Vault-13

BARON ETF TR RONB

FIRST PRINC ETF · ETP · CUSIP 06829D107

89 institutional holders +48 vs Q1 2026
5,551,0735.6m shares reported held*
$135.4mreported value*
51 new 26 added 6 reduced 4 sold out net bought ≈ $80.2m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.39.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 25: 3Q1 26: 41Q2 26: 8989Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q4 20253
Q1 202641
Q2 202689

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 26: 40 bought or addedQ1 26: 0 cut or sold outQ1 26Q2 26: 77 bought or addedQ2 26: 10 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 2026400
Q2 20267710

Biggest buyers

DRW Securities, LLC New +1,226,435+1.2m
UBS Group AG Added +261,619+261.6k
ALTFEST L J & CO INC New +231,295+231.3k
Private Advisor Group, LLC New +228,264+228.3k
D.A. DAVIDSON & CO. New +158,957+159.0k
Sanctuary Advisors, LLC New +156,044+156.0k
LPL Financial LLC New +128,391+128.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +110,317+110.3k
OSAIC HOLDINGS, INC. Added +101,979+102.0k
MML INVESTORS SERVICES, LLC New +83,574+83.6k

Biggest sellers

JPMORGAN CHASE & CO Reduced -229,852-229.9k
Clay Northam Wealth Management, LLC Sold out -73,618-73.6k
Janney Montgomery Scott LLC Reduced -34,967-35.0k
Fortis Group Advisors, LLC Reduced -27,131-27.1k
Cannon Global Investment Management, LLC Sold out -15,600-15.6k
Steward Partners Investment Advisory, LLC Reduced -5,596-5.6k
Chung Wu Investment Group, LLC Sold out -500-500
LANARK FINANCIAL, INC. Reduced -200-200
HARBOUR INVESTMENTS, INC. Reduced -148-148
WELLS FARGO & COMPANY/MN Sold out -42-42

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DRW Securities, LLC 1.78% of their portfolio CHICAGO, IL 1,226,4351.2m $29.9m $29.9m 1.78% New
2 Weiss Asset Management LP 0.30% of their portfolio BOSTON, MA 1,087,3861.1m $26.5m $26.5m 0.30% Not comparable
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 284,469284.5k $6.9m $6.9m 0.00% Added +261.6k +261,619
4 ALTFEST L J & CO INC 0.55% of their portfolio NEW YORK, NY 231,295231.3k $5.6m $5.6m 0.55% New
5 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 228,264228.3k $5.6m $5.6m 0.03% New
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 190,983191.0k $4.7m $4.7m 0.00% Added +110.3k +110,317
7 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 158,957159.0k $3.9m $3.9m 0.02% New
8 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 156,044156.0k $3.8m $3.8m 0.02% New
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 145,255145.3k $3.5m $3.5m 0.00% Added +102.0k +101,979
10 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 133,403133.4k $3.3m $3.3m 0.04% Added +28.9k +28,915
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 128,391128.4k $3.1m $3.1m 0.00% New
12 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 123,284123.3k $3.0m $3.0m 0.00% Added +72.2k +72,224
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 120,950121.0k $3.0m $3.0m 0.00% Added +77.7k +77,690
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 95,72695.7k $2.3m $2.3m 0.00% Added +74.7k +74,657
15 Fortis Group Advisors, LLC 0.33% of their portfolio WESTWOOD, NJ 83,58083.6k $2.0m $2.0m 0.33% Reduced -27.1k -27,131
16 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 83,57483.6k $2.0m $2.0m 0.00% New
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 71,32071.3k $1.7m $1.7m 0.00% Added +2.9k +2,864
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,01270.0k $1.7m $1.7m 0.00% Added +42.8k +42,754
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 69,59469.6k $1.7m $1.7m 0.00% New
20 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 68,92868.9k $1.7m $1.7m 0.02% New
21 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 68,21168.2k $1.7m $1.7m 0.02% Added +15.4k +15,357
22 one8zero8, LLC 0.23% of their portfolio GREENSBORO, NC 47,10047.1k $1.1m $1.1m 0.23% Added +37.9k +37,850
23 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 42,68942.7k $1.0m $1.0m 0.02% New
24 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 35,55035.5k $867.0k $867.0k 0.00% New
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 34,01834.0k $830.0k $830.0k 0.00% Added +16.8k +16,787
26 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,70526.7k $652.0k $652.0k 0.00% Reduced -35.0k -34,967
27 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 25,17125.2k $614.2k $614.2k 0.00% New
28 KELLEHER FINANCIAL ADVISORS 0.08% of their portfolio NEW YORK, NY 22,76022.8k $555.3k $555.3k 0.08% New
29 Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio MANSFIELD, OH 22,39022.4k $546.3k $546.3k 0.05% Added +2.2k +2,160
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,18922.2k $541.4k $541.4k 0.00% Added +1.1k +1,105
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,74820.7k $506.3k $506.3k 0.00% New
32 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 20,00020.0k $488.0k $488.0k 0.03% New
33 Strategic Family Wealth Counselors, L.L.C. 0.11% of their portfolio FAIRFIELD, NJ 19,07619.1k $465.5k $465.5k 0.11% New
34 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 18,98619.0k $463.3k $463.3k 0.01% New
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,31218.3k $446.8k $446.8k 0.00% New
36 CRA Financial Services, LLC 0.05% of their portfolio NORTHFIELD, NJ 17,56017.6k $428.5k $428.5k 0.05% New
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,45017.4k $425.8k $425.8k 0.00% Added +6.1k +6,080
38 FINANCIAL MANAGEMENT NETWORK INC 0.06% of their portfolio MISSION VIEJO, CA 17,18017.2k $386.4k $386.4k 0.06% New
39 October Effect Ltd 0.37% of their portfolio VIRGINIA BEACH, VA 16,25016.2k $396.5k $396.5k 0.37% New
40 Beaumont Financial Advisors, LLC 0.02% of their portfolio NEEDHAM, MA 14,43214.4k $352.1k $352.1k 0.02% New
41 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 14,36414.4k $350.5k $350.5k 0.00% Added +4.4k +4,364
42 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 13,70213.7k $334.3k $334.3k 0.01% New
43 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 13,62213.6k $332.4k $332.4k 0.00% New
44 FIRST FINANCIAL BANK - TRUST DIVISION 0.02% of their portfolio HAMILTON, OH 12,91712.9k $315.2k $315.2k 0.02% New
45 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 11,85011.8k $289.1k $289.1k 0.00% New
46 Essex Financial Services, Inc. 0.01% of their portfolio ESSEX, CT 11,64311.6k $284.1k $284.1k 0.01% Added +2.3k +2,310
47 Third View Private Wealth, LLC 0.04% of their portfolio WESTPORT, CT 11,64011.6k $284.0k $284.0k 0.04% Added +1.3k +1,292
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,51911.5k $273.0k $273.0k 0.00% New
49 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 11,30011.3k $275.7k $275.7k 0.01% Added +1.0k +1,000
50 Retirement Planning Group, LLC 0.01% of their portfolio LEAWOOD, KS 11,20311.2k $273.4k $273.4k 0.01% New
51 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 11,04111.0k $269.4k $269.4k 0.01% New
52 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 11,00011.0k $265.6k $265.6k 0.02% Added +1.0k +1,000
53 Berkeley Capital Partners, LLC 0.05% of their portfolio Milton, GA 10,50810.5k $256.4k $256.4k 0.05% New
54 1776 Wealth LLC 0.09% of their portfolio ATLANTA, GA 10,18210.2k $248.4k $248.4k 0.09% Unchanged
55 DUTCH ASSET Corp 0.12% of their portfolio SELKIRK, NY 9,8039.8k $239.2k $239.2k 0.12% Unchanged
56 Northwest Financial Advisors 0.03% of their portfolio HERNDON, VA 9,6789.7k $236.1k $236.1k 0.03% New
57 Security National Bank 0.03% of their portfolio OMAHA, NE 9,5929.6k $234.0k $234.0k 0.03% New
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 9,0119.0k $219.9k $219.9k 0.00% Added +7.8k +7,776
59 Savvy Advisors, Inc. 0.00% of their portfolio NEW YORK, NY 8,6658.7k $211.4k $211.4k 0.00% New
60 HARBOUR INVESTMENT MANAGEMENT LLC 0.11% of their portfolio EDMONDS, WA 8,6488.6k $211.0k $211.0k 0.11% New
61 Avestar Capital, LLC 0.01% of their portfolio New York, NY 8,4228.4k $205.5k $205.5k 0.01% New
62 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7,0227.0k $171.3k $171.3k 0.00% New
63 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 4,8914.9k $119.3k $119.3k 0.00% Added +1.7k +1,700
64 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,9003.9k $95.2k $95.2k 0.00% Added +1.9k +1,900
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,7913.8k $92.5k $92.5k 0.00% Reduced -5.6k -5,596
66 FLAGSHIP WEALTH ADVISORS, LLC 0.02% of their portfolio WAKEFIELD, MA 3,7253.7k $90.9k $90.9k 0.02% New
67 Institute for Wealth Management, LLC. 0.01% of their portfolio DENVER, CO 2,9653.0k $72.3k $72.3k 0.01% New
68 COMPASS FINANCIAL MANAGEMENT LLC 0.01% of their portfolio TAMPA, FL 1,9301.9k $43.1k $43.1k 0.01% First filing
69 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,5171.5k $37.0k $37.0k 0.00% New
70 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,4001.4k $34.2k $34.2k 0.00% Added +1.1k +1,050
71 BankPlus Trust Department 0.00% of their portfolio JACKSON, MS 818818 $20.0k $20.0k 0.00% New
72 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 800800 $19.5k $19.5k 0.00% Reduced -200 -200
73 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 600600 $14.6k $14.6k 0.00% New
74 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio INDIANAPOLIS, IN 500500 $12.2k $12.2k 0.00% New
75 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 430430 $10.5k $10.5k 0.00% New
76 IMG Wealth Management, Inc. 0.00% of their portfolio JACKSONVILLE, FL 300300 $7.3k $7.3k 0.00% Added +52 +52
77 Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio CINCINNATI, OH 250250 $6.1k $6.1k 0.00% New
78 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 239239 $5.8k $5.8k 0.00% Unchanged
79 FINANCIAL CONSULATE, INC 0.00% of their portfolio HUNT VALLEY, MD 214214 $5.2k $5.2k 0.00% New
80 HighMark Wealth Management LLC 0.00% of their portfolio ST. PAUL, MN 200200 $4.9k $4.9k 0.00% New
81 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 192192 $4.7k $4.7k 0.00% New
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 148148 $3.6k $3.6k 0.00% Reduced -229.9k -229,852
83 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 140140 $3.4k $3.4k 0.00% New
84 Godfrey Financial Associates, Inc. 0.00% of their portfolio GLENMONT, NY 5050 $1.2k $1.2k 0.00% New
85 MCGUIRE CAPITAL ADVISORS INC 0.00% of their portfolio BETHANY, OK 5050 $1.2k $1.2k 0.00% New
86 NVWM, LLC 0.00% of their portfolio YARDLEY, PA 3131 $756 $756 0.00% Added +26 +26
87 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2727 $659 $659 0.00% First filing
88 Commonwealth Retirement Investments LLC 0.00% of their portfolio RICHMOND, VA 44 $98 $98 0.00% New
89 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 22 $49 $49 0.00% Reduced -148 -148