Vault-13

BARINGS GLOBAL SHORT DURATIO BGH

COM · Closed-End Fund · CUSIP 06760L100

55 institutional holders +4 vs Q1 2026
3,798,5553.8m shares reported held*
$53.6mreported value*
11 new 20 added 14 reduced 6 sold out net bought ≈ $480.4k (+443.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($141.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.11.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 57Q1 23: 58Q2 23: 51Q3 23: 60Q4 23: 56Q1 24: 50Q2 24: 54Q3 24: 48Q4 24: 51Q1 25: 47Q2 25: 49Q3 25: 54Q4 25: 50Q1 26: 51Q2 26: 5555Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202262
Q4 202257
Q1 202358
Q2 202351
Q3 202360
Q4 202356
Q1 202450
Q2 202454
Q3 202448
Q4 202451
Q1 202547
Q2 202549
Q3 202554
Q4 202550
Q1 202651
Q2 202655

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 18 bought or addedQ3 24: 24 cut or sold outQ4 24: 22 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 22 cut or sold outQ2 25: 23 bought or addedQ2 25: 16 cut or sold outQ2 25Q3 25: 28 bought or addedQ3 25: 23 cut or sold outQ4 25: 26 bought or addedQ4 25: 24 cut or sold outQ4 25Q1 26: 27 bought or addedQ1 26: 18 cut or sold outQ2 26: 31 bought or addedQ2 26: 20 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241824
Q4 20242218
Q1 20251722
Q2 20252316
Q3 20252823
Q4 20252624
Q1 20262718
Q2 20263120

Biggest buyers

TSP Capital Management Group, LLC New +402,228+402.2k
RAYMOND JAMES FINANCIAL INC Added +81,521+81.5k
Hennion & Walsh Asset Management, Inc. Added +45,638+45.6k
Corient Private Wealth LP Added +33,821+33.8k
WOLVERINE ASSET MANAGEMENT LLC Added +31,588+31.6k
COHEN & STEERS, INC. Added +30,000+30.0k
Camelot Portfolios, LLC New +25,032+25.0k
Cetera Investment Advisers Added +20,655+20.7k
GUGGENHEIM CAPITAL LLC Added +20,193+20.2k
JANE STREET GROUP, LLC New +18,670+18.7k

Biggest sellers

TSP Capital Management Group, LLC Sold out -409,027-409.0k
WELLS FARGO & COMPANY/MN Reduced -73,889-73.9k
READYSTATE ASSET MANAGEMENT LP Reduced -67,794-67.8k
MORGAN STANLEY Reduced -49,698-49.7k
AMERIPRISE FINANCIAL INC Sold out -37,500-37.5k
Invesco Ltd. Reduced -36,736-36.7k
Shaker Financial Services, LLC Reduced -32,510-32.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -26,393-26.4k
Secure Asset Management, LLC Reduced -22,735-22.7k
Lido Advisors, LLC Sold out -20,732-20.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.5 pts · filed 2026-10-19 18.1% -2.5 pts 3.6m≈ $51.1m 2026-10-19

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 577,327577.3k $8.1m $8.1m 0.00% Reduced -73.9k -73,889
2 TSP Capital Management Group, LLC 1.36% of their portfolio Summit, NJ 402,228402.2k $5.7m $5.7m 1.36% New
3 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 327,822327.8k $4.6m $4.6m 0.03% Added +20.2k +20,193
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 299,826299.8k $4.2m $4.2m 0.00% Reduced -36.7k -36,736
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 249,812249.8k $3.5m $3.5m 0.00% Added +81.5k +81,521
6 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 216,013216.0k $3.0m $3.0m 0.00% Added +30.0k +30,000
7 Shaker Financial Services, LLC 0.84% of their portfolio Arlington, VA 188,748188.7k $2.7m $2.7m 0.84% Reduced -32.5k -32,510
8 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 154,817154.8k $2.2m $2.2m 0.03% Reduced -2.1k -2,129
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 139,841139.8k $2.0m $2.0m 0.00% Reduced -49.7k -49,698
10 PFG Investments, LLC 0.06% of their portfolio WOODBURY, NY 108,068108.1k $1.5m $1.5m 0.06% Reduced -600 -600
11 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 82,57282.6k $1.2m $1.2m 0.02% Added +31.6k +31,588
12 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 79,95780.0k $1.1m $1.1m 0.00% Added +13.2k +13,227
13 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 68,78468.8k $969.9k $969.9k 0.01% Added +15.1k +15,096
14 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 68,25668.3k $962.4k $962.4k 0.00% Added +33.8k +33,821
15 Secure Asset Management, LLC 0.13% of their portfolio Troy, MI 63,48863.5k $895.2k $895.2k 0.13% Reduced -22.7k -22,735
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 62,37662.4k $880.0k $880.0k 0.00% Reduced -8.2k -8,238
17 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 61,79961.8k $871.4k $871.4k 0.02% Added +45.6k +45,638
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 58,24558.2k $821.3k $821.3k 0.00% Added +20.7k +20,655
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 56,01856.0k $789.9k $789.9k 0.00% Reduced -6.3k -6,280
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 53,87453.9k $759.0k $759.0k 0.00% Reduced -9.4k -9,389
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 49,23749.2k $694.2k $694.2k 0.00% Added +5.3k +5,252
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,11228.1k $396.0k $396.0k 0.00% Added +14.9k +14,905
23 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 25,94325.9k $365.8k $365.8k 0.00% Added +7.6k +7,648
24 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 25,61525.6k $361.2k $361.2k 0.00% Reduced -964 -964
25 Camelot Portfolios, LLC 0.25% of their portfolio Maumee, OH 25,03225.0k $353.0k $353.0k 0.25% New
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,68424.7k $348.0k $348.0k 0.00% Reduced -232 -232
27 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 23,79523.8k $336.0k $336.0k 0.00% Unchanged
28 MCRAE CAPITAL MANAGEMENT INC 0.06% of their portfolio Morristown, NJ 22,89722.9k $322.8k $322.8k 0.06% Added +322 +322
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,34022.3k $315.1k $315.1k 0.00% Added +1.5k +1,481
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,67018.7k $263.2k $263.2k 0.00% New
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 18,16318.2k $256.1k $256.1k 0.00% Added +12.1k +12,082
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,51816.5k $232.9k $232.9k 0.00% Added +1.1k +1,083
33 CALDWELL SUTTER CAPITAL, INC. 0.09% of their portfolio SAUSALITO, CA 16,40016.4k $231.2k $231.2k 0.09% Unchanged
34 BARINGS LLC 0.00% of their portfolio CHARLOTTE, NC 16,33116.3k $230.3k $230.3k 0.00% Added +420 +420
35 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 15,82315.8k $223.1k $223.1k 0.01% Reduced -67.8k -67,794
36 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 13,61413.6k $192.0k $192.0k 0.00% Added +153 +153
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,80612.8k $180.6k $180.6k 0.00% New
38 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 12,36212.4k $174.3k $174.3k 0.02% New
39 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 12,00012.0k $169.2k $169.2k 0.00% Unchanged
40 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 11,91011.9k $167.9k $167.9k 0.00% New
41 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 11,09311.1k $156.4k $156.4k 0.00% New
42 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 10,63610.6k $150.0k $150.0k 0.00% New
43 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 10,53810.5k $148.6k $148.6k 0.02% Added +22 +22
44 Vestmark Advisory Solutions, Inc. 0.00% of their portfolio Wakefield, MA 10,00010.0k $141.0k $141.0k 0.00% Unchanged
45 ELEVATION POINT WEALTH PARTNERS, LLC 0.00% of their portfolio DENVER, CO 10,00010.0k $142.2k $142.2k 0.00% Unchanged
46 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 6,8006.8k $95.9k $95.9k 0.00% Unchanged
47 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 3,9303.9k $55.4k $55.4k 0.00% Unchanged
48 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,6003.6k $50.8k $50.8k 0.00% Reduced -2.5k -2,500
49 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 3,3343.3k $47.0k $47.0k 0.00% New
50 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 2,7372.7k $38.6k $38.6k 0.01% Added +70 +70
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,8371.8k $25.9k $25.9k 0.00% Unchanged
52 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 800800 $11.0k $11.0k 0.00% Unchanged
53 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 527527 $7.4k $7.4k 0.00% New
54 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 400400 $5.6k $5.6k 0.00% New
55 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 200200 $2.8k $2.8k 0.00% Unchanged