Vault-13

BARINGS GLOBAL SHORT DURATIO BGH

COM · Closed-End Fund · CUSIP 06760L100

54 institutional holders +4 vs Q1 2024
5,128,6985.1m shares reported held*
$74.1mreported value*
9 new 17 added 14 reduced 5 sold out net sold ≈ $8.8m (-607.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.45.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 57Q1 23: 58Q2 23: 51Q3 23: 60Q4 23: 56Q1 24: 50Q2 24: 5454Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202262
Q4 202257
Q1 202358
Q2 202351
Q3 202360
Q4 202356
Q1 202450
Q2 202454

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 25 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 29 cut or sold outQ2 23: 18 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 18 cut or sold outQ4 23: 25 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 29 cut or sold outQ2 24: 26 bought or addedQ2 24: 19 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222531
Q1 20232529
Q2 20231831
Q3 20233218
Q4 20232525
Q1 20241929
Q2 20242619

Biggest buyers

Secure Asset Management, LLC New +51,203+51.2k
Pathstone Holdings, LLC New +39,860+39.9k
Invesco Ltd. Added +37,041+37.0k
Camelot Portfolios, LLC Added +21,585+21.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +18,568+18.6k
IFG Advisory, LLC New +14,740+14.7k
Janney Montgomery Scott LLC New +13,599+13.6k
J.W. COLE ADVISORS, INC. New +13,353+13.4k
Walleye Capital LLC New +12,841+12.8k
Hennion & Walsh Asset Management, Inc. Added +11,753+11.8k

Biggest sellers

MORGAN STANLEY Reduced -488,161-488.2k
RFG Advisory, LLC Sold out -123,438-123.4k
SIT INVESTMENT ASSOCIATES INC Reduced -108,850-108.8k
PFG Investments, LLC Sold out -70,912-70.9k
AQR Arbitrage LLC Sold out -24,314-24.3k
OSAIC HOLDINGS, INC. Reduced -23,922-23.9k
GUGGENHEIM CAPITAL LLC Reduced -19,000-19.0k
DEBUSSY CAPITAL MANAGEMENT LP Reduced -11,916-11.9k
TSP Capital Management Group, LLC Reduced -9,782-9.8k
Capital Investment Advisors, LLC Reduced -3,750-3.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.5 pts · filed 2026-10-19 18.1% -2.5 pts 3.6m≈ $51.1m 2026-10-19

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 1 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—1$62.2k—
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.21% of their portfolio Minneapolis, MN 629,280629.3k $9.1m $9.1m 0.21% Reduced -108.8k -108,850
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.35% of their portfolio WEST PALM BEACH, FL 517,607517.6k $7.5m $7.5m 0.35% Unchanged
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 455,850455.9k $6.6m $6.6m 0.00% Reduced -1.3k -1,278
4 TSP Capital Management Group, LLC 1.73% of their portfolio Summit, NJ 381,871381.9k $5.5m $5.5m 1.73% Reduced -9.8k -9,782
5 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 353,906353.9k $5.1m $5.1m 0.04% Reduced -19.0k -19,000
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 327,223327.2k $4.7m $4.7m 0.00% Added +37.0k +37,041
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 293,513293.5k $4.2m $4.2m 0.00% Reduced -488.2k -488,161
8 Hennion & Walsh Asset Management, Inc. 0.20% of their portfolio Parsippany, NJ 272,854272.9k $3.9m $3.9m 0.20% Added +11.8k +11,753
9 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 254,171254.2k $3.7m $3.7m 0.01% Unchanged
10 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 196,167196.2k $2.8m $2.8m 0.06% Reduced -3.8k -3,750
11 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 161,894161.9k $2.3m $2.3m 0.00% Added +9.0k +9,030
12 Camelot Portfolios, LLC 0.72% of their portfolio Maumee, OH 88,11588.1k $1.3m $1.3m 0.72% Added +21.6k +21,585
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 87,38487.4k $1.3m $1.3m 0.00% Added +1.0k +1,040
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 86,10886.1k $1.2m $1.2m 0.00% Added +9.6k +9,639
15 Shaker Financial Services, LLC 0.46% of their portfolio Arlington, VA 78,44478.4k $1.1m $1.1m 0.46% Added +6.4k +6,369
16 DEBUSSY CAPITAL MANAGEMENT LP 0.32% of their portfolio CHICAGO, IL 78,22478.2k $1.1m $1.1m 0.32% Reduced -11.9k -11,916
17 Consolidated Portfolio Review Corp 0.24% of their portfolio WOODBURY, NY 70,75570.8k $1.0m $1.0m 0.24% Reduced -441 -441
18 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 70,31170.3k $1.0m $1.0m 0.01% Reduced -2.0k -1,960
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 70,08670.1k $1.0m $1.0m 0.00% Added +2.9k +2,922
20 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 66,10666.1k $955.2k $955.2k 0.02% Added +6.0k +6,050
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 53,46453.5k $773.0k $773.0k 0.00% Added +3.5k +3,468
22 Secure Asset Management, LLC 0.14% of their portfolio Troy, MI 51,20351.2k $739.9k $739.9k 0.14% New
23 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 50,26350.3k $726.3k $726.3k 0.01% Added +4.0k +3,984
24 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 39,86039.9k $576.0k $576.0k 0.00% New
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 39,09139.1k $565.0k $565.0k 0.00% Unchanged
26 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 33,22233.2k $480.1k $480.1k 0.00% Reduced -164 -164
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 31,68931.7k $457.9k $457.9k 0.04% Added +18.6k +18,568
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,64830.6k $443.0k $443.0k 0.00% Reduced -23.9k -23,922
29 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 25,18725.2k $364.0k $364.0k 0.00% Unchanged
30 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 20,73220.7k $301.8k $301.8k 0.00% Unchanged
31 MCRAE CAPITAL MANAGEMENT INC 0.07% of their portfolio Morristown, NJ 20,48320.5k $296.0k $296.0k 0.07% Added +220 +220
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,07118.1k $261.0k $261.0k 0.00% Added +89 +89
33 CALDWELL SUTTER CAPITAL, INC. 0.12% of their portfolio SAUSALITO, CA 16,40016.4k $237.0k $237.0k 0.12% Unchanged
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,23616.2k $234.6k $234.6k 0.00% Reduced -255 -255
35 IFG Advisory, LLC 0.01% of their portfolio ATLANTA, GA 14,74014.7k $213.0k $213.0k 0.01% New
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,59913.6k $197.0k $197.0k 0.00% New
37 INTEGRATED CAPITAL MANAGEMENT, INC. 0.16% of their portfolio JESSUP, PA 13,49013.5k $194.9k $194.9k 0.16% Added +1.6k +1,618
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,37113.4k $193.2k $193.2k 0.00% Reduced -2.9k -2,872
39 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 13,35313.4k $193.0k $193.0k 0.01% New
40 BARINGS LLC 0.00% of their portfolio CHARLOTTE, NC 13,15113.2k $190.0k $190.0k 0.00% Added +289 +289
41 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 12,84112.8k $185.6k $185.6k 0.00% New
42 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,00012.0k $173.4k $173.4k 0.00% Unchanged
43 TRANSCEND CAPITAL ADVISORS, LLC 0.01% of their portfolio MADISON, NJ 10,00010.0k $144.5k $144.5k 0.01% Unchanged
44 EMFO, LLC 0.10% of their portfolio WESTON, FL 7,3497.3k $106.2k $106.2k 0.10% Unchanged
45 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 6,7446.7k $97.4k $97.4k 0.01% New
46 CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio CHARLOTTE, NC 4,2534.3k $61.9k $61.9k 0.01% Unchanged
47 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 2,3982.4k $34.6k $34.6k 0.01% Added +53 +53
48 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 1,7001.7k $24.6k $24.6k 0.00% Unchanged
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0641.1k $15.4k $15.4k 0.00% Unchanged
50 CWM, LLC 0.00% of their portfolio OMAHA, NE 971971 $14.0k $14.0k 0.00% Unchanged
51 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 812812 $11.7k $11.7k 0.00% New
52 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 436436 $6.3k $6.3k 0.00% New
53 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 88 $114 $114 0.00% Reduced -2.2k -2,173
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged