Vault-13

STREAMEX CORP STEX

COM · Common Stock · CUSIP 09073N300

65 institutional holders +10 vs Q4 2025
23,592,32823.6m shares reported held*
24.1% of all shares outstanding*
$26.6mreported value*
20 new 26 added 6 reduced 13 sold out net bought ≈ $9.6m (+8.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 97.7m as of 2026-03-27, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.13. Options: 10 managers hold calls ($2.0m notional), 6 hold puts ($307.5k).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 1Q1 24: 26Q2 24: 5Q3 24: 0Q4 24: 23Q1 25: 25Q2 25: 33Q3 25: 42Q4 25: 55Q1 26: 6565Q4 23Q2 24Q4 24Q2 25Q4 25Q1 26
Numbers
QuarterHolders
Q4 20231
Q1 202426
Q2 20245
Q3 20240
Q4 202423
Q1 202525
Q2 202533
Q3 202542
Q4 202555
Q1 202665

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 3 bought or addedQ2 24: 23 cut or sold outQ3 24: 0 bought or addedQ3 24: 5 cut or sold outQ3 24Q4 24: 21 bought or addedQ4 24: 0 cut or sold outQ1 25: 12 bought or addedQ1 25: 2 cut or sold outQ1 25Q2 25: 19 bought or addedQ2 25: 11 cut or sold outQ3 25: 32 bought or addedQ3 25: 9 cut or sold outQ3 25Q4 25: 36 bought or addedQ4 25: 15 cut or sold outQ1 26: 46 bought or addedQ1 26: 19 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024323
Q3 202405
Q4 2024210
Q1 2025122
Q2 20251911
Q3 2025329
Q4 20253615
Q1 20264619

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $2.5mQ3 25 puts: $993.1kQ3 25P/C 0.40Q4 25 calls: $1.5mQ4 25 puts: $553.9kQ4 25P/C 0.37Q1 26 calls: $2.0mQ1 26 puts: $307.5kQ1 26P/C 0.15
Numbers
QuarterCallsPutsP/C
Q2 2025$0$0—
Q3 2025$2.5m$993.1k0.40
Q4 2025$1.5m$553.9k0.37
Q1 2026$2.0m$307.5k0.15

Biggest buyers

Yorkville Advisors Global, LP New +3,750,000+3.8m
BlackRock, Inc. Added +834,812+834.8k
GEODE CAPITAL MANAGEMENT, LLC Added +599,230+599.2k
MARSHALL WACE, LLP Added +476,397+476.4k
Shay Capital LLC Added +417,256+417.3k
RENAISSANCE TECHNOLOGIES LLC New +401,604+401.6k
MILLENNIUM MANAGEMENT LLC Added +383,582+383.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +370,544+370.5k
NATIONAL BANK OF CANADA /FI/ Added +280,000+280.0k
United Capital Management of KS, Inc. New +247,733+247.7k

Biggest sellers

SIMPLEX TRADING, LLC Sold out -88,463-88.5k
Qube Research & Technologies Ltd Reduced -74,918-74.9k
JANE STREET GROUP, LLC Reduced -69,655-69.7k
Legacy Wealth Managment, LLC/ID Reduced -56,382-56.4k
Quantbot Technologies LP Sold out -48,461-48.5k
GOLDMAN SACHS GROUP INC Reduced -23,396-23.4k
Balyasny Asset Management L.P. Sold out -16,209-16.2k
Hudson Bay Capital Management LP Sold out -14,040-14.0k
BNP PARIBAS FINANCIAL MARKETS Sold out -12,310-12.3k
GROUP ONE TRADING LLC Sold out -11,707-11.7k

Biggest calls

JANE STREET GROUP, LLC New $451.0k399.1k shares
SIMPLEX TRADING, LLC Added $450.8k398.9k shares
HRT FINANCIAL LP New $372.0k330.0k shares
GROUP ONE TRADING LLC Added $358.1k316.9k shares
CITADEL ADVISORS LLC Added $208.7k184.7k shares
INTEGRITY WEALTH ADVISORS, INC. Added $113.0k100.0k shares
Rossby Financial, LCC Added $61.0k55.0k shares
IMC-Chicago, LLC New $16.0k14.2k shares
Legacy Wealth Managment, LLC/ID Reduced $10.8k9.6k shares
FNY Investment Advisers, LLC Reduced $0641 shares

Biggest puts

CITADEL ADVISORS LLC Added $130.6k115.6k shares
Shay Capital LLC New $88.4k78.2k shares
IMC-Chicago, LLC New $42.1k37.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $29.6k26.2k shares
GROUP ONE TRADING LLC Reduced $8.9k7.9k shares
SIMPLEX TRADING, LLC Reduced $7.8k6.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
McPhie Karl Henry Michael 13D · may seek influence new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing
14.2% new 21.0m≈ $15.5m 2025-11-10
Lekstrom Morgan Lee 13D · may seek influence new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing
14.0% new 20.7m≈ $15.2m 2025-11-10
GIUSTRA FRANK 13G · passive investor -0.1 pts · filed 2025-09-15 12.0% -0.1 pts 17.4m≈ $13.1m 2025-09-15

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 1 buyingQ4 25: 0 sellingQ1 26: 2 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20251$25.1k0——
Q1 20262$527.4k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-02-18 Lekstrom Morgan Lee Executive Chairman, director · All Mine Consulting Ltd Bought 20,000 $2.50 $50.0k20.0k shares +20%
2026-02-04 GIUSTRA FRANK 10% owner · Frank Giustra 2018 SSAS Bought 100,000 $3.17 $317.0k100.0k shares +8%
2026-02-03 Lekstrom Morgan Lee Director · All Mine Consulting Ltd Bought 23,500 $3.06 $71.9k23.5k shares +30%
2026-01-29 Lekstrom Morgan Lee Director · All Mine Consulting Ltd Bought 2,500 $3.70 $9.2k2.5k shares +3%
2026-01-27 Lekstrom Morgan Lee Director · All Mine Consulting Ltd Bought 5,500 $3.12 $17.2k5.5k shares +8%
2026-01-26 Lekstrom Morgan Lee Director · All Mine Consulting Ltd Bought 23,000 $3.30 $75.9k23.0k shares +48%
2026-01-23 GIUSTRA FRANK 10% owner · Frank Giustra 2018 SSAS Bought 1,000,000 $3.00 $3.0m1.0m shares +561%
2026-01-23 Williams Mitchell Young Chief Investment Officer Bought 51,511 $3.03 $156.1k51.5k shares +5%
2026-01-23 Lekstrom Morgan Lee Interim Executive Chairman, director · All Mine Consulting Ltd Bought 47,000 $3.13 $147.1k47.0k shares +671%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legacy Wealth Managment, LLC/ID 3.96% of their portfolio BOISE, ID 7,029,3517.0m $7.9m $7.9m 3.96% Reduced -56.4k -56,382
2 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 3,957,9944.0m $4.5m $4.5m 0.00% First filing
3 Yorkville Advisors Global, LP 2.88% of their portfolio MOUNTAINSIDE, NJ 3,750,0003.8m $4.2m $4.2m 2.88% New
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 933,112933.1k $1.1m $1.1m 0.00% Added +834.8k +834,812
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 918,787918.8k $1.0m $1.0m 0.00% Added +599.2k +599,230
6 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 724,052724.1k $818.2k $818.2k 0.00% Added +383.6k +383,582
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 662,081662.1k $748.2k $748.2k 0.00% Added +370.5k +370,544
8 Shay Capital LLC 0.09% of their portfolio NEW YORK, NY 562,924562.9k $636.1k $636.1k 0.09% Added +417.3k +417,256
9 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 536,920536.9k $606.7k $606.7k 0.00% Added +476.4k +476,397
10 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 427,108427.1k $482.6k $482.6k 0.00% First filing
11 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 401,604401.6k $453.8k $453.8k 0.00% New
12 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 330,000330.0k $369.6k $369.6k 0.00% Added +280.0k +280,000
13 Rossby Financial, LCC 0.07% of their portfolio MELBOURNE, FL 321,030321.0k $356.3k $356.3k 0.07% Added +19.5k +19,500
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 320,144320.1k $362.0k $362.0k 0.00% Added +1.9k +1,941
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 285,690285.7k $322.8k $322.8k 0.00% Added +150.7k +150,650
16 United Capital Management of KS, Inc. 0.04% of their portfolio SALINA, KS 247,733247.7k $279.9k $279.9k 0.04% New
17 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 237,913237.9k $268.8k $268.8k 0.01% Unchanged
18 One68 Global Capital, LLC 0.71% of their portfolio NEW YORK, NY 192,924192.9k $218.0k $218.0k 0.71% Added +168.3k +168,256
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 181,131181.1k $204.7k $204.7k 0.00% Added +115.6k +115,615
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 174,123174.1k $196.8k $196.8k 0.00% Added +56.7k +56,654
21 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 130,691130.7k $147.7k $147.7k 0.01% Added +33.3k +33,300
22 Man Group plc 0.00% of their portfolio LONDON, X0 117,899117.9k $133.2k $133.2k 0.00% New
23 Quattro Advisors LLC 0.10% of their portfolio PITTSBURGH, PA 103,345103.3k $116.8k $116.8k 0.10% Unchanged
24 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 76,60076.6k $86.6k $86.6k 0.00% Added +16.2k +16,200
25 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 74,72474.7k $84.4k $84.4k 0.00% New
26 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 70,74070.7k $79.9k $79.9k 0.00% Added +35.4k +35,442
27 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 70,00070.0k $79.1k $79.1k 0.00% New
28 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 68,63268.6k $77.6k $77.6k 0.00% Unchanged
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 61,93761.9k $70.0k $70.0k 0.00% Reduced -69.7k -69,655
30 GC Wealth Management RIA, LLC 0.00% of their portfolio Cambridge, MA 57,43557.4k $64.9k $64.9k 0.00% New
31 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 48,51148.5k $54.8k $54.8k 0.00% Reduced -1.7k -1,735
32 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 42,85442.9k $48.4k $48.4k 0.00% Added +3.7k +3,730
33 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 39,09739.1k $44.0k $44.0k 0.00% New
34 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 38,60038.6k $43.6k $43.6k 0.00% New
35 FNY Investment Advisers, LLC 0.02% of their portfolio NEW YORK, NY 37,70037.7k $42.0k $42.0k 0.02% Added +27.7k +27,700
36 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 35,39335.4k $40.0k $40.0k 0.00% First filing
37 SteelPeak Wealth, LLC 0.00% of their portfolio WOODLAND HILLS, CA 34,90034.9k $39.4k $39.4k 0.00% Unchanged
38 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 28,30028.3k $32.0k $32.0k 0.00% Added +8.0k +8,000
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,85226.9k $30.3k $30.3k 0.00% Reduced -23.4k -23,396
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,89924.9k $28.1k $28.1k 0.00% New
41 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,20022.2k $25.1k $25.1k 0.00% Added +5.0k +5,036
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 21,49521.5k $24.3k $24.3k 0.00% Reduced -9.0k -8,989
43 Virtu Financial LLC 0.00% of their portfolio New York, NY 21,48221.5k $24.0k $24.0k 0.00% New
44 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 19,42419.4k $21.9k $21.9k 0.00% Added +4.3k +4,275
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,40016.4k $18.5k $18.5k 0.00% Added +13.8k +13,850
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,19616.2k $18.3k $18.3k 0.00% New
47 INTEGRITY WEALTH ADVISORS, INC. 0.01% of their portfolio Ventura, CA 15,74315.7k $17.8k $17.8k 0.01% Added +2.3k +2,269
48 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 15,00015.0k $16.9k $16.9k 0.00% Unchanged
49 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,42214.4k $16.3k $16.3k 0.00% Reduced -74.9k -74,918
50 Catalyst Funds Management Pty Ltd 0.00% of their portfolio SYDNEY NSW, C3 13,50013.5k $15.3k $15.3k 0.00% New
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,87010.9k $12.3k $12.3k 0.00% New
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,5209.5k $9.9k $9.9k 0.00% Added +9.5k +9,515
53 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 4,0004.0k $4.5k $4.5k 0.00% Unchanged
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,8032.8k $2.0k $2.0k 0.00% Added +389 +389
55 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 1,6231.6k $1.0k $1.0k 0.00% New
56 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,0001.0k $1.1k $1.1k 0.00% New
57 Innovative Asset Advisors Group, LLC 0.00% of their portfolio SHELTON, CT 1,0001.0k $1.1k $1.1k 0.00% First filing
58 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 871871 $984 $984 0.00% Added +770 +770
59 RMG Wealth Management LLC 0.00% of their portfolio PLATTEVILLE, WI 550550 $522 $522 0.00% New
60 Ascentis Independent Advisors 0.00% of their portfolio DALLAS, TX 200200 $226 $226 0.00% New
61 FMR LLC 0.00% of their portfolio BOSTON, MA 134134 $151 $151 0.00% New
62 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 100100 $113 $113 0.00% Unchanged
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5050 $57 $57 0.00% Unchanged
64 Robbins Farley 0.00% of their portfolio BEDFORD, NH 88 $10 $10 0.00% Unchanged
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 77 $8 $8 0.00% New