Vault-13

BARINGS CORPORATE INVS MCI

COM · Closed-End Fund · CUSIP 06759X107

49 institutional holders -5 vs Q1 2023
3,176,3533.2m shares reported held*
$50.1mreported value*
3 new 13 added 17 reduced 9 sold out net sold ≈ $2.7m (-179.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.78.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 50Q4 22: 56Q1 23: 54Q2 23: 4949Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202250
Q4 202256
Q1 202354
Q2 202349

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 24 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221923
Q1 20232024
Q2 20231626

Biggest buyers

UBS Group AG Added +91,551+91.6k
MORGAN STANLEY Added +43,157+43.2k
BHK Investment Advisors, LLC Added +23,861+23.9k
MERCER GLOBAL ADVISORS INC /ADV New +11,500+11.5k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +10,975+11.0k
MONEY CONCEPTS CAPITAL CORP New +10,322+10.3k
MML INVESTORS SERVICES, LLC New +10,019+10.0k
Atria Wealth Solutions, Inc. Added +2,833+2.8k
OSAIC HOLDINGS, INC. Added +1,385+1.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +1,351+1.4k

Biggest sellers

Almitas Capital LLC Sold out -104,971-105.0k
LPL Financial LLC Sold out -92,040-92.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -63,044-63.0k
Beacon Pointe Advisors, LLC Sold out -25,602-25.6k
WELLS FARGO & COMPANY/MN Reduced -23,635-23.6k
Curbstone Financial Management Corp Reduced -15,800-15.8k
Raymond James Financial Services Advisors, Inc. Sold out -14,477-14.5k
Altus Wealth Group LLC Sold out -12,401-12.4k
DAVENPORT & Co LLC Reduced -6,567-6.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,940-5.9k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2023-06-05 GRACE EDWARD P III Trustee Bought 1,157 $13.95 $16.1k1.2k shares +3%
2023-05-23 SWEENEY SUSAN B Trustee Bought 500 $14.57 $7.3k500 shares +7%
2023-05-22 GRACE EDWARD P III Trustee Bought 2,800 $13.84 $38.7k2.8k shares +9%
2023-05-22 Ginader Barbara Trustee Bought 500 $13.97 $7.0k500 shares +8%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.66% of their portfolio WEST PALM BEACH, FL 886,140886.1k $13.2m $13.2m 0.66% Reduced -63.0k -63,044
2 Curbstone Financial Management Corp 1.32% of their portfolio MANCHESTER, NH 371,836371.8k $5.5m $5.5m 1.32% Reduced -15.8k -15,800
3 BHK Investment Advisors, LLC 2.35% of their portfolio BIRMINGHAM, AL 369,142369.1k $5.5m $5.5m 2.35% Added +23.9k +23,861
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 205,886205.9k $3.1m $3.1m 0.00% Added +91.6k +91,551
5 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 197,075197.1k $2.9m $2.9m 0.11% Added +11.0k +10,975
6 Sky Investment Group LLC 0.57% of their portfolio HARTFORD, CT 176,439176.4k $2.6m $2.6m 0.57% Reduced -1.0k -1,000
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 175,268175.3k $2.6m $2.6m 0.00% Added +43.2k +43,157
8 TSP Capital Management Group, LLC 0.48% of their portfolio Summit, NJ 89,21889.2k $1.3m $1.3m 0.48% Added +445 +445
9 CALDWELL SUTTER CAPITAL, INC. 0.68% of their portfolio SAUSALITO, CA 87,61487.6k $1.3m $1.3m 0.68% Reduced -50 -50
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 84,36384.4k $1.3m $1.3m 0.00% Added +1.4k +1,351
11 Greenwich Investment Management, Inc. 0.93% of their portfolio NORWALK, CT 82,61282.6k $1.2m $1.2m 0.93% Reduced -1.1k -1,080
12 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.24% of their portfolio PRINCETON, NJ 50,31650.3k $750.0k $750.0k 0.24% Reduced -1.0k -1,045
13 Future Financial Wealth Managment LLC 0.67% of their portfolio CINCINNATI, OH 42,70842.7k $636.3k $636.3k 0.67% Added +700 +700
14 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 41,66941.7k $621.0k $621.0k 0.01% Reduced -4.2k -4,186
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,40639.4k $587.2k $587.2k 0.00% Added +1.4k +1,385
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 38,96839.0k $580.6k $580.6k 0.00% Reduced -759 -759
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 34,20534.2k $509.7k $509.7k 0.00% Reduced -23.6k -23,635
18 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 30,90130.9k $460.4k $460.4k 0.01% Added +2.8k +2,833
19 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 30,10030.1k $448.5k $448.5k 0.00% Unchanged
20 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 29,28029.3k $436.3k $436.3k 0.00% Reduced -600 -600
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,06827.1k $403.3k $403.3k 0.00% Reduced -5.9k -5,940
22 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 25,91625.9k $386.1k $386.1k 0.00% Reduced -6.6k -6,567
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,77521.8k $324.5k $324.5k 0.00% Added +97 +97
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,10821.1k $315.0k $315.0k 0.00% Added +71 +71
25 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 20,87220.9k $311.0k $311.0k 0.00% Unchanged
26 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 19,06619.1k $284.1k $284.1k 0.00% Reduced -3.4k -3,383
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,11818.1k $270.0k $270.0k 0.00% Reduced -408 -408
28 Stonebridge Capital Advisors LLC 0.02% of their portfolio ST PAUL, MN 15,12515.1k $225.4k $225.4k 0.02% Reduced -50 -50
29 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 14,82414.8k $221.0k $221.0k 0.01% Unchanged
30 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 12,80112.8k $190.7k $190.7k 0.01% First filing
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,78412.8k $190.5k $190.5k 0.00% Reduced -4.7k -4,674
32 MONTAG A & ASSOCIATES INC 0.01% of their portfolio ATLANTA, GA 12,09512.1k $180.2k $180.2k 0.01% Added +79 +79
33 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11,90011.9k $177.3k $177.3k 0.00% Unchanged
34 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,50011.5k $171.0k $171.0k 0.00% New
35 Consolidated Portfolio Review Corp 0.04% of their portfolio WOODBURY, NY 10,58510.6k $157.7k $157.7k 0.04% Added +155 +155
36 Fiduciary Trust Co 0.00% of their portfolio Boston, MA 10,43710.4k $155.5k $155.5k 0.00% Unchanged
37 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 10,32210.3k $153.8k $153.8k 0.02% New
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,01910.0k $149.0k $149.0k 0.00% New
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,4814.5k $67.0k $67.0k 0.00% Reduced -993 -993
40 PITTENGER & ANDERSON INC 0.00% of their portfolio LINCOLN, NE 2,0002.0k $29.8k $29.8k 0.00% Unchanged
41 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 1,9331.9k $28.8k $28.8k 0.00% Unchanged
42 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6501.6k $24.6k $24.6k 0.00% Unchanged
43 Ulland Investment Advisors, LLC 0.02% of their portfolio MINNEAPOLIS, MN 1,1651.2k $17.0k $17.0k 0.02% Unchanged
44 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,0401.0k $15.5k $15.5k 0.00% Unchanged
45 TRUST CO OF VERMONT 0.00% of their portfolio BRATTLEBORO, VT 888888 $13.2k $13.2k 0.00% Unchanged
46 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 800800 $11.9k $11.9k 0.00% Unchanged
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 625625 $9.3k $9.3k 0.00% Unchanged
48 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 600600 $8.9k $8.9k 0.00% Unchanged
49 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4949 $730 $730 0.00% Unchanged