Vault-13

BARCLAYS BANK PLC

IPTH SR B S&P · CUSIP 06748F324

69 institutional holders -3 vs Q4 2023
15,059,81615.1m shares reported held*
$195.3mreported value*
19 new 23 added 10 reduced 19 sold out net bought ≈ $36.8m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.97. Options: 15 managers hold calls ($64.5m notional), 14 hold puts ($87.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q1 23: 58Q2 23: 71Q3 23: 61Q4 23: 72Q1 24: 6969Q1 23Q2 23Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q1 202358
Q2 202371
Q3 202361
Q4 202372
Q1 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 51 bought or addedQ2 23: 29 cut or sold outQ2 23Q3 23: 31 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 42 bought or addedQ1 24: 29 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q2 20235129
Q3 20233141
Q4 20234126
Q1 20244229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ2 23 calls: $131.8mQ2 23 puts: $236.5mQ2 23P/C 1.79Q3 23 calls: $181.9mQ3 23 puts: $400.7mQ3 23P/C 2.20Q4 23 calls: $52.7mQ4 23 puts: $131.9mQ4 23P/C 2.50Q1 24 calls: $64.5mQ1 24 puts: $87.3mQ1 24P/C 1.35
Numbers
QuarterCallsPutsP/C
Q2 2023$131.8m$236.5m1.79
Q3 2023$181.9m$400.7m2.20
Q4 2023$52.7m$131.9m2.50
Q1 2024$64.5m$87.3m1.35

Biggest buyers

MORGAN STANLEY Added +2,271,756+2.3m
TWO SIGMA INVESTMENTS, LP New +929,920+929.9k
MILLENNIUM MANAGEMENT LLC Added +644,173+644.2k
Concentric Capital Strategies, LP Added +411,008+411.0k
Arlington Capital Management, Inc. New +360,232+360.2k
Centiva Capital, LP Added +264,964+265.0k
Guild Investment Management, Inc. New +140,000+140.0k
New York Life Investment Management LLC Added +117,723+117.7k
Segantii Capital Management Ltd New +100,000+100.0k
Tower Research Capital LLC (TRC) Added +81,684+81.7k

Biggest sellers

BARCLAYS PLC Reduced -1,714,780-1.7m
HRT FINANCIAL LP Reduced -459,791-459.8k
Jump Financial, LLC Reduced -139,578-139.6k
IMC-Chicago, LLC Sold out -137,801-137.8k
CITADEL ADVISORS LLC Reduced -113,787-113.8k
Walleye Trading LLC Sold out -111,130-111.1k
Alphadyne Asset Management LP Sold out -73,856-73.9k
CIBC WORLD MARKET INC. Reduced -73,127-73.1k
CENTAURUS FINANCIAL, INC. Sold out -60,058-60.1k
SeaCrest Wealth Management, LLC Sold out -45,625-45.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $37.5m2.9m shares
BARCLAYS PLC New $8.4m650.0k shares
CITADEL ADVISORS LLC Reduced $7.0m538.5k shares
WOLVERINE TRADING, LLC Reduced $5.1m390.1k shares
MILLENNIUM MANAGEMENT LLC Added $2.7m210.0k shares
ExodusPoint Capital Management, LP New $2.3m180.0k shares
HORIZON KINETICS ASSET MANAGEMENT LLC Unchanged $1.3m42.3k shares
Shay Capital LLC Reduced $194.6k15.0k shares
SIGNATUREFD, LLC New $34.2k30.0k shares
HAP Trading, LLC Added $12.4k75.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $40.7m3.1m shares
JANE STREET GROUP, LLC Added $12.2m937.0k shares
CITADEL ADVISORS LLC Reduced $12.0m922.0k shares
GROUP ONE TRADING LLC Reduced $5.5m427.2k shares
SIMPLEX TRADING, LLC Reduced $4.1m316.2k shares
Lombard Odier Asset Management (USA) Corp Reduced $3.4m260.0k shares
WOLVERINE TRADING, LLC Reduced $2.9m227.2k shares
Centiva Capital, LP Added $2.0m155.0k shares
IMC-Chicago, LLC Reduced $1.7m130.2k shares
BANK OF AMERICA CORP /DE/ New $1.3m100.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 3,527,5203.5m $45.8m $45.8m 0.02% Reduced -1.7m -1,714,780
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,440,1282.4m $31.6m $31.6m 0.00% Added +2.3m +2,271,756
3 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 2,102,4712.1m $27.3m $27.3m 0.02% Added +644.2k +644,173
4 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 929,920929.9k $12.1m $12.1m 0.03% New
5 Concentric Capital Strategies, LP 0.70% of their portfolio Stamford, CT 844,917844.9k $11.0m $11.0m 0.70% Added +411.0k +411,008
6 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 598,716598.7k $7.8m $7.8m 0.01% Reduced -113.8k -113,787
7 Jump Financial, LLC 0.19% of their portfolio Chicago, IL 538,752538.8k $7.0m $7.0m 0.19% Reduced -139.6k -139,578
8 Centiva Capital, LP 0.39% of their portfolio New York, NY 537,464537.5k $7.0m $7.0m 0.39% Added +265.0k +264,964
9 New York Life Investment Management LLC 0.06% of their portfolio New York, NY 484,930484.9k $6.3m $6.3m 0.06% Added +117.7k +117,723
10 Advisory Services Network, LLC 0.11% of their portfolio ATLANTA, GA 381,977382.0k $5.0m $5.0m 0.11% Added +65.2k +65,189
11 Arlington Capital Management, Inc. 3.88% of their portfolio ARLINGTON HEIGHTS, IL 360,232360.2k $4.7m $4.7m 3.88% New
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 278,688278.7k $3.6m $3.6m 0.00% Reduced -27.5k -27,506
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 206,648206.6k $2.7m $2.7m 0.00% Added +39.2k +39,222
14 Jade Capital Advisors, LLC 1.64% of their portfolio Essex Fells, NJ 168,250168.2k $2.2m $2.2m 1.64% Reduced -30.0k -30,000
15 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 161,107161.1k $2.1m $2.1m 0.01% Reduced -73.1k -73,127
16 Guild Investment Management, Inc. 2.32% of their portfolio WESTLAKE VILLAGE, CA 140,000140.0k $1.8m $1.8m 2.32% New
17 LUMINUS MANAGEMENT LLC 0.96% of their portfolio HOUSTON, TX 127,500127.5k $1.7m $1.7m 0.96% Added +12.5k +12,500
18 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 121,215121.2k $1.6m $1.6m 0.01% Unchanged
19 Elequin Capital, LP 0.30% of their portfolio NEW YORK, NY 120,677120.7k $1.6m $1.6m 0.30% Added +31.0k +30,960
20 Segantii Capital Management Ltd 0.13% of their portfolio HONG KONG, K3 100,000100.0k $1.3m $1.3m 0.13% New
21 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 96,22496.2k $1.2m $1.2m 0.00% Added +46.4k +46,359
22 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 84,16884.2k $1.1m $1.1m 0.03% Added +81.7k +81,684
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 76,71376.7k $995.0k $995.0k 0.00% New
24 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 69,44469.4k $900.7k $900.7k 0.01% New
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 59,47159.5k $7.7k $7.7k 0.00% Added +43.8k +43,772
26 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 55,49755.5k $719.8k $719.8k 0.00% Added +6.4k +6,378
27 Prosperity Wealth Management, Inc. 0.30% of their portfolio San Ramon, CA 48,94548.9k $634.8k $634.8k 0.30% New
28 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 44,81544.8k $581.3k $581.3k 0.01% Reduced -629 -629
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 41,09741.1k $533.0k $533.0k 0.00% New
30 Shay Capital LLC 0.15% of their portfolio NEW YORK, NY 40,00040.0k $518.8k $518.8k 0.15% Added +15.0k +15,000
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 37,22337.2k $482.8k $482.8k 0.00% Added +34.3k +34,254
32 Capital CS Group, LLC 0.47% of their portfolio IRVINE, CA 35,99136.0k $466.8k $466.8k 0.47% New
33 PRELUDE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 29,60929.6k $384.0k $384.0k 0.03% New
34 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 27,95128.0k $362.0k $362.0k 0.00% Reduced -459.8k -459,791
35 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 26,00026.0k $337.2k $337.2k 0.02% New
36 RAFFLES ASSOCIATES LP 0.38% of their portfolio NEW YORK, NY 25,00025.0k $324.2k $324.2k 0.38% New
37 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 21,57321.6k $279.8k $279.8k 0.00% Added +23 +23
38 Private Wealth Partners, LLC 0.02% of their portfolio MILL VALLEY, CA 21,50021.5k $278.9k $278.9k 0.02% New
39 AM INVESTMENT STRATEGIES LLC 0.06% of their portfolio CHATTANOOGA, TN 17,00017.0k $220.0k $220.0k 0.06% Unchanged
40 ELEMENT POINTE ADVISORS, LLC 0.05% of their portfolio MIAMI, FL 15,00015.0k $194.6k $194.6k 0.05% Unchanged
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,09614.1k $182.0k $182.0k 0.00% New
42 Tactive Advisors, LLC 0.09% of their portfolio Jacksonville, FL 13,26613.3k $172.1k $172.1k 0.09% Reduced -8.9k -8,910
43 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 12,60012.6k $163.4k $163.4k 0.00% Reduced -2.7k -2,700
44 Headlands Technologies LLC 0.04% of their portfolio CHICAGO, IL 12,43012.4k $161.2k $161.2k 0.04% Added +9.9k +9,927
45 GABLES CAPITAL MANAGEMENT INC. 0.04% of their portfolio MIAMI, FL 4,9394.9k $64.1k $64.1k 0.04% Added +94 +94
46 FNY Investment Advisers, LLC 0.03% of their portfolio NEW YORK, NY 4,2004.2k $54.0k $54.0k 0.03% Added +2.2k +2,250
47 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 4,0114.0k $55.9k $55.9k 0.01% Added +2.5k +2,479
48 ELKHORN PARTNERS LIMITED PARTNERSHIP 0.03% of their portfolio OMAHA, NE 3,5003.5k $45.0k $45.0k 0.03% Unchanged
49 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,6052.6k $33.9k $33.9k 0.00% Added +2.5k +2,500
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5001.5k $19.5k $19.5k 0.00% Added +330 +330
51 Addison Advisors LLC 0.00% of their portfolio MIDDLEBURY, VT 680680 $8.8k $8.8k 0.00% New
52 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 342342 $4.4k $4.4k 0.00% Unchanged
53 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 238238 $3.1k $3.1k 0.00% New
54 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 197197 $2.6k $2.6k 0.00% Unchanged
55 WFA Asset Management Corp 0.00% of their portfolio WHITEFISH BAY, WI 6868 $882 $882 0.00% Unchanged
56 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 6464 $830 $830 0.00% Unchanged
57 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 5050 $657 $657 0.00% New
58 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5050 $649 $649 0.00% Unchanged
59 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 3737 $480 $480 0.00% New
60 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 2525 $324 $324 0.00% Added +12 +12
61 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 2525 $324 $324 0.00% Unchanged
62 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 1111 $143 $143 0.00% Unchanged
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1010 $130 $130 0.00% Unchanged
64 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 66 $72 $72 0.00% Unchanged
65 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 22 $26 $26 0.00% Unchanged
66 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 11 $14 $14 0.00% Unchanged
67 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 11 $13 $13 0.00% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
69 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 00 $0 $0 0.00% New