Vault-13

BARCLAYS BANK PLC

IPTH SR B S&P · CUSIP 06747R477

3 institutional holders -83 vs Q4 2022
11,27811.3k shares reported held*
$495.0kreported value*
1 new 0 added 1 reduced 81 sold out net sold ≈ $111.5m (-7.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.89. Options: 1 managers hold calls ($2.8m notional), 3 hold puts ($46.0m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 72Q4 22: 86Q1 23: 33Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202272
Q4 202286
Q1 20233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 82 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224740
Q1 2023182

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $141.2mQ3 22 puts: $374.9mQ3 22P/C 2.66Q4 22 calls: $251.3mQ4 22 puts: $206.0mQ4 22P/C 0.82Q1 23 calls: $2.8mQ1 23 puts: $46.0mQ1 23P/C 16.25
Numbers
QuarterCallsPutsP/C
Q3 2022$141.2m$374.9m2.66
Q4 2022$251.3m$206.0m0.82
Q1 2023$2.8m$46.0m16.25

Biggest buyers

CTC LLC New +8,486+8.5k

Biggest sellers

BARCLAYS PLC Sold out -2,553,684-2.6m
BANK OF AMERICA CORP /DE/ Sold out -863,600-863.6k
Kestra Advisory Services, LLC Sold out -653,088-653.1k
GOLDMAN SACHS GROUP INC Sold out -650,903-650.9k
SG Americas Securities, LLC Sold out -507,829-507.8k
IMC-Chicago, LLC Sold out -435,911-435.9k
MILLENNIUM MANAGEMENT LLC Sold out -389,360-389.4k
SIMPLEX TRADING, LLC Sold out -385,333-385.3k
Ausdal Financial Partners, Inc. Sold out -347,186-347.2k
JANE STREET GROUP, LLC Sold out -181,018-181.0k

Biggest calls

HORIZON KINETICS ASSET MANAGEMENT LLC Reduced $2.8m32.2k shares

Biggest puts

CTC LLC Reduced $37.8m8.4k shares
BARCLAYS PLC New $8.3m183.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CTC LLC 0.01% of their portfolio CHICAGO, IL 8,4868.5k $382.8k $382.8k 0.01% New
2 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,7922.8k $112.2k $112.2k 0.00% Reduced -27.6k -27,602
3 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged