital, LLC New +250,000+250.0k
Vontobel Holding Ltd. New +61,490+61.5k
SECTORAL ASSET MANAGEMENT INC New +61,156+61.2k
BOOTHBAY FUND MANAGEMENT, LLC New +50,450+50.5k
DAVENPORT & Co LLC Added +48,560+48.6k
GROUP ONE TRADING LLC New +30,208+30.2k
GEODE CAPITAL MANAGEMENT, LLC Added +19,471+19.5k

Biggest sellers

MORGAN STANLEY Reduced -129,745-129.7k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -88,992-89.0k
TWO SIGMA INVESTMENTS, LP Sold out -56,493-56.5k
Artemis Investment Management LLP Reduced -40,805-40.8k
GOLDMAN SACHS GROUP INC Reduced -40,085-40.1k
RENAISSANCE TECHNOLOGIES LLC Sold out -35,500-35.5k
TWO SIGMA ADVISERS, LP Reduced -35,300-35.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -31,920-31.9k
Cubist Systematic Strategies, LLC Sold out -31,800-31.8k
Jump Financial, LLC Sold out -26,000-26.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.0m93.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $775.4k36.1k shares
GROUP ONE TRADING LLC Reduced $279.2k13.0k shares
SIMPLEX TRADING, LLC Reduced $139.0k6.5k shares
Cutler Group LLC / CA Added $2.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $756.1k35.2k shares
CITADEL ADVISORS LLC Added $494.0k23.0k shares
GROUP ONE TRADING LLC Reduced $92.4k4.3k shares
SIMPLEX TRADING, LLC Added $6.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Qatar Investment Authority (0.6%, 2026-03-30)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.01% of their portfolio BOSTON, MA 4,203,4364.2m $90.3m $90.3m 0.01% Added +5.8k +5,811
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,462,9221.5m $31.4m $31.4m 0.00% Reduced -450 -450
3 Artemis Investment Management LLP 0.33% of their portfolio EDINBURGH, X0 1,333,6911.3m $28.7m $28.7m 0.33% Reduced -40.8k -40,805
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,044,2041.0m $22.4m $22.4m 0.00% Added +14.0k +14,033
5 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio Boston, MA 875,000875.0k $18.8m $18.8m 0.04% New
6 Driehaus Capital Management LLC 0.16% of their portfolio Chicago, IL 505,934505.9k $10.9m $10.9m 0.16% New
7 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 455,366455.4k $9.8m $9.8m 0.00% Added +1.5k +1,489
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 374,999375.0k $8.1m $8.1m 0.00% Added +19.5k +19,471
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 368,569368.6k $7.9m $7.9m 0.00% Reduced -1.1k -1,103
10 Beacon Pointe Advisors, LLC 0.13% of their portfolio NEWPORT BEACH, CA 302,150302.1k $6.5m $6.5m 0.13% New
11 Ikarian Capital, LLC 2.23% of their portfolio DALLAS, TX 250,000250.0k $5.4m $5.4m 2.23% New
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 215,678215.7k $4.6m $4.6m 0.00% Added +7.8k +7,805
13 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 204,407204.4k $4.4m $4.4m 0.00% Reduced -13.2k -13,217
14 DAVENPORT & Co LLC 0.03% of their portfolio RICHMOND, VA 157,105157.1k $3.4m $3.4m 0.03% Added +48.6k +48,560
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 143,282143.3k $3.1m $3.1m 0.00% Added +2.8k +2,789
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 139,214139.2k $3.0m $3.0m 0.00% Reduced -4.2k -4,174
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 124,997125.0k $2.7m $2.7m 0.00% Reduced -129.7k -129,745
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 116,361116.4k $2.5m $2.5m 0.00% Reduced -7.1k -7,096
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 71,94971.9k $1.5m $1.5m 0.00% Added +6.7k +6,730
20 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 69,32069.3k $1.5m $1.5m 0.00% Reduced -5.0k -5,029
21 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 61,49061.5k $1.3m $1.3m 0.01% New
22 SECTORAL ASSET MANAGEMENT INC 0.25% of their portfolio MONTREAL, A8 61,15661.2k $1.3m $1.3m 0.25% New
23 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 56,63656.6k $1.2m $1.2m 0.00% Reduced -12.7k -12,693
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 53,42453.4k $1.1m $1.1m 0.00% Reduced -40.1k -40,085
25 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 50,45050.5k $1.1m $1.1m 0.03% New
26 AlphaCentric Advisors LLC 1.06% of their portfolio SAN JUAN, PR 50,00050.0k $1.1m $1.1m 1.06% Unchanged
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,61146.6k $1.0m $1.0m 0.00% Reduced -10.5k -10,483
28 Swiss National Bank 0.00% of their portfolio ZURICH, V8 46,30046.3k $994.5k $994.5k 0.00% Unchanged
29 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 40,00040.0k $859.2k $859.2k 0.00% Unchanged
30 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 39,40039.4k $846.3k $846.3k 0.02% Added +10.8k +10,750
31 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 39,18539.2k $842.0k $842.0k 0.05% Added +5.0k +4,954
32 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 35,37335.4k $759.8k $759.8k 0.00% Reduced -18.6k -18,598
33 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 30,85430.9k $663.0k $663.0k 0.00% Added +501 +501
34 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 30,20830.2k $648.9k $648.9k 0.02% New
35 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 29,40029.4k $631.5k $631.5k 0.00% Reduced -35.3k -35,300
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 24,66524.7k $529.8k $529.8k 0.00% Added +259 +259
37 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 24,17124.2k $519.2k $519.2k 0.00% Reduced -1.1k -1,087
38 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 24,00024.0k $515.5k $515.5k 0.00% Added +2.3k +2,300
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,23020.2k $434.5k $434.5k 0.00% Reduced -31.9k -31,920
40 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 18,99419.0k $408.0k $408.0k 0.00% Added +3.7k +3,748
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 17,53317.5k $376.6k $376.6k 0.00% Reduced -1.2k -1,168
42 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 16,57616.6k $356.0k $356.0k 0.00% Added +179 +179
43 MIRABELLA FINANCIAL SERVICES LLP 0.03% of their portfolio London, X0 16,27016.3k $349.5k $349.5k 0.03% New
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,92915.9k $342.2k $342.2k 0.00% Added +3.9k +3,938
45 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 13,98014.0k $300.3k $300.3k 0.00% Reduced -150 -150
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 13,70613.7k $294.4k $294.4k 0.00% Unchanged
47 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 12,59212.6k $270.0k $270.0k 0.01% Added +129 +129
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,93511.9k $256.4k $256.4k 0.00% Reduced -11.4k -11,372
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,59511.6k $249.0k $249.0k 0.00% Added +1.0k +1,006
50 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 11,57111.6k $248.5k $248.5k 0.00% Reduced -11 -11
51 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 11,18211.2k $240.2k $240.2k 0.00% Added +3.7k +3,726
52 Harvest Investment Services, LLC 0.23% of their portfolio Oakbrook Terrace, IL 10,17110.2k $218.5k $218.5k 0.23% New
53 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 9,8539.9k $211.6k $211.6k 0.00% Unchanged
54 PVG ASSET MANAGEMENT CORP 0.93% of their portfolio GOLDEN, CO 9,7839.8k $210.1k $210.1k 0.93% Reduced -5.3k -5,257
55 Legal & General Group Plc 0.00% of their portfolio London, X0 9,6789.7k $207.9k $207.9k 0.00% Added +678 +678
56 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 9,0469.0k $194.3k $194.3k 0.00% Reduced -33 -33
57 VIRTUS ADVISERS, LLC 0.08% of their portfolio HARTFORD, CT 7,3337.3k $157.5k $157.5k 0.08% Reduced -4.0k -4,032
58 AllSquare Wealth Management LLC 0.08% of their portfolio ALBANY, NY 5,5275.5k $118.7k $118.7k 0.08% Unchanged
59 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,1365.1k $110.3k $110.3k 0.00% First filing
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,7022.7k $57.0k $57.0k 0.00% Added +1.9k +1,950
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,6112.6k $56.0k $56.0k 0.00% Reduced -233 -233
62 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,5242.5k $54.0k $54.0k 0.00% New
63 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,3402.3k $50.0k $50.0k 0.00% Unchanged
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,7401.7k $37.4k $37.4k 0.00% Added +1.4k +1,400
65 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,3501.4k $41.8k $41.8k 0.00% Unchanged
66 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,3051.3k $28.0k $28.0k 0.00% Unchanged
67 Washington Trust Advisors, Inc. 0.00% of their portfolio WELLESLEY, MA 1,2501.2k $26.9k $26.9k 0.00% Unchanged
68 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,0001.0k $21.5k $21.5k 0.00% Reduced -226 -226
69 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 1,0001.0k $21.5k $21.5k 0.00% First filing
70 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 867867 $18.0k $18.0k 0.00% Reduced -2.0k -2,000
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 800800 $17.0k $17.0k 0.00% New
72 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 736736 $16.0k $16.0k 0.00% Unchanged
73 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 682682 $14.6k $14.6k 0.00% Unchanged
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 619619 $13.3k $13.3k 0.00% Reduced -155 -155
75 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 501501 $11.0k $11.0k 0.00% Reduced -749 -749
76 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 382382 $8.2k $8.2k 0.00% New
77 Worth Asset Management, LLC 0.00% of their portfolio DALLAS, TX 200200 $4.3k $4.3k 0.00% Unchanged
78 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 131131 $3.0k $3.0k 0.00% Unchanged
79 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 113113 $2.4k $2.4k 0.00% Unchanged
80 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 5050 $1.0k $1.0k 0.00% Unchanged
81 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3333 $709 $709 0.00% Reduced -382 -382
82 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1414 $0 $0 0.00% New
83 DARK FOREST CAPITAL MANAGEMENT LP 0.00% of their portfolio NEW YORK, NY 77 $150 $150 0.00% New
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged