Vault-13

BIOVIE INC

CL A NEW · CUSIP 09074F207

51 institutional holders -1 vs Q1 2024
4,482,6004.5m shares reported held*
$1.8mreported value*
12 new 8 added 18 reduced 14 sold out net sold ≈ $913.9k (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.40. Options: 4 managers hold calls ($14.4k notional), 5 hold puts ($16.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 19Q4 22: 40Q1 23: 49Q2 23: 54Q3 23: 58Q4 23: 55Q1 24: 52Q2 24: 5151Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202219
Q4 202240
Q1 202349
Q2 202354
Q3 202358
Q4 202355
Q1 202452
Q2 202451

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 34 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 14 cut or sold outQ2 23: 38 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 21 cut or sold outQ4 23: 33 bought or addedQ4 23: 20 cut or sold outQ4 23Q1 24: 25 bought or addedQ1 24: 25 cut or sold outQ2 24: 20 bought or addedQ2 24: 32 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022345
Q1 20233314
Q2 20233817
Q3 20232921
Q4 20233320
Q1 20242525
Q2 20242032

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $749.6kQ3 23 puts: $2.7mQ3 23P/C 3.55Q4 23 calls: $294.7kQ4 23 puts: $951.8kQ4 23P/C 3.23Q1 24 calls: $47.2kQ1 24 puts: $231.3kQ1 24P/C 4.90Q2 24 calls: $14.4kQ2 24 puts: $16.3kQ2 24P/C 1.13
Numbers
QuarterCallsPutsP/C
Q3 2023$749.6k$2.7m3.55
Q4 2023$294.7k$951.8k3.23
Q1 2024$47.2k$231.3k4.90
Q2 2024$14.4k$16.3k1.13

Biggest buyers

JANE STREET GROUP, LLC New +176,236+176.2k
GOLDMAN SACHS GROUP INC New +61,565+61.6k
Virtu Financial LLC Added +44,518+44.5k
SABBY MANAGEMENT, LLC Added +43,920+43.9k
Y-Intercept (Hong Kong) Ltd New +37,255+37.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +24,601+24.6k
JPMORGAN CHASE & CO Added +20,460+20.5k
AQR CAPITAL MANAGEMENT LLC New +20,153+20.2k
Paloma Partners Management Co New +14,977+15.0k
TWO SIGMA INVESTMENTS, LP New +14,046+14.0k

Biggest sellers

Altium Capital Management LLC Reduced -1,030,267-1.0m
CVI Holdings, LLC Sold out -599,897-599.9k
RENAISSANCE TECHNOLOGIES LLC Sold out -347,400-347.4k
BlackRock Inc. Reduced -306,758-306.8k
STATE STREET CORP Reduced -145,956-146.0k
VANGUARD GROUP INC Reduced -76,203-76.2k
MORGAN STANLEY Reduced -61,434-61.4k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -29,935-29.9k
NORTHERN TRUST CORP Reduced -24,277-24.3k
UBS Group AG Reduced -21,931-21.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $6.9k17.2k shares
GROUP ONE TRADING LLC Reduced $5.5k13.8k shares
SIMPLEX TRADING, LLC Reduced $2.0k5.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.5k16.3k shares
GROUP ONE TRADING LLC Reduced $5.5k13.8k shares
CITADEL ADVISORS LLC Reduced $4.3k10.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Altium Capital Management LLC 0.33% of their portfolio NEW YORK, NY 1,982,3412.0m $793.9k $793.9k 0.33% Reduced -1.0m -1,030,267
2 SABBY MANAGEMENT, LLC 3.90% of their portfolio MIAMI BEACH, FL 733,055733.1k $293.6k $293.6k 3.90% Added +43.9k +43,920
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 568,372568.4k $227.6k $227.6k 0.00% Reduced -76.2k -76,203
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 231,656231.7k $92.8k $92.8k 0.00% Reduced -15.4k -15,450
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 176,236176.2k $70.6k $70.6k 0.00% New
6 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 91,18191.2k $36.5k $36.5k 0.00% Reduced -24.3k -24,277
7 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 82,74182.7k $33.1k $33.1k 0.00% Unchanged
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 61,56561.6k $24.7k $24.7k 0.00% New
9 Virtu Financial LLC 0.00% of their portfolio New York, NY 55,47055.5k $22.0k $22.0k 0.00% Added +44.5k +44,518
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,67253.7k $21.5k $21.5k 0.00% Added +11.4k +11,414
11 Sheaff Brock Investment Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 51,40051.4k $20.6k $20.6k 0.00% Unchanged
12 Y-Intercept (Hong Kong) Ltd 0.00% of their portfolio HONG KONG, K3 37,25537.3k $14.9k $14.9k 0.00% New
13 SHEPHERD KAPLAN KROCHUK, LLC 0.01% of their portfolio Boston, MA 29,45029.4k $11.8k $11.8k 0.01% Unchanged
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 29,21229.2k $11.7k $11.7k 0.00% Reduced -146.0k -145,956
15 Crescent Grove Advisors, LLC 0.00% of their portfolio LAKE FOREST, IL 27,50027.5k $11.0k $11.0k 0.00% Unchanged
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,34425.3k $10.2k $10.2k 0.00% Added +20.5k +20,460
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,60124.6k $9.9k $9.9k 0.00% New
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 21,55321.6k $8.6k $8.6k 0.00% Reduced -13.5k -13,531
19 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 21,37421.4k $8.6k $8.6k 0.00% Added +9.1k +9,090
20 BlackRock Inc. 0.00% of their portfolio New York, NY 21,17221.2k $8.5k $8.5k 0.00% Reduced -306.8k -306,758
21 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 20,15320.2k $8.1k $8.1k 0.00% New
22 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 17,81417.8k $7.1k $7.1k 0.00% Unchanged
23 Paloma Partners Management Co 0.00% of their portfolio GREENWICH, CT 14,97715.0k $6.0k $6.0k 0.00% New
24 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 14,04614.0k $5.6k $5.6k 0.00% New
25 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 14,00014.0k $5.6k $5.6k 0.00% Reduced -3.0k -3,000
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,36912.4k $5.0k $5.0k 0.00% Reduced -61.4k -61,434
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,90511.9k $4.8k $4.8k 0.00% Added +1.8k +1,800
28 Good Life Advisors, LLC 0.00% of their portfolio READING, PA 11,00011.0k $4.4k $4.4k 0.00% New
29 Beacon Harbor Wealth Advisors, Inc. 0.00% of their portfolio VIRGINIA BEACH, VA 10,00010.0k $4.0k $4.0k 0.00% New
30 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 6,5086.5k $2.6k $2.6k 0.00% First filing
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,4995.5k $2.2k $2.2k 0.00% Reduced -3.9k -3,887
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,9634.0k $1.6k $1.6k 0.00% Reduced -1.8k -1,800
33 FMR LLC 0.00% of their portfolio BOSTON, MA 2,9432.9k $1.2k $1.2k 0.00% Reduced -3.2k -3,237
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,4962.5k $1.0k $1.0k 0.00% Reduced -8.7k -8,662
35 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,8911.9k $757 $757 0.00% Reduced -822 -822
36 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,5021.5k $601 $601 0.00% Added +6 +6
37 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,3381.3k $0 $0 0.00% Reduced -1.5k -1,455
38 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,0001.0k $401 $401 0.00% Unchanged
39 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0001.0k $401 $401 0.00% Unchanged
40 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 694694 $277 $277 0.00% Reduced -4.1k -4,126
41 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 585585 $234 $234 0.00% Unchanged
42 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 474474 $190 $190 0.00% Added +53 +53
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 459459 $184 $184 0.00% Reduced -21.9k -21,931
44 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 300300 $120 $120 0.00% Unchanged
45 CWM, LLC 0.00% of their portfolio OMAHA, NE 215215 $0 $0 0.00% New
46 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 131131 $55 $55 0.00% New
47 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 100100 $40 $40 0.00% New
48 ALBION FINANCIAL GROUP /UT 0.00% of their portfolio SALT LAKE CITY, UT 5050 $21 $21 0.00% Unchanged
49 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 3535 $14 $14 0.00% Reduced -17.2k -17,200
50 Sanctuary Wealth Management, L.L.C. 0.00% of their portfolio POCATELLO, ID 33 $1 $1 0.00% Unchanged
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged