Vault-13

STREAMEX CORP STEX

COM · Common Stock · CUSIP 09073N300

23 institutional holders +23 vs Q3 2024
7,705,6837.7m shares reported held*
44.7% of all shares outstanding*
$7.3mreported value*
21 new 0 added 0 reduced 0 sold out net bought ≈ $7.2m (+7.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 17.2m as of 2024-11-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.95. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q4 23: 1Q1 24: 26Q2 24: 5Q3 24: 0Q4 24: 2323Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q4 20231
Q1 202426
Q2 20245
Q3 20240
Q4 202423

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 26 bought or addedQ1 24: 1 cut or sold outQ1 24Q2 24: 3 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 0 bought or addedQ3 24: 5 cut or sold outQ3 24Q4 24: 21 bought or addedQ4 24: 0 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2024261
Q2 2024323
Q3 202405
Q4 2024210

Biggest buyers

Legacy Investment Solutions, LLC New +3,603,173+3.6m
Legacy Wealth Managment, LLC/ID New +3,603,173+3.6m
MILLENNIUM MANAGEMENT LLC New +153,207+153.2k
PFG Investments, LLC New +110,286+110.3k
GEODE CAPITAL MANAGEMENT, LLC New +95,733+95.7k
Cambridge Investment Research Advisors, Inc. New +24,988+25.0k
UBS Group AG New +23,121+23.1k
TWO SIGMA SECURITIES, LLC New +14,853+14.9k
NORTHERN TRUST CORP New +14,517+14.5k
COMMONWEALTH EQUITY SERVICES, LLC New +12,520+12.5k

Biggest sellers

None

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
McPhie Karl Henry Michael 13D · may seek influence new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing
 14.2% new 21.0m≈ $15.5m 2025-11-10
Lekstrom Morgan Lee 13D · may seek influence new · filed 2025-11-10
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. Pursuant to the SPA, the Company, through ExchangeCo, acquired all of the issued and outstanding shares of Streamex (the "Purchased Shares") from the Shareholders. In exchange for the Purchased Shares, upon the closing of the transaction (the "Closing"), ExchangeCo issued an aggregate of 109,070,056.6977 Exchangeable Shares, at a ratio of 2.046862 Exchangeable Shares for each Purchased Share. Each Exchangeable Share may be exchanged for one share of Common Stock, subject to certain exceptions. The Exchangeable Shares do not have an expiration date. Pursuant to the Share Purchase Agreement and related Exchange Rights Agreement, holders of Exchangeable Shares, including the Reporting Person, are entitle… Full filing
 14.0% new 20.7m≈ $15.2m 2025-11-10
GIUSTRA FRANK 13G · passive investor -0.1 pts · filed 2025-09-15 12.0% -0.1 pts 17.4m≈ $13.1m 2025-09-15

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20231—0——
Q2 20231$26.4k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legacy Investment Solutions, LLC 2.15% of their portfolio BOISE, ID 3,603,1733.6m $3.3m $3.3m 2.15% New
2 Legacy Wealth Managment, LLC/ID 2.15% of their portfolio BOISE, ID 3,603,1733.6m $3.3m $3.3m 2.15% New
3 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 153,207153.2k $228.3k $228.3k 0.00% New
4 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 110,286110.3k $164.3k $164.3k 0.01% New
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 95,73395.7k $142.6k $142.6k 0.00% New
6 INTEGRITY WEALTH ADVISORS, INC. 0.04% of their portfolio Ventura, CA 41,00041.0k $61.1k $61.1k 0.04% First filing
7 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 24,98825.0k $37.0k $37.0k 0.00% New
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 23,12123.1k $34.5k $34.5k 0.00% New
9 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 14,85314.9k $22.1k $22.1k 0.00% New
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 14,51714.5k $21.6k $21.6k 0.00% New
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,52012.5k $19.0k $19.0k 0.00% New
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,6604.7k $6.9k $6.9k 0.00% New
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,5652.6k $3.8k $3.8k 0.00% New
14 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 965965 $1.4k $1.4k 0.00% New
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 329329 $0 $0 0.00% New
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 316316 $470 $470 0.00% New
17 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 111111 $165 $165 0.00% First filing
18 Riverview Trust Co 0.00% of their portfolio VANCOUVER, WA 6060 $89 $89 0.00% New
19 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5050 $75 $75 0.00% New
20 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4343 $64 $64 0.00% New
21 Robbins Farley 0.00% of their portfolio BEDFORD, NH 88 $12 $12 0.00% New
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55 $7 $7 0.00% New
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% New