Vault-13

BARINGS GLOBAL SHORT DURATIO BGH

COM · Closed-End Fund · CUSIP 06760L100

49 institutional holders +2 vs Q1 2025
3,879,0383.9m shares reported held*
$64.8mreported value*
6 new 17 added 12 reduced 4 sold out net bought ≈ $6.4m (+86.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.72.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 57Q1 23: 58Q2 23: 51Q3 23: 60Q4 23: 56Q1 24: 50Q2 24: 54Q3 24: 48Q4 24: 51Q1 25: 47Q2 25: 4949Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202262
Q4 202257
Q1 202358
Q2 202351
Q3 202360
Q4 202356
Q1 202450
Q2 202454
Q3 202448
Q4 202451
Q1 202547
Q2 202549

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 32 bought or addedQ3 23: 18 cut or sold outQ4 23: 25 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 29 cut or sold outQ2 24: 26 bought or addedQ2 24: 19 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 24 cut or sold outQ4 24: 22 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 22 cut or sold outQ2 25: 23 bought or addedQ2 25: 16 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233218
Q4 20232525
Q1 20241929
Q2 20242619
Q3 20241824
Q4 20242218
Q1 20251722
Q2 20252316

Biggest buyers

TSP Capital Management Group, LLC New +329,773+329.8k
WELLS FARGO & COMPANY/MN Added +104,446+104.4k
Invesco Ltd. Added +100,581+100.6k
Shaker Financial Services, LLC Added +76,121+76.1k
LPL Financial LLC Added +65,154+65.2k
Nilsine Partners, LLC New +60,593+60.6k
ROYAL BANK OF CANADA Added +58,494+58.5k
SIT INVESTMENT ASSOCIATES INC Added +53,471+53.5k
Secure Asset Management, LLC Added +38,967+39.0k
RAYMOND JAMES FINANCIAL INC Added +21,253+21.3k

Biggest sellers

TSP Capital Management Group, LLC Sold out -335,901-335.9k
COHEN & STEERS, INC. Reduced -62,355-62.4k
Hennion & Walsh Asset Management, Inc. Reduced -48,738-48.7k
MORGAN STANLEY Reduced -24,480-24.5k
BANK OF AMERICA CORP /DE/ Reduced -17,827-17.8k
TRANSCEND CAPITAL ADVISORS, LLC Sold out -10,000-10.0k
OSAIC HOLDINGS, INC. Reduced -7,375-7.4k
Elequin Capital, LP Sold out -5,156-5.2k
CAROLINAS WEALTH CONSULTING LLC Sold out -4,253-4.3k
J.W. COLE ADVISORS, INC. Reduced -2,786-2.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.5 pts · filed 2026-10-19 18.1% -2.5 pts 3.6m≈ $51.1m 2026-10-19

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 628,932628.9k $9.7m $9.7m 0.00% Added +104.4k +104,446
2 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 467,356467.4k $7.2m $7.2m 0.00% Added +100.6k +100,581
3 TSP Capital Management Group, LLC 1.59% of their portfolio Summit, NJ 329,773329.8k $5.1m $5.1m 1.59% New
4 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 300,089300.1k $4.6m $4.6m 0.04% Added +5.2k +5,249
5 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 267,497267.5k $4.1m $4.1m 0.01% Reduced -62.4k -62,355
6 SIT INVESTMENT ASSOCIATES INC 0.09% of their portfolio Minneapolis, MN 261,915261.9k $4.0m $4.0m 0.09% Added +53.5k +53,471
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 258,143258.1k $4.0m $4.0m 0.00% Added +21.3k +21,253
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 219,087219.1k $3.4m $3.4m 0.00% Reduced -24.5k -24,480
9 Shaker Financial Services, LLC 0.98% of their portfolio Arlington, VA 174,609174.6k $2.7m $2.7m 0.98% Added +76.1k +76,121
10 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 170,958171.0k $2.6m $2.6m 0.05% Reduced -1.5k -1,545
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 121,050121.0k $1.9m $1.9m 0.00% Added +65.2k +65,154
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 120,848120.8k $1.9m $1.9m 0.00% Added +58.5k +58,494
13 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 74,63574.6k $1.1m $1.1m 0.05% Reduced -48.7k -48,738
14 Camelot Portfolios, LLC 0.67% of their portfolio Maumee, OH 72,57572.6k $1.1m $1.1m 0.67% Added +965 +965
15 Secure Asset Management, LLC 0.20% of their portfolio Troy, MI 69,96670.0k $1.1m $1.1m 0.20% Added +39.0k +38,967
16 Consolidated Portfolio Review Corp 0.14% of their portfolio WOODBURY, NY 64,22964.2k $989.1k $989.1k 0.14% Added +92 +92
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 62,91662.9k $968.9k $968.9k 0.00% Reduced -17.8k -17,827
18 Nilsine Partners, LLC 0.09% of their portfolio GREENWOOD VILLAGE, CO 60,59360.6k $933.1k $933.1k 0.09% New
19 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 54,11154.1k $833.3k $833.3k 0.01% Reduced -1.3k -1,293
20 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 48,08648.1k $741.0k $741.0k 0.00% Added +4.6k +4,601
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 45,04645.0k $693.7k $693.7k 0.00% Added +580 +580
22 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 43,96344.0k $677.0k $677.0k 0.00% Reduced -700 -700
23 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 28,69628.7k $441.9k $441.9k 0.00% Reduced -792 -792
24 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 27,08527.1k $417.1k $417.1k 0.00% Unchanged
25 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,76724.8k $381.4k $381.4k 0.00% Reduced -300 -300
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 23,79523.8k $366.0k $366.0k 0.00% Unchanged
27 MCRAE CAPITAL MANAGEMENT INC 0.07% of their portfolio Morristown, NJ 21,57621.6k $332.3k $332.3k 0.07% Added +272 +272
28 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 20,73220.7k $321.8k $321.8k 0.00% Unchanged
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,29819.3k $297.3k $297.3k 0.00% Reduced -7.4k -7,375
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,83516.8k $259.3k $259.3k 0.00% Added +634 +634
31 CALDWELL SUTTER CAPITAL, INC. 0.12% of their portfolio SAUSALITO, CA 16,40016.4k $252.6k $252.6k 0.12% Unchanged
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,95216.0k $246.0k $246.0k 0.00% Added +39 +39
33 BARINGS LLC 0.01% of their portfolio CHARLOTTE, NC 14,58314.6k $224.6k $224.6k 0.01% Added +356 +356
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,21114.2k $218.8k $218.8k 0.00% Reduced -396 -396
35 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 12,20312.2k $187.9k $187.9k 0.00% Reduced -2.8k -2,786
36 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,00012.0k $184.8k $184.8k 0.00% Unchanged
37 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 10,72510.7k $165.2k $165.2k 0.00% New
38 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,1006.1k $93.9k $93.9k 0.00% New
39 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 2,4832.5k $38.2k $38.2k 0.01% Unchanged
40 CWM, LLC 0.00% of their portfolio OMAHA, NE 945945 $15.0k $15.0k 0.00% Unchanged
41 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 940940 $14.5k $14.5k 0.00% New
42 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 800800 $12.0k $12.0k 0.01% Unchanged
43 Future Financial Wealth Managment LLC 0.01% of their portfolio CINCINNATI, OH 800800 $12.3k $12.3k 0.01% Unchanged
44 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 569569 $8.8k $8.8k 0.00% Unchanged
45 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 497497 $7.7k $7.7k 0.00% Unchanged
46 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 360360 $5.5k $5.5k 0.00% New
47 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7979 $1.2k $1.2k 0.00% Unchanged
48 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 33 $39 $39 0.00% Unchanged
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged