BENEFICIENT BENF
COM CL A · Common Stock · CUSIP 08178Q507
- SectorFinancials
- IndustryFinance Services
- HeadquartersDallas, TX
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.68.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q4 2025 | 13 |
| Q1 2026 | 14 |
| Q2 2026 | 15 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2026 | 9 | 4 |
| Q2 2026 | 9 | 4 |
Biggest buyers
| Yorkville Advisors Global, LP | New | +280.6k |
| MORGAN STANLEY | Added | +21.1k |
| STATE STREET CORP | Added | +14.5k |
| BlackRock, Inc. | Added | +4.2k |
| VANGUARD CAPITAL MANAGEMENT LLC | Added | +3.5k |
| Ausdal Financial Partners, Inc. | Added | +2.0k |
| VANGUARD FIDUCIARY TRUST CO | Added | +559 |
| BARCLAYS PLC | New | +60 |
| CITIGROUP INC | New | +4 |
Biggest sellers
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -3.4k |
| UBS Group AG | Reduced | -1.7k |
| Tower Research Capital LLC (TRC) | Sold out | -796 |
| Legacy Wealth Managment, LLC/ID | Sold out | -300 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Hicks Mack H.
13D · may seek influence
filed 2026-04-20
Stated purposeItem 4 is hereby amended and supplemented as follows: "Limited Conversion: On October 1, 2025, the Issuer, BCH and Ben LLC provided Hicks Holdings a limited opportunity to convert and exchange a portion of the capital account balance of the BCH Preferred A-1 Unit Accounts held by Hicks Holdings into BCH Class S Ordinary Units, which are convertible into Class A Shares on a one-for-one basis (the "Conversion Notice" and such transaction, the "Limited Conversion").Among other things, the Conversion Notice waived (i) the Notice requirement set forth in the Exchange Agreement and(ii) the minimum conversion price requirement and the 20% annual conversion limit each as set forth in the BCH LPA. Pursuant to that certain notice of exchange (the "Exchange Notice"), Hicks Holdings elected to convert… Full filing |
81.2% |
Silk James G.
13D · may seek influence
new · filed 2026-07-09
Stated purposeREU Agreement Pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan (as amended, the "Plan") and the Restricted Equity Unit Award Agreement between the Issuer and Mr. Silk (the "REU Agreement"), Mr. Silk received an award of 28 restricted equity units ("REUs") representing 35 Class A Shares on April 1, 2022. Such award of REUs vested 40% on June 8, 2023 and in 20% installments on each of April 1, 2024 and April 1, 2025. The remaining 20% vested on April 1, 2026. Additionally, on January 1, 2020, Mr. Silk received an award of 87 REUs representing 109 Class A Shares. Such award of REUs vested 20% on the date of grant and in 20% installments on each of January 1, 2021, 2022, 2023 and 2024. The foregoing description of the REU award does not purport to be complete and … Full filing |
7.5% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 1 | — | 1 | — | — |
| Q1 2025 | 0 | — | 1 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 3 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-09-15 | Silk James G. Chief Executive Officer | Bought | —9.4k shares |
| 2026-09-15 | Fletcher Derek L. Officer, director | Bought | —4.7k shares |
| 2026-09-15 | CANGANY PETER T JR Director | Bought | —18.9k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Yorkville Advisors Global, LP 1.20% of their portfolio | 280.6k $1.0m | New |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 154.6k $569.4k | Reduced -3.4k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 153.5k $564.8k | Added +3.5k |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 72.1k $265.2k | Added +559 |
| STATE STREET CORP 0.00% of their portfolio | 66.3k $244.2k | Added +14.5k |
| BlackRock, Inc. 0.00% of their portfolio | 49.5k $182.3k | Added +4.2k |
| MORGAN STANLEY 0.00% of their portfolio | 45.1k $166.0k | Added +21.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 31.4k $115.6k | Unchanged |
| Ausdal Financial Partners, Inc. 0.00% of their portfolio | 13.8k $50.8k | Added +2.0k |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 8.8k $32.2k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 4.3k $15.7k | Reduced -1.7k |
| BARCLAYS PLC 0.00% of their portfolio | 60 $221 | New |
| NFSG Corp 0.00% of their portfolio | 24 $88 | Unchanged |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 7 $26 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 4 $15 | New |