Vault-13

BARCLAYS BANK PLC DJP

DJUBS CMDT ETN36 · ETP · CUSIP 06738C778

141 institutional holders +2 vs Q3 2023
9,218,2559.2m shares reported held*
$280.1mreported value*
10 new 30 added 50 reduced 15 sold out net sold ≈ $8.3m (-274.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.39. Options: 1 managers hold calls ($227.9k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 147Q4 22: 147Q1 23: 144Q2 23: 142Q3 23: 139Q4 23: 141141Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022147
Q4 2022147
Q1 2023144
Q2 2023142
Q3 2023139
Q4 2023141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 67 cut or sold outQ2 23Q3 23: 51 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 40 bought or addedQ4 23: 65 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225466
Q1 20235269
Q2 20233767
Q3 20235155
Q4 20234065

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $227.4kQ1 23 puts: $101.1kQ1 23P/C 0.44Q2 23 calls: $5.2mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $5.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $227.9kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$227.4k$101.1k0.44
Q2 2023$5.2m$00.00
Q3 2023$5.1m$00.00
Q4 2023$227.9k$00.00

Biggest buyers

MORGAN STANLEY Added +410,285+410.3k
Heartland Bank & Trust Co Added +239,070+239.1k
CERTUITY, LLC Added +201,482+201.5k
Curi Capital, LLC New +186,293+186.3k
Forefront Analytics, LLC Added +173,161+173.2k
STEEL GROVE CAPITAL ADVISORS, LLC New +143,598+143.6k
Washington Trust Bank Added +114,044+114.0k
JPMORGAN CHASE & CO Added +101,396+101.4k
Engrave Wealth Partners LLC New +58,816+58.8k
Cerity Partners LLC New +44,816+44.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -775,443-775.4k
CIBC Private Wealth Group LLC Reduced -408,052-408.1k
STATE STREET CORP Sold out -217,057-217.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -85,196-85.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -80,426-80.4k
Merriman Wealth Management, LLC Sold out -66,179-66.2k
BLB&B Advisors, LLC Reduced -60,287-60.3k
FLOW TRADERS U.S. LLC Reduced -51,217-51.2k
Chicago Partners Investment Group LLC Sold out -39,861-39.9k
Idaho Trust Co Reduced -33,868-33.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $227.9k7.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BLB&B Advisors, LLC 2.57% of their portfolio MONTGOMERYVILLE, PA 1,339,3301.3m $40.7m $40.7m 2.57% Reduced -60.3k -60,287
2 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.49% of their portfolio SAN FRANCISCO, CA 747,275747.3k $22.7m $22.7m 1.49% Reduced -4.8k -4,829
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 533,238533.2k $16.2m $16.2m 0.05% Reduced -85.2k -85,196
4 DIMENSION CAPITAL MANAGEMENT LLC 3.17% of their portfolio Coral Gables, FL 500,943500.9k $15.2m $15.2m 3.17% Reduced -6.4k -6,408
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 481,928481.9k $14.6m $14.6m 0.00% Reduced -568 -568
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 466,596466.6k $14.2m $14.2m 0.00% Added +410.3k +410,285
7 Heartland Bank & Trust Co 8.54% of their portfolio BLOOMINGTON, IL 408,080408.1k $12.4m $12.4m 8.54% Added +239.1k +239,070
8 Washington Trust Bank 0.66% of their portfolio Spokane, WA 246,147246.1k $7.5m $7.5m 0.66% Added +114.0k +114,044
9 CERTUITY, LLC 0.76% of their portfolio NORTH PALM BEACH, FL 245,131245.1k $7.4m $7.4m 0.76% Added +201.5k +201,482
10 Forefront Analytics, LLC 3.39% of their portfolio WEST CONSHOHOCKEN, PA 226,165226.2k $6.9m $6.9m 3.39% Added +173.2k +173,161
11 Curi Capital, LLC 0.17% of their portfolio CHICAGO, IL 186,293186.3k $5.7m $5.7m 0.17% New
12 ACIMA PRIVATE WEALTH, LLC 2.17% of their portfolio RICHMOND, VA 183,232183.2k $5.6m $5.6m 2.17% Added +3.1k +3,058
13 Legend Financial Advisors, Inc. 3.94% of their portfolio PITTSBURGH, PA 161,447161.4k $4.9m $4.9m 3.94% Added +2.6k +2,567
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 160,634160.6k $4.9m $4.9m 0.00% Added +2.5k +2,516
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 154,610154.6k $4.7m $4.7m 0.00% Added +101.4k +101,396
16 STEEL GROVE CAPITAL ADVISORS, LLC 0.59% of their portfolio MEMPHIS, TN 143,598143.6k $4.4m $4.4m 0.59% New
17 CoreCap Advisors, LLC 0.26% of their portfolio SOUTHFIELD, MI 130,900130.9k $4.0m $4.0m 0.26% Added +3.0k +3,044
18 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 126,732126.7k $3.9m $3.9m 0.01% Reduced -408.1k -408,052
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 120,746120.7k $3.7m $3.7m 0.00% Added +2.9k +2,909
20 Ironwood Wealth Management, LLC. 1.21% of their portfolio CHANDLER, AZ 119,723119.7k $3.6m $3.6m 1.21% Reduced -20.1k -20,082
21 HANCOCK WHITNEY CORP 0.13% of their portfolio GULFPORT, MS 115,771115.8k $3.5m $3.5m 0.13% Added +5.4k +5,379
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 104,069104.1k $3.2m $3.2m 0.00% Reduced -2.9k -2,933
23 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 102,632102.6k $3.1m $3.1m 0.05% Reduced -4.5k -4,487
24 CULTIVAR CAPITAL, INC. 2.74% of their portfolio DENTON, TX 102,631102.6k $3.1m $3.1m 2.74% First filing
25 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 98,19998.2k $3.0m $3.0m 0.08% Reduced -3.9k -3,870
26 Ackerman Capital Advisors, LLC 0.70% of their portfolio DALLAS, TX 82,03782.0k $2.5m $2.5m 0.70% Reduced -6.1k -6,118
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,23281.2k $2.5m $2.5m 0.00% Reduced -27.0k -26,983
28 Bruce G. Allen Investments, LLC 2.06% of their portfolio DENVER, CO 74,39274.4k $2.3m $2.3m 2.06% First filing
29 NVWM, LLC 0.66% of their portfolio YARDLEY, PA 72,77972.8k $2.2m $2.2m 0.66% Reduced -12.8k -12,822
30 Sharper & Granite LLC 1.12% of their portfolio EL SEGUNDO, CA 71,17071.2k $2.2m $2.2m 1.12% Reduced -3.5k -3,545
31 UNIQUE WEALTH, LLC 0.68% of their portfolio TAMPA, FL 68,80368.8k $2.1m $2.1m 0.68% Added +42.5k +42,485
32 RiverGlades Family Offices LLC 1.66% of their portfolio NAPLES, FL 68,59568.6k $2.1m $2.1m 1.66% Added +1.3k +1,270
33 VPR Management LLC 0.53% of their portfolio HOUSTON, TX 67,80067.8k $2.1m $2.1m 0.53% Unchanged
34 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 65,87065.9k $2.0m $2.0m 0.01% Reduced -1.7k -1,683
35 Idaho Trust Co 1.15% of their portfolio BOISE, ID 65,24365.2k $2.0m $2.0m 1.15% Reduced -33.9k -33,868
36 Engrave Wealth Partners LLC 0.51% of their portfolio SPRING, TX 58,81658.8k $1.8m $1.8m 0.51% New
37 Insight Advisors, LLC/ PA 0.37% of their portfolio Newtown, PA 56,84256.8k $1.7m $1.7m 0.37% Reduced -8.3k -8,283
38 OneAscent Financial Services LLC 0.20% of their portfolio BIRMINGHAM, AL 52,41452.4k $1.6m $1.6m 0.20% Added +12.2k +12,169
39 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 45,26245.3k $1.4m $1.4m 0.00% Added +21.4k +21,415
40 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 44,81644.8k $1.4m $1.4m 0.00% New
41 Associated Banc-Corp 0.04% of their portfolio Green Bay, WI 39,95240.0k $1.2m $1.2m 0.04% Reduced -571 -571
42 Peak Financial Management, Inc. 0.41% of their portfolio WELLESLEY, MA 39,81639.8k $1.2m $1.2m 0.41% Added +1.1k +1,075
43 AllSquare Wealth Management LLC 0.73% of their portfolio ALBANY, NY 38,90038.9k $1.2m $1.2m 0.73% Reduced -825 -825
44 Measured Wealth Private Client Group, LLC 0.43% of their portfolio PORTSMOUTH, NH 38,09138.1k $1.2m $1.2m 0.43% Reduced -1.8k -1,817
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 37,71037.7k $1.1m $1.1m 0.00% Reduced -18.6k -18,637
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,59332.6k $991.0k $991.0k 0.00% Added +31 +31
47 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 32,56032.6k $989.5k $989.5k 0.01% Reduced -1.4k -1,442
48 Topel & Distasi Wealth Management, LLC 0.44% of their portfolio BERKELEY, CA 30,57930.6k $929.3k $929.3k 0.44% Added +18.6k +18,551
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,98230.0k $911.2k $911.2k 0.00% Reduced -1.7k -1,713
50 MONECO ADVISORS, LLC 0.17% of their portfolio FAIRFIELD, CT 29,15729.2k $886.1k $886.1k 0.17% Added +619 +619
51 Slow Capital, Inc. 0.14% of their portfolio GREENBRAE, CA 25,95726.0k $788.8k $788.8k 0.14% Reduced -940 -940
52 CAMELOT TECHNOLOGY ADVISORS, INC. 0.76% of their portfolio SAN FRANCISCO, CA 24,47624.5k $743.8k $743.8k 0.76% First filing
53 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 23,03323.0k $700.0k $700.0k 0.00% Reduced -264 -264
54 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 22,72122.7k $690.5k $690.5k 0.01% Reduced -600 -600
55 JTC Employer Solutions Trustee Ltd 0.06% of their portfolio ST HELIER, Y9 22,69022.7k $697.0k $697.0k 0.06% Unchanged
56 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 22,29822.3k $677.6k $677.6k 0.01% Reduced -5.7k -5,680
57 BAILARD, INC. 0.02% of their portfolio Foster City, CA 22,00022.0k $668.6k $668.6k 0.02% Unchanged
58 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 21,87521.9k $664.8k $664.8k 0.01% Unchanged
59 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 20,80820.8k $632.4k $632.4k 0.03% Added +1.8k +1,768
60 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 20,04520.0k $609.2k $609.2k 0.01% Reduced -10.9k -10,939
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,66219.7k $596.0k $596.0k 0.00% Reduced -9 -9
62 Twelve Points Wealth Management LLC 0.28% of their portfolio CONCORD, MA 19,53019.5k $593.5k $593.5k 0.28% Added +983 +983
63 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 18,80918.8k $571.6k $571.6k 0.00% Reduced -649 -649
64 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.05% of their portfolio KNOXVILLE, TN 17,57017.6k $534.0k $534.0k 0.05% Unchanged
65 OneAscent Wealth Management LLC 0.21% of their portfolio BIRMINGHAM, AL 16,98617.0k $516.0k $516.0k 0.21% Reduced -10.7k -10,694
66 FMR LLC 0.00% of their portfolio BOSTON, MA 16,47516.5k $500.7k $500.7k 0.00% Reduced -2.0k -2,045
67 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 16,14016.1k $490.5k $490.5k 0.01% Reduced -2.9k -2,920
68 Evanson Asset Management, LLC 0.04% of their portfolio CARMEL, CA 15,80715.8k $480.4k $480.4k 0.04% Unchanged
69 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 14,86914.9k $452.0k $452.0k 0.01% Reduced -51.2k -51,217
70 Parkside Financial Bank & Trust 0.08% of their portfolio SAINT LOUIS, MO 14,46914.5k $439.7k $439.7k 0.08% Added +1.2k +1,155
71 Empower Advisory Group, LLC 0.00% of their portfolio Greenwood Village, CO 13,26913.3k $403.2k $403.2k 0.00% Added +497 +497
72 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 12,97013.0k $394.2k $394.2k 0.01% Unchanged
73 Avion Wealth 0.11% of their portfolio THE WOODLANDS, TX 12,85912.9k $391.0k $391.0k 0.11% Reduced -26.7k -26,736
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 12,58612.6k $382.5k $382.5k 0.00% Reduced -2.2k -2,155
75 PITCAIRN CO 0.03% of their portfolio CONSHOHOCKEN, PA 11,90211.9k $361.7k $361.7k 0.03% New
76 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 11,81011.8k $358.9k $358.9k 0.01% Unchanged
77 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 11,79011.8k $358.3k $358.3k 0.00% Reduced -107 -107
78 MontVue Capital Management, Inc. 0.32% of their portfolio Lynchburg, VA 10,93510.9k $332.3k $332.3k 0.32% First filing
79 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,54410.5k $320.4k $320.4k 0.01% Unchanged
80 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,16010.2k $308.8k $308.8k 0.00% Unchanged
81 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,7959.8k $297.6k $297.6k 0.00% Reduced -3.1k -3,119
82 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 9,4099.4k $286.2k $286.2k 0.00% Added +679 +679
83 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 9,3969.4k $285.5k $285.5k 0.00% Added +797 +797
84 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,3639.4k $284.5k $284.5k 0.00% Reduced -775.4k -775,443
85 AlphaMark Advisors, LLC 0.11% of their portfolio FT. WRIGHT, KY 9,1209.1k $277.0k $277.0k 0.11% Added +1.3k +1,325
86 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,6578.7k $263.1k $263.1k 0.00% Reduced -17 -17
87 Bangor Savings Bank 0.03% of their portfolio BANGOR, ME 8,5278.5k $259.1k $259.1k 0.03% Unchanged
88 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,2188.2k $249.7k $249.7k 0.00% Added +383 +383
89 PDS Planning, Inc 0.03% of their portfolio DUBLIN, OH 8,0678.1k $245.2k $245.2k 0.03% Unchanged
90 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8347.8k $238.1k $238.1k 0.00% Reduced -612 -612
91 Heritage Financial Services, LLC 0.04% of their portfolio Westwood, MA 7,4877.5k $227.5k $227.5k 0.04% New
92 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.02% of their portfolio FORT WAYNE, IN 7,2087.2k $219.1k $219.1k 0.02% Reduced -184 -184
93 Boston Standard Wealth Management, LLC 0.06% of their portfolio WINCHESTER, MA 7,1947.2k $231.0k $231.0k 0.06% Unchanged
94 Trivant Custom Portfolio Group, LLC 0.14% of their portfolio SAN DIEGO, CA 7,0007.0k $212.7k $212.7k 0.14% Unchanged
95 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 6,8206.8k $207.0k $207.0k 0.00% Unchanged
96 ROCKLAND TRUST CO 0.01% of their portfolio HANOVER, MA 6,7336.7k $204.6k $204.6k 0.01% Added +433 +433
97 Traverso Chambers Private Wealth Management, LLC 0.05% of their portfolio SANTA ROSA, CA 6,7286.7k $204.5k $204.5k 0.05% Unchanged
98 CLEAR INVESTMENT RESEARCH, LLC 0.23% of their portfolio ALPHARETTA, GA 5,2665.3k $160.0k $160.0k 0.23% Added +39 +39
99 Bank of New Hampshire 0.04% of their portfolio LACONIA, NH 4,7004.7k $142.8k $142.8k 0.04% Reduced -1.6k -1,620
100 FSC Wealth Advisors, LLC 0.08% of their portfolio WAPPINGERS FALLS, NY 3,6793.7k $111.8k $111.8k 0.08% New