Vault-13

BGC GROUP INC BGC

CL A · Common Stock · CUSIP 088929104

American global financial services company

251 institutional holders +39 vs Q3 2023
265,650,383265.7m shares reported held*
$1.9bnreported value*
45 new 89 added 67 reduced 19 sold out net bought ≈ $175.5m (+24.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.22. Options: 16 managers hold calls ($24.8m notional), 7 hold puts ($2.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q2 23: 8Q3 23: 212Q4 23: 251251Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q2 20238
Q3 2023212
Q4 2023251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 23: 205 bought or addedQ3 23: 2 cut or sold outQ3 23Q4 23: 134 bought or addedQ4 23: 86 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q3 20232052
Q4 202313486

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $10.7mQ3 23 puts: $2.1mQ3 23P/C 0.20Q4 23 calls: $24.8mQ4 23 puts: $2.9mQ4 23P/C 0.12
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$10.7m$2.1m0.20
Q4 2023$24.8m$2.9m0.12

Biggest buyers

MORGAN STANLEY Added +8,474,277+8.5m
BlackRock Inc. Added +4,236,193+4.2m
JPMORGAN CHASE & CO Added +3,313,446+3.3m
Wolf Hill Capital Management, LP New +2,768,524+2.8m
Azora Capital LP New +1,690,974+1.7m
FMR LLC Added +1,235,711+1.2m
Shay Capital LLC Added +1,160,000+1.2m
NORGES BANK Added +1,016,401+1.0m
PRUDENTIAL FINANCIAL INC Added +953,725+953.7k
Penn Capital Management Company, LLC Added +901,571+901.6k

Biggest sellers

CARDINAL CAPITAL MANAGEMENT LLC /CT Reduced -2,448,600-2.4m
Boussard & Gavaudan Investment Management LLP Reduced -1,175,756-1.2m
GREAT LAKES ADVISORS, LLC Reduced -837,878-837.9k
Gillson Capital LP Sold out -772,472-772.5k
JUPITER ASSET MANAGEMENT LTD Reduced -763,643-763.6k
MILLENNIUM MANAGEMENT LLC Reduced -733,276-733.3k
Philosophy Capital Management LLC Reduced -658,924-658.9k
RBF Capital, LLC Reduced -548,124-548.1k
LAZARD ASSET MANAGEMENT LLC Reduced -547,890-547.9k
Clearline Capital LP Reduced -403,487-403.5k

Biggest calls

Philosophy Capital Management LLC Unchanged $8.0m11.1k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. Added $4.0m550.0k shares
Caption Management, LLC New $2.1m290.0k shares
GROUP ONE TRADING LLC Added $1.6m215.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m183.6k shares
Squarepoint Ops LLC New $1.3m180.6k shares
CITADEL ADVISORS LLC Added $1.3m176.4k shares
AYAL Capital Advisors Ltd First filing $1.2m170.0k shares
Weiss Multi-Strategy Advisers LLC New $1.2m160.0k shares
SIMPLEX TRADING, LLC Added $740.0k102.6k shares

Biggest puts

Squarepoint Ops LLC Unchanged $1.6m218.0k shares
CITADEL ADVISORS LLC Added $442.6k61.3k shares
Parallax Volatility Advisers, L.P. New $358.1k49.6k shares
WOLVERINE TRADING, LLC Added $247.6k34.3k shares
GROUP ONE TRADING LLC Unchanged $184.1k25.5k shares
SIMPLEX TRADING, LLC Reduced $97.0k13.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CANTOR FITZGERALD, L. P. 13D · may seek influence -0.1 pts · filed 2025-10-06
Stated purposeItem 4 is hereby amended and supplemented with the following: Completion of Howard W. Lutnick Divestiture In accordance with the transactions detailed below, Mr. Howard W. Lutnick, the U.S. Secretary of Commerce and the Company's former Chief Executive Officer and former Chairman of the Board of Directors of the Company, has completed his previously announced divestiture of his holdings in the Company in connection with his appointment as the U.S. Secretary of Commerce. Mr. Howard W. Lutnick no longer has any voting or dispositive power over any of the securities of the Company, and the Reporting Persons understand that he will file Amendment No. 20B as his final amendment to the Original 13D to reflect his zero ownership. Acquisition of CFGM Voting Shares by Trusts Controlled by Mr. Bra… Full filing
23.4% -0.1 pts 111.4m≈ $1.2bn 2025-10-06
BlackRock, Inc. 13G · institution +2.9 pts · filed 2025-10-17 14.2% +2.9 pts 51.7m≈ $553.1m 2025-10-17
VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 6.8% new 24.9m≈ $265.7m 2026-04-29
Rubric Capital Management LP 13G · institution new · filed 2026-02-13 5.8% new 21.0m≈ $224.5m 2026-02-13
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 5.2% new 19.1m≈ $204.0m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 37,043,21737.0m $267.5m $267.5m 0.01% Added +353.6k +353,577
2 BlackRock Inc. 0.01% of their portfolio New York, NY 27,312,75927.3m $197.2m $197.2m 0.01% Added +4.2m +4,236,193
3 Rubric Capital Management LP 5.39% of their portfolio NEW YORK, NY 20,000,00020.0m $144.4m $144.4m 5.39% Unchanged
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,666,44613.7m $98.7m $98.7m 0.00% Added +8.5m +8,474,277
5 AltraVue Capital, LLC 8.52% of their portfolio BELLEVUE, WA 10,235,70010.2m $73.9m $73.9m 8.52% Reduced -9.9k -9,920
6 CARDINAL CAPITAL MANAGEMENT LLC /CT 3.20% of their portfolio GREENWICH, CT 9,639,1479.6m $69.6m $69.6m 3.20% Reduced -2.4m -2,448,600
7 FMR LLC 0.00% of their portfolio BOSTON, MA 8,786,8748.8m $63.4m $63.4m 0.00% Added +1.2m +1,235,711
8 Philosophy Capital Management LLC 12.75% of their portfolio Alamo, CA 8,741,8998.7m $63.1m $63.1m 12.75% Reduced -658.9k -658,924
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 8,435,3828.4m $60.9m $60.9m 0.00% Added +535.2k +535,222
10 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 8,168,9428.2m $59.0m $59.0m 0.01% Added +840.5k +840,522
11 Boston Partners 0.07% of their portfolio BOSTON, MA 7,406,5627.4m $53.3m $53.3m 0.07% Reduced -235.2k -235,211
12 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 6,792,8666.8m $49.0m $49.0m 0.01% Added +514.8k +514,796
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,562,6105.6m $40.2m $40.2m 0.00% Added +3.3m +3,313,446
14 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 4,965,3955.0m $35.9m $35.9m 0.01% Added +94.3k +94,252
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 4,516,6894.5m $32.6m $32.6m 0.01% Added +38.4k +38,412
16 PRUDENTIAL FINANCIAL INC 0.05% of their portfolio NEWARK, NJ 4,144,6514.1m $29.9m $29.9m 0.05% Added +953.7k +953,725
17 NORGES BANK 0.00% of their portfolio OSLO, Q8 3,793,8403.8m $27.4m $27.4m 0.00% Added +1.0m +1,016,401
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,761,0213.8m $27.2m $27.2m 0.00% Added +277.0k +277,021
19 Weiss Multi-Strategy Advisers LLC 0.66% of their portfolio NEW YORK, NY 3,603,9053.6m $26.0m $26.0m 0.66% Added +492.1k +492,101
20 Private Capital Management, LLC 2.28% of their portfolio NAPLES, FL 2,781,4752.8m $20.1m $20.1m 2.28% Added +120.2k +120,225
21 Wolf Hill Capital Management, LP 1.72% of their portfolio GREENWICH, CT 2,768,5242.8m $20.0m $20.0m 1.72% New
22 Boussard & Gavaudan Investment Management LLP 3.69% of their portfolio London, X0 2,650,7402.7m $18.9m $18.9m 3.69% Reduced -1.2m -1,175,756
23 Shay Capital LLC 6.91% of their portfolio NEW YORK, NY 2,460,0002.5m $17.8m $17.8m 6.91% Added +1.2m +1,160,000
24 SOROS FUND MANAGEMENT LLC 0.32% of their portfolio NEW YORK, NY 2,317,2632.3m $16.7m $16.7m 0.32% Reduced -200.0k -200,029
25 JUPITER ASSET MANAGEMENT LTD 0.17% of their portfolio London, X0 2,315,6912.3m $16.7m $16.7m 0.17% Reduced -763.6k -763,643
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 2,197,7242.2m $15.9m $15.9m 0.00% Added +104.9k +104,945
27 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 1,950,2992.0m $14.1m $14.1m 0.02% Added +496.9k +496,883
28 PANAGORA ASSET MANAGEMENT INC 0.07% of their portfolio BOSTON, MA 1,852,2471.9m $13.4m $13.4m 0.07% Reduced -27.5k -27,519
29 Penn Capital Management Company, LLC 1.23% of their portfolio PHILADELPHIA, PA 1,851,8701.9m $13.4m $13.4m 1.23% Added +901.6k +901,571
30 MUHLENKAMP & CO INC 4.04% of their portfolio WEXFORD, PA 1,711,9271.7m $12.4m $12.4m 4.04% Added +16.5k +16,535
31 Azora Capital LP 1.11% of their portfolio MIAMI, FL 1,690,9741.7m $12.2m $12.2m 1.11% New
32 O'Keefe Stevens Advisory, Inc. 4.40% of their portfolio ROCHESTER, NY 1,513,1331.5m $10.9m $10.9m 4.40% Added +17.5k +17,508
33 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 1,487,6481.5m $10.7m $10.7m 0.02% Reduced -389.6k -389,600
34 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,426,3101.4m $10.3m $10.3m 0.00% Added +408.3k +408,275
35 No Street GP LP 1.01% of their portfolio San Francisco, CA 1,400,0001.4m $10.1m $10.1m 1.01% Reduced -250.0k -250,000
36 Robertson Stephens Wealth Management, LLC 0.63% of their portfolio San Francisco, CA 1,396,7381.4m $10.1m $10.1m 0.63% Added +10.0k +10,004
37 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 1,259,6201.3m $9.1m $9.1m 0.01% Reduced -238.7k -238,749
38 RBF Capital, LLC 0.56% of their portfolio RENO, NV 1,240,5761.2m $9.0m $9.0m 0.56% Reduced -548.1k -548,124
39 GARNET EQUITY CAPITAL HOLDINGS, INC. 8.86% of their portfolio NEW YORK, NY 1,222,0001.2m $8.8m $8.8m 8.86% Added +130.0k +130,000
40 Interval Partners, LP 0.37% of their portfolio NEW YORK, NY 1,186,7421.2m $8.6m $8.6m 0.37% Reduced -82.8k -82,758
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,174,9421.2m $8.5m $8.5m 0.00% Added +8.9k +8,923
42 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 1,169,5581.2m $8.4m $8.4m 0.01% Reduced -5.1k -5,080
43 THOMPSON SIEGEL & WALMSLEY LLC 0.10% of their portfolio RICHMOND, VA 817,000817.0k $5.9m $5.9m 0.10% New
44 Tejara Capital Ltd 2.47% of their portfolio London, X0 816,072816.1k $5.9m $5.9m 2.47% Reduced -102.7k -102,740
45 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 798,761798.8k $5.8m $5.8m 0.01% Reduced -547.9k -547,890
46 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 798,593798.6k $5.8m $5.8m 0.00% Added +639.4k +639,385
47 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 797,322797.3k $5.8m $5.8m 0.01% Added +375.8k +375,838
48 Robeco Institutional Asset Management B.V. 0.01% of their portfolio ROTTERDAM, P7 750,000750.0k $5.4m $5.4m 0.01% Added +50.0k +50,000
49 Legato Capital Management LLC 0.70% of their portfolio San Francisco, CA 742,021742.0k $5.4m $5.4m 0.70% Reduced -1.8k -1,830
50 Swiss National Bank 0.00% of their portfolio ZURICH, V8 724,508724.5k $5.2m $5.2m 0.00% Added +21.9k +21,900
51 Global IMC LLC 1.24% of their portfolio SOLANA BEACH, CA 710,411710.4k $5.1m $5.1m 1.24% New
52 Alyeska Investment Group, L.P. 0.03% of their portfolio CHICAGO, IL 652,528652.5k $4.7m $4.7m 0.03% New
53 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 641,100641.1k $4.6m $4.6m 0.00% Reduced -245.6k -245,600
54 FIL Ltd 0.00% of their portfolio HAMILTON, D0 607,225607.2k $4.4m $4.4m 0.00% Added +178.6k +178,636
55 Clearline Capital LP 0.48% of their portfolio NEW YORK, NY 599,418599.4k $4.3m $4.3m 0.48% Reduced -403.5k -403,487
56 Schonfeld Strategic Advisors LLC 0.04% of their portfolio NEW YORK, NY 595,692595.7k $4.3m $4.3m 0.04% Reduced -350.9k -350,908
57 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 591,675591.7k $4.3m $4.3m 0.00% Added +16.7k +16,695
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 576,728576.7k $4.2m $4.2m 0.01% Added +399.5k +399,470
59 Informed Momentum Co LLC 0.74% of their portfolio SOLANA BEACH, CA 576,310576.3k $4.2m $4.2m 0.74% New
60 CM Management, LLC 3.34% of their portfolio GULF BREEZE, FL 575,000575.0k $4.2m $4.2m 3.34% Reduced -75.0k -75,000
61 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 563,884563.9k $4.1m $4.1m 0.00% Added +450.7k +450,696
62 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 558,939558.9k $4.0m $4.0m 0.00% Reduced -733.3k -733,276
63 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 552,803552.8k $4.0m $4.0m 0.00% Added +45.8k +45,778
64 1832 Asset Management L.P. 0.01% of their portfolio TORONTO, A6 467,900467.9k $3.4m $3.4m 0.01% Added +36.3k +36,300
65 PEAK6 Investments LLC 0.13% of their portfolio CHICAGO, IL 420,181420.2k $3.0m $3.0m 0.13% Added +274.4k +274,362
66 AYAL Capital Advisors Ltd 2.28% of their portfolio Toronto, A6 404,600404.6k $2.9m $2.9m 2.28% First filing
67 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 401,870401.9k $2.9m $2.9m 0.00% Reduced -169.3k -169,340
68 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 401,044401.0k $2.9m $2.9m 0.00% Added +74.7k +74,663
69 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 391,486391.5k $2.8m $2.8m 0.00% Added +74.9k +74,878
70 FORMULA GROWTH LTD 0.90% of their portfolio MONTREAL, A8 389,273389.3k $2.8m $2.8m 0.90% Reduced -99.0k -99,000
71 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 387,507387.5k $2.8m $2.8m 0.00% Added +35.6k +35,626
72 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 373,520373.5k $2.7m $2.7m 0.00% Reduced -9.0k -9,000
73 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 367,277367.3k $2.7m $2.7m 0.00% Reduced -50.9k -50,885
74 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 350,000350.0k $2.5m $2.5m 0.02% New
75 Legal & General Group Plc 0.00% of their portfolio London, X0 348,499348.5k $2.5m $2.5m 0.00% Added +58.5k +58,507
76 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 307,522307.5k $2.2m $2.2m 0.00% Reduced -20.5k -20,487
77 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 293,697293.7k $2.1m $2.1m 0.00% Added +28.7k +28,685
78 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 290,189290.2k $2.1m $2.1m 0.03% Added +164.0k +164,045
79 LEVIN CAPITAL STRATEGIES, L.P. 0.22% of their portfolio NEW YORK, NY 272,710272.7k $2.0m $2.0m 0.22% Added +4.2k +4,204
80 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 260,596260.6k $1.9m $1.9m 0.02% Added +70.5k +70,462
81 Mork Capital Management, LLC 1.11% of their portfolio HEALDSBURG, CA 250,000250.0k $1.8m $1.8m 1.11% Unchanged
82 PDT Partners, LLC 0.19% of their portfolio New York, NY 243,475243.5k $1.8m $1.8m 0.19% Unchanged
83 UBS Group AG 0.00% of their portfolio ZURICH, V8 229,431229.4k $1.7m $1.7m 0.00% Reduced -29.8k -29,799
84 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 225,394225.4k $1.6m $1.6m 0.00% Added +88.8k +88,813
85 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 221,100221.1k $1.6m $1.6m 0.00% New
86 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 194,689194.7k $1.4m $1.4m 0.01% Added +8.3k +8,309
87 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 187,500187.5k $1.4m $1.4m 0.01% Added +22.3k +22,303
88 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 184,892184.9k $1.3m $1.3m 0.00% Added +11.3k +11,337
89 ALGERT GLOBAL LLC 0.05% of their portfolio SAN FRANCISCO, CA 182,648182.6k $1.3m $1.3m 0.05% Reduced -126.3k -126,280
90 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 178,098178.1k $1.3m $1.3m 0.01% Added +21.2k +21,165
91 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 177,658177.7k $1.3m $1.3m 0.01% Reduced -2.9k -2,886
92 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 177,105177.1k $1.3m $1.3m 0.00% Added +87.4k +87,369
93 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 176,279176.3k $1.3m $1.3m 0.00% Reduced -195 -195
94 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 175,303175.3k $1.3m $1.3m 0.00% Added +23.8k +23,837
95 CORNERCAP INVESTMENT COUNSEL INC 0.21% of their portfolio Atlanta, GA 174,746174.7k $1.3m $1.3m 0.21% Reduced -39.1k -39,142
96 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 172,500172.5k $1.2m $1.2m 0.00% New
97 O'Brien Greene & Co. Inc 0.43% of their portfolio MEDIA, PA 170,000170.0k $1.2m $1.2m 0.43% Unchanged
98 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 153,454153.5k $1.1m $1.1m 0.02% Reduced -2.4k -2,384
99 Susquehanna Portfolio Strategies, LLC 0.02% of their portfolio Bala Cynwyd, PA 152,705152.7k $1.1m $1.1m 0.02% First filing
100 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 152,639152.6k $1.1m $1.1m 0.00% Unchanged