STREAMEX CORP STEX
COM · Common Stock · CUSIP 09073N300
- SectorFinancials
- IndustrySecurity & Commodity Brokers, Dealers, Exchanges & Services
- HeadquartersWinter Park, FL
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 24.3m as of 2025-04-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.60. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q4 2023 | 1 |
| Q1 2024 | 26 |
| Q2 2024 | 5 |
| Q3 2024 | 0 |
| Q4 2024 | 23 |
| Q1 2025 | 25 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2024 | 26 | 1 |
| Q2 2024 | 3 | 23 |
| Q3 2024 | 0 | 5 |
| Q4 2024 | 21 | 0 |
| Q1 2025 | 12 | 2 |
Biggest buyers
| Legacy Wealth Managment, LLC/ID | Added | +2.6m |
| Cambridge Investment Research Advisors, Inc. | Added | +241.4k |
| UBS Group AG | Added | +70.7k |
| VANGUARD GROUP INC | New | +59.3k |
| PFG Investments, LLC | Added | +48.0k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +31.9k |
| Virtu Financial LLC | New | +29.4k |
| TWO SIGMA SECURITIES, LLC | Added | +15.8k |
| WEBSTER BANK, N. A. | New | +4.0k |
| Tower Research Capital LLC (TRC) | Added | +2.3k |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Reduced | -90.1k |
| INTEGRITY WEALTH ADVISORS, INC. | Sold out | -41.0k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
McPhie Karl Henry Michael
13D · may seek influence
new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing |
14.2% |
Lekstrom Morgan Lee
13D · may seek influence
new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing |
14.0% |
| GIUSTRA FRANK 13G · passive investor -0.1 pts · filed 2025-09-15 | 12.0% |
Insider purchases and sales in Q1 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2023 | 1 | $26.4k | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
None reported in Q1 2025.
Holders, Q1 2025
| Manager | Shares | Change |
|---|---|---|
| Legacy Wealth Managment, LLC/ID 2.71% of their portfolio | 6.2m $3.7m | Added +2.6m |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 266.4k $160.0k | Added +241.4k |
| PFG Investments, LLC 0.01% of their portfolio | 158.3k $95.2k | Added +48.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 127.7k $76.6k | Added +31.9k |
| UBS Group AG 0.00% of their portfolio | 93.8k $56.4k | Added +70.7k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 63.1k $37.9k | Reduced -90.1k |
| VANGUARD GROUP INC 0.00% of their portfolio | 59.3k $35.6k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 30.7k $18.5k | Added +15.8k |
| Virtu Financial LLC 0.00% of their portfolio | 29.4k $18.0k | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 14.5k $8.7k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 12.5k $8.0k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 4.7k $2.8k | Unchanged |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 4.0k $2.4k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.2k $2.0k | Added +2.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.6k $1.5k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 329 $0 | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 321 $193 | Added +5 |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 111 $67 | Unchanged |
| Riverview Trust Co 0.00% of their portfolio | 60 $36 | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 50 $30 | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 43 $26 | Unchanged |
| Truvestments Capital LLC 0.00% of their portfolio | 30 $18 | New |
| Robbins Farley 0.00% of their portfolio | 8 $5 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5 $3 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |