Vault-13

BGC GROUP INC BGC

CL A · Common Stock · CUSIP 088929104

American global financial services company

212 institutional holders +204 vs Q2 2023
241,376,758241.4m shares reported held*
$1.3bnreported value*
203 new 2 added 1 reduced 1 sold out net bought ≈ $1.3bn (+237.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.28. Options: 9 managers hold calls ($10.7m notional), 7 hold puts ($2.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q2 23: 8Q3 23: 212212Q2 23Q3 23
Numbers
QuarterHolders
Q2 20238
Q3 2023212

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $10.7mQ3 23 puts: $2.1mQ3 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$10.7m$2.1m0.20

Biggest buyers

VANGUARD GROUP INC New +36,689,640+36.7m
BlackRock Inc. New +23,076,566+23.1m
Rubric Capital Management LP New +20,000,000+20.0m
CARDINAL CAPITAL MANAGEMENT LLC /CT New +12,087,747+12.1m
AltraVue Capital, LLC New +10,245,620+10.2m
Philosophy Capital Management LLC New +9,400,823+9.4m
STATE STREET CORP New +7,900,160+7.9m
Boston Partners New +7,641,773+7.6m
FMR LLC New +7,551,163+7.6m
GEODE CAPITAL MANAGEMENT, LLC New +7,328,420+7.3m

Biggest sellers

VICUS CAPITAL Sold out -20,129-20.1k
GREAT LAKES ADVISORS, LLC Reduced -10,886-10.9k

Biggest calls

Philosophy Capital Management LLC New $5.9m11.1k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. New $2.6m500.0k shares
LEVIN CAPITAL STRATEGIES, L.P. New $1.1m213.5k shares
CITADEL ADVISORS LLC New $421.9k79.9k shares
GROUP ONE TRADING LLC New $285.1k54.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $175.8k33.3k shares
SIMPLEX TRADING, LLC New $136.0k25.8k shares
WOLVERINE TRADING, LLC New $87.1k16.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

Squarepoint Ops LLC New $1.2m218.0k shares
Caption Management, LLC New $369.6k70.0k shares
CITADEL ADVISORS LLC New $309.4k58.6k shares
GROUP ONE TRADING LLC New $134.6k25.5k shares
WOLVERINE TRADING, LLC New $97.2k18.4k shares
SIMPLEX TRADING, LLC New $72.0k13.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CANTOR FITZGERALD, L. P. 13D · may seek influence -0.1 pts · filed 2025-10-06
Stated purposeItem 4 is hereby amended and supplemented with the following: Completion of Howard W. Lutnick Divestiture In accordance with the transactions detailed below, Mr. Howard W. Lutnick, the U.S. Secretary of Commerce and the Company's former Chief Executive Officer and former Chairman of the Board of Directors of the Company, has completed his previously announced divestiture of his holdings in the Company in connection with his appointment as the U.S. Secretary of Commerce. Mr. Howard W. Lutnick no longer has any voting or dispositive power over any of the securities of the Company, and the Reporting Persons understand that he will file Amendment No. 20B as his final amendment to the Original 13D to reflect his zero ownership. Acquisition of CFGM Voting Shares by Trusts Controlled by Mr. Bra… Full filing
23.4% -0.1 pts 111.4m≈ $1.2bn 2025-10-06
BlackRock, Inc. 13G · institution +2.9 pts · filed 2025-10-17 14.2% +2.9 pts 51.7m≈ $553.1m 2025-10-17
VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 6.8% new 24.9m≈ $265.7m 2026-04-29
Rubric Capital Management LP 13G · institution new · filed 2026-02-13 5.8% new 21.0m≈ $224.5m 2026-02-13
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 5.2% new 19.1m≈ $204.0m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 36,689,64036.7m $193.7m $193.7m 0.00% New
2 BlackRock Inc. 0.00% of their portfolio New York, NY 23,076,56623.1m $121.8m $121.8m 0.00% New
3 Rubric Capital Management LP 4.44% of their portfolio NEW YORK, NY 20,000,00020.0m $105.6m $105.6m 4.44% New
4 CARDINAL CAPITAL MANAGEMENT LLC /CT 2.74% of their portfolio GREENWICH, CT 12,087,74712.1m $63.8m $63.8m 2.74% New
5 AltraVue Capital, LLC 6.44% of their portfolio BELLEVUE, WA 10,245,62010.2m $54.1m $54.1m 6.44% New
6 Philosophy Capital Management LLC 10.36% of their portfolio Alamo, CA 9,400,8239.4m $49.6m $49.6m 10.36% New
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 7,900,1607.9m $41.7m $41.7m 0.00% New
8 Boston Partners 0.06% of their portfolio BOSTON, MA 7,641,7737.6m $41.0m $41.0m 0.06% New
9 FMR LLC 0.00% of their portfolio BOSTON, MA 7,551,1637.6m $39.9m $39.9m 0.00% New
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 7,328,4207.3m $38.7m $38.7m 0.00% New
11 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 6,278,0706.3m $33.1m $33.1m 0.01% New
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,192,1695.2m $27.4m $27.4m 0.00% New
13 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 4,871,1434.9m $25.7m $25.7m 0.01% New
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 4,478,2774.5m $23.6m $23.6m 0.01% New
15 Boussard & Gavaudan Investment Management LLP 2.39% of their portfolio London, X0 3,826,4963.8m $20.4m $20.4m 2.39% New
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,484,0003.5m $18.4m $18.4m 0.00% New
17 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 3,190,9263.2m $16.8m $16.8m 0.03% New
18 Weiss Multi-Strategy Advisers LLC 0.40% of their portfolio NEW YORK, NY 3,111,8043.1m $16.4m $16.4m 0.40% New
19 JUPITER ASSET MANAGEMENT LTD 0.18% of their portfolio London, X0 3,079,3343.1m $16.3m $16.3m 0.18% New
20 NORGES BANK 0.00% of their portfolio OSLO, Q8 2,777,4392.8m $14.7m $14.7m 0.00% Not comparable
21 Private Capital Management, LLC 1.70% of their portfolio NAPLES, FL 2,661,2502.7m $14.1m $14.1m 1.70% New
22 SOROS FUND MANAGEMENT LLC 0.27% of their portfolio NEW YORK, NY 2,517,2922.5m $13.3m $13.3m 0.27% New
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,249,1642.2m $11.9m $11.9m 0.00% New
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 2,092,7792.1m $11.0m $11.0m 0.00% New
25 PANAGORA ASSET MANAGEMENT INC 0.06% of their portfolio BOSTON, MA 1,879,7661.9m $9.9m $9.9m 0.06% New
26 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 1,877,2481.9m $9.9m $9.9m 0.02% New
27 RBF Capital, LLC 0.62% of their portfolio RENO, NV 1,788,7001.8m $9.4m $9.4m 0.62% New
28 MUHLENKAMP & CO INC 3.09% of their portfolio WEXFORD, PA 1,695,3921.7m $9.0m $9.0m 3.09% New
29 No Street GP LP 1.05% of their portfolio San Francisco, CA 1,650,0001.6m $8.7m $8.7m 1.05% New
30 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 1,498,3691.5m $7.9m $7.9m 0.01% New
31 O'Keefe Stevens Advisory, Inc. 3.59% of their portfolio ROCHESTER, NY 1,495,6251.5m $7.9m $7.9m 3.59% New
32 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 1,453,4161.5m $7.7m $7.7m 0.01% New
33 Robertson Stephens Wealth Management, LLC 0.49% of their portfolio San Francisco, CA 1,386,7341.4m $7.3m $7.3m 0.49% New
34 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,346,6511.3m $7.1m $7.1m 0.01% New
35 Shay Capital LLC 2.03% of their portfolio NEW YORK, NY 1,300,0001.3m $6.9m $6.9m 2.03% New
36 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,292,2151.3m $6.8m $6.8m 0.01% New
37 Interval Partners, LP 0.28% of their portfolio NEW YORK, NY 1,269,5001.3m $6.7m $6.7m 0.28% New
38 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 1,174,6381.2m $6.2m $6.2m 0.01% New
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,166,0191.2m $6.2m $6.2m 0.00% New
40 GARNET EQUITY CAPITAL HOLDINGS, INC. 5.32% of their portfolio NEW YORK, NY 1,092,0001.1m $5.8m $5.8m 5.32% New
41 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,018,0351.0m $5.4m $5.4m 0.00% New
42 Clearline Capital LP 0.52% of their portfolio NEW YORK, NY 1,002,9051.0m $5.3m $5.3m 0.52% New
43 Penn Capital Management Company, LLC 0.51% of their portfolio PHILADELPHIA, PA 950,299950.3k $5.0m $5.0m 0.51% New
44 Schonfeld Strategic Advisors LLC 0.05% of their portfolio NEW YORK, NY 946,600946.6k $5.0m $5.0m 0.05% New
45 Tejara Capital Ltd 2.76% of their portfolio London, X0 918,812918.8k $4.9m $4.9m 2.76% New
46 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 886,700886.7k $4.7m $4.7m 0.01% New
47 GREAT LAKES ADVISORS, LLC 0.04% of their portfolio CHICAGO, IL 854,481854.5k $4.5m $4.5m 0.04% Reduced -10.9k -10,886
48 Gillson Capital LP 0.30% of their portfolio CHICAGO, IL 772,472772.5k $4.1m $4.1m 0.30% New
49 Legato Capital Management LLC 0.57% of their portfolio San Francisco, CA 743,851743.9k $3.9m $3.9m 0.57% New
50 Swiss National Bank 0.00% of their portfolio ZURICH, V8 702,608702.6k $3.7m $3.7m 0.00% New
51 Robeco Institutional Asset Management B.V. 0.01% of their portfolio ROTTERDAM, P7 700,000700.0k $3.7m $3.7m 0.01% New
52 CM Management, LLC 3.64% of their portfolio GULF BREEZE, FL 650,000650.0k $3.4m $3.4m 3.64% New
53 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 574,980575.0k $3.0m $3.0m 0.00% New
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 571,210571.2k $3.0m $3.0m 0.00% New
55 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 507,025507.0k $2.7m $2.7m 0.00% New
56 FORMULA GROWTH LTD 0.88% of their portfolio MONTREAL, A8 488,273488.3k $2.6m $2.6m 0.88% New
57 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 431,600431.6k $2.3m $2.3m 0.00% New
58 FIL Ltd 0.00% of their portfolio HAMILTON, D0 428,589428.6k $2.3m $2.3m 0.00% New
59 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 421,484421.5k $2.2m $2.2m 0.00% New
60 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 418,162418.2k $2.2m $2.2m 0.00% New
61 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 382,520382.5k $2.0m $2.0m 0.00% New
62 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 351,881351.9k $1.9m $1.9m 0.00% New
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 336,572336.6k $1.8m $1.8m 0.00% New
64 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 328,009328.0k $1.7m $1.7m 0.00% New
65 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 326,381326.4k $1.7m $1.7m 0.00% New
66 Diametric Capital, LP 0.71% of their portfolio BOSTON, MA 321,166321.2k $1.7m $1.7m 0.71% New
67 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 316,608316.6k $1.7m $1.7m 0.00% New
68 ALGERT GLOBAL LLC 0.08% of their portfolio SAN FRANCISCO, CA 308,928308.9k $1.6m $1.6m 0.08% New
69 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 299,156299.2k $1.6m $1.6m 0.00% New
70 Legal & General Group Plc 0.00% of their portfolio London, X0 289,992290.0k $1.5m $1.5m 0.00% New
71 LEVIN CAPITAL STRATEGIES, L.P. 0.18% of their portfolio NEW YORK, NY 268,506268.5k $1.4m $1.4m 0.18% New
72 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 265,012265.0k $1.4m $1.4m 0.00% New
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 259,230259.2k $1.4m $1.4m 0.00% New
74 Mork Capital Management, LLC 1.03% of their portfolio HEALDSBURG, CA 250,000250.0k $1.3m $1.3m 1.03% New
75 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 248,474248.5k $1.3m $1.3m 0.00% New
76 PDT Partners, LLC 0.16% of their portfolio New York, NY 243,475243.5k $1.3m $1.3m 0.16% New
77 Cinctive Capital Management LP 0.07% of their portfolio New York, NY 237,287237.3k $1.3m $1.3m 0.07% New
78 CORNERCAP INVESTMENT COUNSEL INC 0.21% of their portfolio Atlanta, GA 213,888213.9k $1.1m $1.1m 0.21% New
79 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 212,400212.4k $1.1m $1.1m 0.00% New
80 CastleKnight Management LP 0.18% of their portfolio New York, NY 197,137197.1k $1.0m $1.0m 0.18% New
81 ExodusPoint Capital Management, LP 0.01% of their portfolio NEW YORK, NY 190,134190.1k $1.0m $1.0m 0.01% New
82 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 186,380186.4k $984.1k $984.1k 0.00% New
83 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 180,544180.5k $953.3k $953.3k 0.01% New
84 Prana Capital Management, LP 0.06% of their portfolio GREENWICH, CT 179,097179.1k $945.6k $945.6k 0.06% New
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 177,258177.3k $935.9k $935.9k 0.00% New
86 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 176,474176.5k $930.9k $930.9k 0.00% New
87 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 173,555173.6k $916.4k $916.4k 0.00% New
88 O'Brien Greene & Co. Inc 0.33% of their portfolio MEDIA, PA 170,000170.0k $897.6k $897.6k 0.33% New
89 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 165,197165.2k $872.2k $872.2k 0.01% New
90 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 163,216163.2k $861.8k $861.8k 0.00% New
91 MARTINGALE ASSET MANAGEMENT L P 0.02% of their portfolio BOSTON, MA 161,122161.1k $850.7k $850.7k 0.02% New
92 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 159,208159.2k $840.6k $840.6k 0.00% New
93 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 156,933156.9k $828.6k $828.6k 0.01% New
94 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 155,838155.8k $822.8k $822.8k 0.02% New
95 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 152,639152.6k $805.9k $805.9k 0.00% New
96 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 151,466151.5k $799.7k $799.7k 0.00% New
97 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 149,114149.1k $786.7k $786.7k 0.00% New
98 PEAK6 Investments LLC 0.04% of their portfolio CHICAGO, IL 145,819145.8k $769.9k $769.9k 0.04% New
99 DARK FOREST CAPITAL MANAGEMENT LP 0.06% of their portfolio NEW YORK, NY 145,336145.3k $767.4k $767.4k 0.06% New
100 Engineers Gate Manager LP 0.03% of their portfolio NEW YORK, NY 142,522142.5k $752.5k $752.5k 0.03% New