BARINGS CORPORATE INVS MCI
COM · Closed-End Fund · CUSIP 06759X107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.78.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 50 |
| Q4 2022 | 56 |
| Q1 2023 | 54 |
| Q2 2023 | 49 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 23 |
| Q1 2023 | 20 | 24 |
| Q2 2023 | 16 | 26 |
Biggest buyers
| UBS Group AG | Added | +91.6k |
| MORGAN STANLEY | Added | +43.2k |
| BHK Investment Advisors, LLC | Added | +23.9k |
| MERCER GLOBAL ADVISORS INC /ADV | New | +11.5k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +11.0k |
| MONEY CONCEPTS CAPITAL CORP | New | +10.3k |
| MML INVESTORS SERVICES, LLC | New | +10.0k |
| Atria Wealth Solutions, Inc. | Added | +2.8k |
| OSAIC HOLDINGS, INC. | Added | +1.4k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +1.4k |
Biggest sellers
| Almitas Capital LLC | Sold out | -105.0k |
| LPL Financial LLC | Sold out | -92.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -63.0k |
| Beacon Pointe Advisors, LLC | Sold out | -25.6k |
| WELLS FARGO & COMPANY/MN | Reduced | -23.6k |
| Curbstone Financial Management Corp | Reduced | -15.8k |
| Raymond James Financial Services Advisors, Inc. | Sold out | -14.5k |
| Altus Wealth Group LLC | Sold out | -12.4k |
| DAVENPORT & Co LLC | Reduced | -6.6k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -5.9k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-06-05 | GRACE EDWARD P III Trustee | Bought | $16.1k1.2k shares |
| 2023-05-23 | SWEENEY SUSAN B Trustee | Bought | $7.3k500 shares |
| 2023-05-22 | GRACE EDWARD P III Trustee | Bought | $38.7k2.8k shares |
| 2023-05-22 | Ginader Barbara Trustee | Bought | $7.0k500 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.66% of their portfolio | 886.1k $13.2m | Reduced -63.0k |
| Curbstone Financial Management Corp 1.32% of their portfolio | 371.8k $5.5m | Reduced -15.8k |
| BHK Investment Advisors, LLC 2.35% of their portfolio | 369.1k $5.5m | Added +23.9k |
| UBS Group AG 0.00% of their portfolio | 205.9k $3.1m | Added +91.6k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio | 197.1k $2.9m | Added +11.0k |
| Sky Investment Group LLC 0.57% of their portfolio | 176.4k $2.6m | Reduced -1.0k |
| MORGAN STANLEY 0.00% of their portfolio | 175.3k $2.6m | Added +43.2k |
| TSP Capital Management Group, LLC 0.48% of their portfolio | 89.2k $1.3m | Added +445 |
| CALDWELL SUTTER CAPITAL, INC. 0.68% of their portfolio | 87.6k $1.3m | Reduced -50 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 84.4k $1.3m | Added +1.4k |
| Greenwich Investment Management, Inc. 0.93% of their portfolio | 82.6k $1.2m | Reduced -1.1k |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.24% of their portfolio | 50.3k $750.0k | Reduced -1.0k |
| Future Financial Wealth Managment LLC 0.67% of their portfolio | 42.7k $636.3k | Added +700 |
| COLONY GROUP LLC 0.01% of their portfolio | 41.7k $621.0k | Reduced -4.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 39.4k $587.2k | Added +1.4k |
| Cetera Investment Advisers 0.00% of their portfolio | 39.0k $580.6k | Reduced -759 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 34.2k $509.7k | Reduced -23.6k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 30.9k $460.4k | Added +2.8k |
| VANGUARD GROUP INC 0.00% of their portfolio | 30.1k $448.5k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 29.3k $436.3k | Reduced -600 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 27.1k $403.3k | Reduced -5.9k |
| DAVENPORT & Co LLC 0.00% of their portfolio | 25.9k $386.1k | Reduced -6.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 21.8k $324.5k | Added +97 |
| HighTower Advisors, LLC 0.00% of their portfolio | 21.1k $315.0k | Added +71 |
| US BANCORP \DE\ 0.00% of their portfolio | 20.9k $311.0k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 19.1k $284.1k | Reduced -3.4k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 18.1k $270.0k | Reduced -408 |
| Stonebridge Capital Advisors LLC 0.02% of their portfolio | 15.1k $225.4k | Reduced -50 |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 14.8k $221.0k | Unchanged |
| ST GERMAIN D J CO INC 0.01% of their portfolio | 12.8k $190.7k | First filing |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 12.8k $190.5k | Reduced -4.7k |
| MONTAG A & ASSOCIATES INC 0.01% of their portfolio | 12.1k $180.2k | Added +79 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 11.9k $177.3k | Unchanged |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 11.5k $171.0k | New |
| Consolidated Portfolio Review Corp 0.04% of their portfolio | 10.6k $157.7k | Added +155 |
| Fiduciary Trust Co 0.00% of their portfolio | 10.4k $155.5k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio | 10.3k $153.8k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 10.0k $149.0k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.5k $67.0k | Reduced -993 |
| PITTENGER & ANDERSON INC 0.00% of their portfolio | 2.0k $29.8k | Unchanged |
| ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio | 1.9k $28.8k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.6k $24.6k | Unchanged |
| Ulland Investment Advisors, LLC 0.02% of their portfolio | 1.2k $17.0k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.0k $15.5k | Unchanged |
| TRUST CO OF VERMONT 0.00% of their portfolio | 888 $13.2k | Unchanged |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 800 $11.9k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 625 $9.3k | Unchanged |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 600 $8.9k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 49 $730 | Unchanged |