Vault-13

STREAMEX CORP STEX

COM · Common Stock · CUSIP 09073N300

53 institutional holders -12 vs Q1 2026
23,206,50923.2m shares reported held*
19.9% of all shares outstanding*
$19.7mreported value*
11 new 17 added 15 reduced 22 sold out net sold ≈ $314.1k (-370.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 116.5m as of 2026-08-13, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.85. Options: 10 managers hold calls ($2.0m notional), 4 hold puts ($102.5k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 1Q1 24: 26Q2 24: 5Q3 24: 0Q4 24: 23Q1 25: 25Q2 25: 33Q3 25: 42Q4 25: 55Q1 26: 65Q2 26: 5353Q4 23Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 20231
Q1 202426
Q2 20245
Q3 20240
Q4 202423
Q1 202525
Q2 202533
Q3 202542
Q4 202555
Q1 202665
Q2 202653

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 0 bought or addedQ3 24: 5 cut or sold outQ4 24: 21 bought or addedQ4 24: 0 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 2 cut or sold outQ2 25: 19 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 32 bought or addedQ3 25: 9 cut or sold outQ4 25: 36 bought or addedQ4 25: 15 cut or sold outQ4 25Q1 26: 46 bought or addedQ1 26: 19 cut or sold outQ2 26: 28 bought or addedQ2 26: 37 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202405
Q4 2024210
Q1 2025122
Q2 20251911
Q3 2025329
Q4 20253615
Q1 20264619
Q2 20262837

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 25 calls: $2.5mQ3 25 puts: $993.1kQ3 25P/C 0.40Q4 25 calls: $1.5mQ4 25 puts: $553.9kQ4 25P/C 0.37Q1 26 calls: $2.0mQ1 26 puts: $307.5kQ1 26P/C 0.15Q2 26 calls: $2.0mQ2 26 puts: $102.5kQ2 26P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2025$2.5m$993.1k0.40
Q4 2025$1.5m$553.9k0.37
Q1 2026$2.0m$307.5k0.15
Q2 2026$2.0m$102.5k0.05

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +1,401,200+1.4m
GEODE CAPITAL MANAGEMENT, LLC Added +338,267+338.3k
STATE STREET CORP Added +318,300+318.3k
UNITED CAPITAL FINANCIAL ADVISORS, LLC New +307,029+307.0k
VANGUARD FIDUCIARY TRUST CO Added +204,882+204.9k
UBS Group AG Added +164,930+164.9k
RENAISSANCE TECHNOLOGIES LLC Added +71,999+72.0k
Rossby Financial, LCC Added +64,000+64.0k
Savant Capital, LLC Added +55,300+55.3k
NORTHERN TRUST CORP Added +54,263+54.3k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Sold out -724,052-724.1k
MARSHALL WACE, LLP Sold out -536,920-536.9k
Legacy Wealth Managment, LLC/ID Reduced -499,277-499.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -348,304-348.3k
Shay Capital LLC Reduced -277,458-277.5k
United Capital Management of KS, Inc. Reduced -229,279-229.3k
VANGUARD CAPITAL MANAGEMENT LLC Reduced -126,794-126.8k
Man Group plc Sold out -117,899-117.9k
One68 Global Capital, LLC Reduced -102,088-102.1k
OMERS ADMINISTRATION Corp Sold out -76,600-76.6k

Biggest calls

HRT FINANCIAL LP Added $450.0k530.0k shares
JANE STREET GROUP, LLC Reduced $322.0k378.7k shares
SIMPLEX TRADING, LLC Reduced $316.3k372.0k shares
CITADEL ADVISORS LLC Added $257.9k303.3k shares
Caption Management, LLC New $255.1k300.0k shares
GROUP ONE TRADING LLC Reduced $252.9k297.4k shares
IMC-Chicago, LLC Added $82.6k97.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $52.8k62.1k shares
Legacy Wealth Managment, LLC/ID Reduced $7.8k9.2k shares
Rossby Financial, LCC Reduced $1.4k300 shares

Biggest puts

IMC-Chicago, LLC Added $56.3k66.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $28.9k34.0k shares
CITADEL ADVISORS LLC Reduced $16.6k19.5k shares
SIMPLEX TRADING, LLC Reduced $765900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
McPhie Karl Henry Michael 13D · may seek influence new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing
14.2% new 21.0m≈ $15.5m 2025-11-10
Lekstrom Morgan Lee 13D · may seek influence new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing
14.0% new 20.7m≈ $15.2m 2025-11-10
GIUSTRA FRANK 13G · passive investor -0.1 pts · filed 2025-09-15 12.0% -0.1 pts 17.4m≈ $13.1m 2025-09-15

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 1 buyingQ4 25: 0 sellingQ1 26: 2 buyingQ1 26: 0 sellingQ1 26Q2 26: 2 buyingQ2 26: 4 sellingQ3 26: 0 buyingQ3 26: 1 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20251$25.1k0——
Q1 20262$527.4k0——
Q2 20262$272.9k4$294.7k—
Q3 20260—1$52.3k—
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-02 Williams Mitchell Young Chief Investment Officer, director Sold 72,689 $0.72 $52.3k72.7k shares -2%
2026-06-12 Lekstrom Morgan Lee Interim Executive Chairman, director · By All Mine Consulting LTD. Bought 50,000 $0.99 $49.8k50.0k shares +16%
2026-06-01 Williams Mitchell Young Chief Investment Officer, director Sold 23,810 $1.05 $25.0k23.8k shares -1%
2026-05-28 Lekstrom Morgan Lee Interim Executive Chairman, director · By All Mine Consulting LTD. Bought 34,000 $1.47 $50.0k34.0k shares +12%
2026-05-21 Lekstrom Morgan Lee Interim Executive Chairman, director · By All Mine Consulting LTD. Bought 147,000 $1.04 $153.1k147.0k shares +120%
2026-05-21 Marciano Anthony Mark Director Bought 17,745 $1.13 $20.1k17.7k shares +18%
2026-05-01 Williams Mitchell Young Chief Investment Officer, director Sold 263,863 $0.79 $208.5k263.9k shares -8%
2026-04-15 Plummer Christine Marie Chief Financial Officer Sold 2,581 $1.08 $2.8k2.6k shares -0%
2026-04-14 McPhie Karl Henry Michael CEO, director Sold 30,611 $1.07 $32.8k30.6k shares -3%
2026-04-14 Lekstrom Morgan Lee Interim Executive Chairman, director Sold 12,759 $1.07 $13.7k12.8k shares -6%
2026-04-13 Plummer Christine Marie Chief Financial Officer Sold 10,922 $1.10 $12.0k10.9k shares -2%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legacy Wealth Managment, LLC/ID 2.29% of their portfolio BOISE, ID 6,530,0746.5m $5.6m $5.6m 2.29% Reduced -499.3k -499,277
2 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 3,831,2003.8m $3.3m $3.3m 0.00% Reduced -126.8k -126,794
3 Yorkville Advisors Global, LP 3.70% of their portfolio MOUNTAINSIDE, NJ 3,750,0003.8m $3.2m $3.2m 3.70% Unchanged
4 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 1,721,3441.7m $1.5m $1.5m 0.00% Added +1.4m +1,401,200
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,257,0541.3m $1.1m $1.1m 0.00% Added +338.3k +338,267
6 BlackRock, Inc. 0.00% of their portfolio New York, NY 933,112933.1k $793.4k $793.4k 0.00% Unchanged
7 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 631,990632.0k $537.2k $537.2k 0.00% Added +204.9k +204,882
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 603,990604.0k $513.6k $513.6k 0.00% Added +318.3k +318,300
9 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 473,603473.6k $402.7k $402.7k 0.00% Added +72.0k +71,999
10 Rossby Financial, LCC 0.06% of their portfolio MELBOURNE, FL 385,030385.0k $327.4k $327.4k 0.06% Added +64.0k +64,000
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 339,053339.1k $288.2k $288.2k 0.00% Added +164.9k +164,930
12 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 320,000320.0k $265.6k $265.6k 0.00% Reduced -10.0k -10,000
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 313,777313.8k $266.8k $266.8k 0.00% Reduced -348.3k -348,304
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 307,029307.0k $261.1k $261.1k 0.00% New
15 Shay Capital LLC 0.03% of their portfolio NEW YORK, NY 285,466285.5k $242.7k $242.7k 0.03% Reduced -277.5k -277,458
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 235,394235.4k $200.2k $200.2k 0.00% Added +54.3k +54,263
17 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 207,913207.9k $176.8k $176.8k 0.00% Reduced -30.0k -30,000
18 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 147,841147.8k $125.7k $125.7k 0.00% Added +17.1k +17,150
19 Quattro Advisors LLC 0.06% of their portfolio PITTSBURGH, PA 103,345103.3k $87.9k $87.9k 0.06% Unchanged
20 One68 Global Capital, LLC 0.16% of their portfolio NEW YORK, NY 90,83690.8k $77.2k $77.2k 0.16% Reduced -102.1k -102,088
21 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 83,60083.6k $79.0k $79.0k 0.00% Added +55.3k +55,300
22 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 68,63268.6k $58.4k $58.4k 0.00% Unchanged
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 67,48067.5k $57.4k $57.4k 0.00% Added +40.6k +40,628
24 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 51,81751.8k $44.1k $44.1k 0.00% New
25 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 44,45644.5k $37.8k $37.8k 0.00% Reduced -25.5k -25,544
26 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 42,29842.3k $36.0k $36.0k 0.00% New
27 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 41,53341.5k $35.3k $35.3k 0.00% Reduced -1.3k -1,321
28 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 38,00038.0k $32.3k $32.3k 0.00% Added +23.0k +23,000
29 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 35,39335.4k $30.1k $30.1k 0.00% Unchanged
30 SteelPeak Wealth, LLC 0.00% of their portfolio WOODLAND HILLS, CA 34,90034.9k $29.7k $29.7k 0.00% Unchanged
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,81034.8k $29.6k $29.6k 0.00% Added +18.4k +18,410
32 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 29,72729.7k $25.3k $25.3k 0.00% Reduced -8.9k -8,873
33 IHT Wealth Management, LLC 0.00% of their portfolio Chicago, IL 24,64124.6k $21.0k $21.0k 0.00% New
34 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 24,11324.1k $20.5k $20.5k 0.00% New
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,20022.2k $18.9k $18.9k 0.00% Unchanged
36 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 20,87820.9k $17.8k $17.8k 0.00% New
37 United Capital Management of KS, Inc. 0.00% of their portfolio SALINA, KS 18,45418.5k $15.7k $15.7k 0.00% Reduced -229.3k -229,279
38 FMR LLC 0.00% of their portfolio BOSTON, MA 12,41812.4k $10.6k $10.6k 0.00% Added +12.3k +12,284
39 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,87110.9k $9.2k $9.2k 0.00% Added +1 +1
40 CARY STREET PARTNERS FINANCIAL LLC 0.00% of their portfolio RICHMOND, VA 10,00010.0k $8.5k $8.5k 0.00% New
41 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,8376.8k $5.8k $5.8k 0.00% Reduced -12.6k -12,587
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,5574.6k $3.9k $3.9k 0.00% Reduced -16.9k -16,938
43 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 4,0004.0k $3.4k $3.4k 0.00% Unchanged
44 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 2,0122.0k $1.0k $1.0k 0.00% Added +389 +389
45 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,8001.8k $1.5k $1.5k 0.00% New
46 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,4001.4k $1.2k $1.2k 0.00% Added +529 +529
47 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,1301.1k $961 $961 0.00% New
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 337337 $0 $0 0.00% Reduced -2.5k -2,466
49 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 100100 $85 $85 0.00% Unchanged
50 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5050 $43 $43 0.00% New
51 Robbins Farley 0.00% of their portfolio BEDFORD, NH 88 $7 $7 0.00% Unchanged
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55 $4 $4 0.00% Reduced -9.5k -9,515
53 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 11 $1 $1 0.00% New