Vault-13

BATTALION OIL CORP BATL

COM · Common Stock · CUSIP 07134L107

41 institutional holders +0 vs Q1 2026
6,673,3276.7m shares reported held*
11.6% of all shares outstanding*
$8.7mreported value*
10 new 13 added 3 reduced 10 sold out net sold ≈ $1.7m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 57.3m as of 2026-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.31.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 45Q1 23: 47Q2 23: 37Q3 23: 37Q4 23: 41Q1 24: 43Q2 24: 38Q3 24: 35Q4 24: 34Q1 25: 31Q2 25: 29Q3 25: 28Q4 25: 29Q1 26: 41Q2 26: 4141Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202243
Q4 202245
Q1 202347
Q2 202337
Q3 202337
Q4 202341
Q1 202443
Q2 202438
Q3 202435
Q4 202434
Q1 202531
Q2 202529
Q3 202528
Q4 202529
Q1 202641
Q2 202641

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 7 bought or addedQ3 24: 19 cut or sold outQ4 24: 10 bought or addedQ4 24: 15 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 14 cut or sold outQ2 25: 10 bought or addedQ2 25: 15 cut or sold outQ2 25Q3 25: 9 bought or addedQ3 25: 11 cut or sold outQ4 25: 8 bought or addedQ4 25: 8 cut or sold outQ4 25Q1 26: 25 bought or addedQ1 26: 15 cut or sold outQ2 26: 23 bought or addedQ2 26: 13 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024719
Q4 20241015
Q1 2025614
Q2 20251015
Q3 2025911
Q4 202588
Q1 20262515
Q2 20262313

Biggest buyers

BlackRock, Inc. Added +559,382+559.4k
VANGUARD CAPITAL MANAGEMENT LLC Added +386,781+386.8k
UBS Group AG Added +320,654+320.7k
HighTower Advisors, LLC New +100,066+100.1k
Virtu Financial LLC New +53,590+53.6k
VANGUARD FIDUCIARY TRUST CO Added +35,751+35.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +28,865+28.9k
GEODE CAPITAL MANAGEMENT, LLC Added +26,763+26.8k
OSAIC HOLDINGS, INC. Added +25,432+25.4k
Vanguard Personalized Indexing Management, LLC New +20,928+20.9k

Biggest sellers

Alyeska Investment Group, L.P. Sold out -1,800,000-1.8m
LUMINUS MANAGEMENT LLC Reduced -937,053-937.1k
MARSHALL WACE, LLP Sold out -63,645-63.6k
Engineers Gate Manager LP Reduced -44,804-44.8k
Qube Research & Technologies Ltd Sold out -36,359-36.4k
Baader Bank Aktiengesellschaft Sold out -25,296-25.3k
CITIGROUP INC Sold out -22,979-23.0k
JANE STREET GROUP, LLC Sold out -18,534-18.5k
Quantbot Technologies LP Sold out -2,373-2.4k
Caitong International Asset Management Co., Ltd Sold out -178-178

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
LUMINUS MANAGEMENT LLC 13D · may seek influence -4.1 pts · filed 2026-05-22
Stated purposeAs previously disclosed, March 24, 2026, the Master Fund effected a distribution in kind of 5,200,000 shares (the "Shares") of common stock of the Issuer in the aggregate to: (i) its two feeder funds, Luminus Energy Partners QP, LP, a Delaware limited partnership ("LEP Onshore"), which received 2,117,138 Shares, and LEP Offshore (through LILP, an intermediary entity which received 2,641,190 Shares); and (ii) two affiliates that have economic interests in the Master Fund, namely LCP Onshore, which received 391,694 Shares, and LCP Offshore, which received 91,930 Shares. Each of the Funds had issued illiquid certificates to their respective investors on April 1, 2020. In connection with the distribution in kind, the Manager planned to distribute 5,200,000 shares of common stock. As Certifica… Full filing
39.3% -4.1 pts 13.6m≈ $17.8m 2026-05-22
Brookfield Oaktree Holdings, LLC 13D · may seek influence filed 2026-08-17 19.4% 12.8m≈ $16.0m 2026-08-17
Gen IV Investment Opportunities, LLC 13D · may seek influence -9.1 pts · filed 2026-08-07
Stated purposeItem 4 of the Schedule 13D is amended to incorporate the information below: Preferred Stock Repurchase and Conversion Agreement. On August 7, 2026, Gen IV entered into the PSRCA with the Company for the purpose of effectuating (i) the Company's repurchase of 5,138 shares of Series A Preferred Stock and 6,578.11 shares of Series A-1 Preferred Stock from Gen IV for the Purchase Price; and (ii) the conversion of 1,868 shares of Series A-1 Preferred Stock, 6,630 shares of Series A-2 Preferred Stock, 3,789 shares of Series A-3 Preferred Stock, and 3,789 shares of Series A-4 Preferred Stock into an aggregate of 3,494,258 shares of Common Stock. Following the closing of the PSRCA, Gen IV no longer holds any Preferred Stock of the Company and its beneficial ownership of the Company consists solel… Full filing
14.1% -9.1 pts 3.5m 2026-08-07

Fell to 5% or below in the last year: Alyeska Investment Group, L.P. (0.0%, 2026-08-14), Blackstone Holdings II L.P. (0.0%, 2026-04-01), Diveroli Investment Group LLC (0.0%, 2026-01-27)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 6 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 2 buyingQ3 26: 1 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—6$22.6m—
Q2 20260—0——
Q3 20262$109.9k1$8.4k—
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-27 Hinds Gregory S. Director Bought 14,400 $1.31 $18.9k14.4k shares +124%
2026-08-26 ROGERS WILLIAM D Director Bought 70,000 $1.30 $91.0k70.0k shares +3500%
2026-08-26 Mayer Walter R SVP, General Counsel Sold 6,479 $1.30 $8.4k6.5k shares -97%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 0.07% of their portfolio LOS ANGELES, CA 3,009,9123.0m $3.9m $3.9m 0.07% Unchanged
2 LUMINUS MANAGEMENT LLC 0.96% of their portfolio HOUSTON, TX 1,069,4551.1m $1.4m $1.4m 0.96% Reduced -937.1k -937,053
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 746,048746.0k $977.3k $977.3k 0.00% Added +559.4k +559,382
4 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 698,754698.8k $915.4k $915.4k 0.00% Added +386.8k +386,781
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 320,704320.7k $420.1k $420.1k 0.00% Added +320.7k +320,654
6 Utah Retirement Systems 0.00% of their portfolio SALT LAKE CITY, UT 189,842189.8k $248.7k $248.7k 0.00% Unchanged
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 117,245117.2k $153.7k $153.7k 0.00% Added +26.8k +26,763
8 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 100,066100.1k $131.1k $131.1k 0.00% New
9 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 74,20174.2k $97.2k $97.2k 0.00% Added +35.8k +35,751
10 Virtu Financial LLC 0.00% of their portfolio New York, NY 53,59053.6k $70.0k $70.0k 0.00% New
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,21536.2k $47.4k $47.4k 0.00% Added +25.4k +25,432
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 33,90633.9k $44.4k $44.4k 0.00% Unchanged
13 AlphaGrep UK Ltd 0.01% of their portfolio London, X0 32,50832.5k $42.6k $42.6k 0.01% Added +4.6k +4,570
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 31,10031.1k $40.7k $40.7k 0.00% Added +15.0k +15,000
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,86528.9k $37.8k $37.8k 0.00% New
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 23,20023.2k $30.4k $30.4k 0.00% Added +6.0k +5,973
17 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 20,92820.9k $27.4k $27.4k 0.00% New
18 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 18,49618.5k $24.2k $24.2k 0.00% Unchanged
19 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 15,00015.0k $21.3k $21.3k 0.00% New
20 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 14,69114.7k $19.3k $19.3k 0.00% Unchanged
21 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 11,62511.6k $15.2k $15.2k 0.00% Reduced -44.8k -44,804
22 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 11,16411.2k $14.6k $14.6k 0.00% New
23 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 3,7143.7k $4.9k $4.9k 0.00% Unchanged
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,4123.4k $4.0k $4.0k 0.00% Added +92 +92
25 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,9863.0k $3.9k $3.9k 0.00% Added +1.5k +1,464
26 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 1,5001.5k $2.0k $2.0k 0.00% Unchanged
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,4351.4k $2.0k $2.0k 0.00% Added +1.2k +1,205
28 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 610610 $799 $799 0.00% New
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 606606 $794 $794 0.00% Reduced -50 -50
30 NYL Investors LLC 0.00% of their portfolio NEW YORK, NY 588588 $770 $770 0.00% Unchanged
31 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 431431 $565 $565 0.00% New
32 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 250250 $328 $328 0.00% Unchanged
33 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9696 $126 $126 0.00% Unchanged
34 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 7474 $97 $97 0.00% Unchanged
35 VSM Wealth Advisory, LLC 0.00% of their portfolio HUNT VALLEY, MD 5050 $66 $66 0.00% Unchanged
36 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 2525 $33 $33 0.00% New
37 KERR FINANCIAL PLANNING Corp 0.00% of their portfolio FRESNO, CA 1616 $21 $21 0.00% Added +6 +6
38 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1010 $13 $13 0.00% Unchanged
39 Friedenthal Financial 0.00% of their portfolio MARLTON, NJ 66 $13 $13 0.00% Unchanged
40 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 22 $3 $3 0.00% New
41 TrinityBridge Ltd 0.00% of their portfolio LONDON, X0 11 $0 $0 0.00% Unchanged