Vault-13

BATTALION OIL CORP BATL

COM · Common Stock · CUSIP 07134L107

29 institutional holders -2 vs Q1 2025
12,521,35212.5m shares reported held*
76.1% of all shares outstanding*
$16.2mreported value*
6 new 4 added 7 reduced 8 sold out net sold ≈ $228.8k (-177.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 16.5m as of 2025-08-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.29.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 45Q1 23: 47Q2 23: 37Q3 23: 37Q4 23: 41Q1 24: 43Q2 24: 38Q3 24: 35Q4 24: 34Q1 25: 31Q2 25: 2929Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202243
Q4 202245
Q1 202347
Q2 202337
Q3 202337
Q4 202341
Q1 202443
Q2 202438
Q3 202435
Q4 202434
Q1 202531
Q2 202529

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 7 bought or addedQ3 23: 12 cut or sold outQ4 23: 19 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 16 cut or sold outQ2 24: 6 bought or addedQ2 24: 22 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 19 cut or sold outQ4 24: 10 bought or addedQ4 24: 15 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 14 cut or sold outQ2 25: 10 bought or addedQ2 25: 15 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023712
Q4 20231917
Q1 20242116
Q2 2024622
Q3 2024719
Q4 20241015
Q1 2025614
Q2 20251015

Biggest buyers

GAM Holding AG New +115,000+115.0k
CITADEL ADVISORS LLC New +24,984+25.0k
Virtu Financial LLC New +21,142+21.1k
HRT FINANCIAL LP New +13,959+14.0k
CITIGROUP INC New +5,940+5.9k
GEODE CAPITAL MANAGEMENT, LLC Added +3,910+3.9k
ROYAL BANK OF CANADA Added +3,261+3.3k
UBS Group AG Added +1,293+1.3k
Tower Research Capital LLC (TRC) New +127+127
BANK OF AMERICA CORP /DE/ Added +4+4

Biggest sellers

CM Management, LLC Sold out -135,000-135.0k
Alpine Global Management, LLC Sold out -79,329-79.3k
GABELLI FUNDS LLC Sold out -48,185-48.2k
GABELLI & Co INVESTMENT ADVISERS, INC. Sold out -34,150-34.1k
XTX Topco Ltd Sold out -24,479-24.5k
Yakira Capital Management, Inc. Reduced -16,500-16.5k
PINNACLE ASSOCIATES LTD Sold out -10,000-10.0k
BlackRock, Inc. Reduced -9,644-9.6k
VANGUARD GROUP INC Reduced -5,921-5.9k
DIMENSIONAL FUND ADVISORS LP Reduced -2,365-2.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
LUMINUS MANAGEMENT LLC 13D · may seek influence -4.1 pts · filed 2026-05-22
Stated purposeAs previously disclosed, March 24, 2026, the Master Fund effected a distribution in kind of 5,200,000 shares (the "Shares") of common stock of the Issuer in the aggregate to: (i) its two feeder funds, Luminus Energy Partners QP, LP, a Delaware limited partnership ("LEP Onshore"), which received 2,117,138 Shares, and LEP Offshore (through LILP, an intermediary entity which received 2,641,190 Shares); and (ii) two affiliates that have economic interests in the Master Fund, namely LCP Onshore, which received 391,694 Shares, and LCP Offshore, which received 91,930 Shares. Each of the Funds had issued illiquid certificates to their respective investors on April 1, 2020. In connection with the distribution in kind, the Manager planned to distribute 5,200,000 shares of common stock. As Certifica… Full filing
 39.3% -4.1 pts 13.6m≈ $17.8m 2026-05-22
Brookfield Oaktree Holdings, LLC 13D · may seek influence filed 2026-08-17 19.4% 12.8m≈ $16.0m 2026-08-17
Gen IV Investment Opportunities, LLC 13D · may seek influence -9.1 pts · filed 2026-08-07
Stated purposeItem 4 of the Schedule 13D is amended to incorporate the information below: Preferred Stock Repurchase and Conversion Agreement. On August 7, 2026, Gen IV entered into the PSRCA with the Company for the purpose of effectuating (i) the Company's repurchase of 5,138 shares of Series A Preferred Stock and 6,578.11 shares of Series A-1 Preferred Stock from Gen IV for the Purchase Price; and (ii) the conversion of 1,868 shares of Series A-1 Preferred Stock, 6,630 shares of Series A-2 Preferred Stock, 3,789 shares of Series A-3 Preferred Stock, and 3,789 shares of Series A-4 Preferred Stock into an aggregate of 3,494,258 shares of Common Stock. Following the closing of the PSRCA, Gen IV no longer holds any Preferred Stock of the Company and its beneficial ownership of the Company consists solel… Full filing
 14.1% -9.1 pts 3.5m 2026-08-07

Fell to 5% or below in the last year: Alyeska Investment Group, L.P. (0.0%, 2026-08-14), Blackstone Holdings II L.P. (0.0%, 2026-04-01), Diveroli Investment Group LLC (0.0%, 2026-01-27)

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LUMINUS MANAGEMENT LLC 2.07% of their portfolio HOUSTON, TX 6,151,4486.2m $7.9m $7.9m 2.07% Unchanged
2 OAKTREE CAPITAL MANAGEMENT LP 0.08% of their portfolio LOS ANGELES, CA 3,009,9123.0m $3.9m $3.9m 0.08% Unchanged
3 LSP Investment Advisors, LLC 2.19% of their portfolio New York, NY 2,369,7692.4m $3.1m $3.1m 2.19% Unchanged
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 277,299277.3k $357.7k $357.7k 0.00% Reduced -5.9k -5,921
5 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 233,934233.9k $301.8k $301.8k 0.00% Reduced -551 -551
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 131,897131.9k $170.1k $170.1k 0.00% Reduced -63 -63
7 GAM Holding AG 0.01% of their portfolio Zurich, V8 115,000115.0k $148.3k $148.3k 0.01% New
8 Yakira Capital Management, Inc. 0.02% of their portfolio Westport, CT 47,11347.1k $60.8k $60.8k 0.02% Reduced -16.5k -16,500
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 41,94641.9k $54.1k $54.1k 0.00% Added +3.9k +3,910
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,98425.0k $32.2k $32.2k 0.00% New
11 Virtu Financial LLC 0.00% of their portfolio New York, NY 21,14221.1k $27.0k $27.0k 0.00% New
12 RBF Capital, LLC 0.00% of their portfolio RENO, NV 20,00020.0k $25.8k $25.8k 0.00% Unchanged
13 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 19,40419.4k $25.1k $25.1k 0.00% Reduced -2.4k -2,365
14 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 13,95914.0k $18.0k $18.0k 0.00% New
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,33913.3k $17.2k $17.2k 0.00% Reduced -300 -300
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,81211.8k $15.2k $15.2k 0.00% Unchanged
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,8806.9k $8.0k $8.0k 0.00% Added +3.3k +3,261
18 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,9405.9k $7.7k $7.7k 0.00% New
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,2824.3k $5.5k $5.5k 0.00% Added +1.3k +1,293
20 NYL Investors LLC 0.00% of their portfolio NEW YORK, NY 588588 $759 $759 0.00% Unchanged
21 BlackRock, Inc. 0.00% of their portfolio New York, NY 319319 $412 $412 0.00% Reduced -9.6k -9,644
22 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 127127 $164 $164 0.00% New
23 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 103103 $133 $133 0.00% Unchanged
24 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 7676 $98 $98 0.00% Unchanged
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4141 $52 $52 0.00% Added +4 +4
26 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2828 $36 $36 0.00% Unchanged
27 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 99 $12 $12 0.00% Unchanged
28 TrinityBridge Ltd 0.00% of their portfolio LONDON, X0 11 $0 $0 0.00% Unchanged
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged