Vault-13

BARCLAYS BANK PLC DJP

DJUBS CMDT ETN36 · ETP · CUSIP 06738C778

147 institutional holders +0 vs Q3 2022
9,523,7719.5m shares reported held*
$321.2mreported value*
15 new 39 added 48 reduced 18 sold out net sold ≈ $86.1m (-2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.72. Options: 2 managers hold calls ($455.1k notional), 1 hold puts ($124.7k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 147Q4 22: 147147Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022147
Q4 2022147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.7mQ3 22 puts: $938.0kQ3 22P/C 0.35Q4 22 calls: $455.1kQ4 22 puts: $124.7kQ4 22P/C 0.27
Numbers
QuarterCallsPutsP/C
Q3 2022$2.7m$938.0k0.35
Q4 2022$455.1k$124.7k0.27

Biggest buyers

CIBC Private Wealth Group LLC New +530,083+530.1k
CW Advisors, LLC Added +348,358+348.4k
Heartland Bank & Trust Co New +181,973+182.0k
MORGAN STANLEY Added +91,373+91.4k
Washington Trust Bank Added +90,801+90.8k
Colony Family Offices, LLC Added +83,194+83.2k
InterOcean Capital Group, LLC New +81,297+81.3k
ROYAL BANK OF CANADA Added +58,829+58.8k
BLB&B Advisors, LLC Added +53,450+53.5k
Cerity Partners LLC Added +49,806+49.8k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -2,886,996-2.9m
STATE STREET CORP Reduced -207,862-207.9k
ATMOS ADVISORY, LLC Sold out -163,648-163.6k
MorganRosel Wealth Management, LLC Sold out -143,360-143.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -140,275-140.3k
FIRST FOUNDATION ADVISORS Reduced -133,332-133.3k
JANE STREET GROUP, LLC Reduced -125,846-125.8k
Financial Enhancement Group LLC Sold out -91,731-91.7k
OLD MISSION CAPITAL LLC Sold out -73,109-73.1k
FLOW TRADERS U.S. LLC Sold out -69,461-69.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $455.1k13.5k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $124.7k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BLB&B Advisors, LLC 2.97% of their portfolio MONTGOMERYVILLE, PA 1,138,1121.1m $38.4m $38.4m 2.97% Added +53.5k +53,450
2 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.98% of their portfolio SAN FRANCISCO, CA 749,525749.5k $25.3m $25.3m 1.98% Added +11.8k +11,828
3 CW Advisors, LLC 0.59% of their portfolio BOSTON, MA 677,847677.8k $22.9m $22.9m 0.59% Added +348.4k +348,358
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 652,288652.3k $22.0m $22.0m 0.00% Reduced -207.9k -207,862
5 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 530,083530.1k $17.9m $17.9m 0.06% New
6 DIMENSION CAPITAL MANAGEMENT LLC 3.99% of their portfolio Coral Gables, FL 507,708507.7k $17.1m $17.1m 3.99% Reduced -26.9k -26,903
7 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 391,940391.9k $13.2m $13.2m 0.00% Added +20.3k +20,287
8 Badgley Phelps Wealth Managers, LLC 0.50% of their portfolio SEATTLE, WA 367,526367.5k $12.4m $12.4m 0.50% Added +5.5k +5,514
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 225,084225.1k $7.6m $7.6m 0.00% Reduced -25.8k -25,768
10 Washington Trust Bank 0.79% of their portfolio Spokane, WA 207,734207.7k $7.0m $7.0m 0.79% Added +90.8k +90,801
11 Ironwood Wealth Management, LLC. 2.60% of their portfolio CHANDLER, AZ 184,643184.6k $6.2m $6.2m 2.60% Added +31.9k +31,944
12 Heartland Bank & Trust Co 4.53% of their portfolio BLOOMINGTON, IL 181,973182.0k $6.1m $6.1m 4.53% New
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 158,912158.9k $5.4m $5.4m 0.00% Added +58.8k +58,829
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 150,708150.7k $5.1m $5.1m 0.00% Added +91.4k +91,373
15 ACIMA PRIVATE WEALTH, LLC 2.59% of their portfolio RICHMOND, VA 149,905149.9k $5.1m $5.1m 2.59% Reduced -1.5k -1,481
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 149,153149.2k $5.0m $5.0m 0.00% Reduced -20.2k -20,226
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 141,214141.2k $4.8m $4.8m 0.00% Added +19.7k +19,657
18 Legend Financial Advisors, Inc. 4.12% of their portfolio PITTSBURGH, PA 139,887139.9k $4.7m $4.7m 4.12% Reduced -213 -213
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 118,211118.2k $4.0m $4.0m 0.00% Reduced -17.0k -16,972
20 HANCOCK WHITNEY CORP 0.14% of their portfolio GULFPORT, MS 110,486110.5k $3.7m $3.7m 0.14% Added +4.4k +4,448
21 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 110,311110.3k $3.7m $3.7m 0.02% Added +49.8k +49,806
22 Colony Family Offices, LLC 1.54% of their portfolio CHARLOTTE, NC 109,952110.0k $3.7m $3.7m 1.54% Added +83.2k +83,194
23 CoreCap Advisors, LLC 0.26% of their portfolio SOUTHFIELD, MI 107,322107.3k $3.6m $3.6m 0.26% Added +5.3k +5,277
24 NVWM, LLC 1.22% of their portfolio YARDLEY, PA 99,26399.3k $3.3m $3.3m 1.22% Added +2.3k +2,275
25 Insight Advisors, LLC/ PA 1.11% of their portfolio Newtown, PA 96,68396.7k $3.2m $3.2m 1.11% Reduced -16.0k -15,981
26 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 90,09690.1k $3.0m $3.0m 0.06% Added +13.8k +13,785
27 InterOcean Capital Group, LLC 0.10% of their portfolio NASHVILLE, TN 81,29781.3k $2.7m $2.7m 0.10% New
28 RiverGlades Family Offices LLC 2.22% of their portfolio NAPLES, FL 71,60571.6k $2.4m $2.4m 2.22% First filing
29 Sharper & Granite LLC 1.55% of their portfolio EL SEGUNDO, CA 69,20569.2k $2.3m $2.3m 1.55% First filing
30 VPR Management LLC 0.49% of their portfolio HOUSTON, TX 67,80067.8k $2.3m $2.3m 0.49% Unchanged
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,71959.7k $2.0m $2.0m 0.00% Reduced -37 -37
32 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 56,45056.5k $1.9m $1.9m 0.03% Reduced -5.7k -5,670
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 55,33655.3k $1.8m $1.8m 0.02% Reduced -2.9m -2,886,996
34 Avion Wealth 0.56% of their portfolio THE WOODLANDS, TX 54,49454.5k $1.8m $1.8m 0.56% Unchanged
35 Apeiron RIA LLC 0.66% of their portfolio Dallas, TX 51,05951.1k $1.7m $1.7m 0.66% Added +1.3k +1,298
36 Engrave Wealth Partners LLC 0.56% of their portfolio SPRING, TX 48,45948.5k $1.6m $1.6m 0.56% New
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 48,35348.4k $1.6m $1.6m 0.00% Added +11.3k +11,302
38 Forefront Analytics, LLC 0.86% of their portfolio WEST CONSHOHOCKEN, PA 47,62247.6k $1.6m $1.6m 0.86% Reduced -5.2k -5,165
39 Transamerica Financial Advisors, LLC 0.21% of their portfolio CEDAR RAPIDS, IA 43,07443.1k $1.5m $1.5m 0.21% Reduced -1.2k -1,154
40 CERTUITY, LLC 0.23% of their portfolio NORTH PALM BEACH, FL 42,13442.1k $1.4m $1.4m 0.23% Added +2.9k +2,850
41 Chicago Partners Investment Group LLC 0.08% of their portfolio CHICAGO, IL 41,15241.2k $1.3m $1.3m 0.08% Added +1.8k +1,771
42 Measured Wealth Private Client Group, LLC 0.55% of their portfolio PORTSMOUTH, NH 39,93539.9k $1.3m $1.3m 0.55% Reduced -8.4k -8,385
43 Peak Financial Management, Inc. 0.53% of their portfolio WELLESLEY, MA 39,63139.6k $1.3m $1.3m 0.53% Added +2.9k +2,855
44 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 39,23139.2k $1.3m $1.3m 0.03% Reduced -10.2k -10,217
45 AllSquare Wealth Management LLC 0.88% of their portfolio ALBANY, NY 37,95738.0k $1.3m $1.3m 0.88% Reduced -200 -200
46 MONECO ADVISORS, LLC 0.42% of their portfolio FAIRFIELD, CT 34,83434.8k $1.2m $1.2m 0.42% Added +364 +364
47 MRP Capital Investments, LLC 1.29% of their portfolio ALPHARETTA, GA 34,72134.7k $1.2m $1.2m 1.29% First filing
48 Greenline Partners, LLC 0.23% of their portfolio NEW YORK, NY 34,00034.0k $1.1m $1.1m 0.23% Unchanged
49 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 33,50033.5k $1.1m $1.1m 0.00% Added +10.8k +10,800
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 33,32533.3k $1.1m $1.1m 0.00% Reduced -4.8k -4,841
51 Associated Banc-Corp 0.05% of their portfolio Green Bay, WI 32,85832.9k $1.1m $1.1m 0.05% Added +3 +3
52 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 29,72929.7k $1.0m $1.0m 0.02% Added +412 +412
53 Slow Capital, Inc. 0.22% of their portfolio GREENBRAE, CA 29,09629.1k $980.8k $980.8k 0.22% Reduced -529 -529
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 28,10328.1k $947.4k $947.4k 0.00% Added +1.3k +1,329
55 OneAscent Financial Services LLC 0.40% of their portfolio BIRMINGHAM, AL 27,78927.8k $937.0k $937.0k 0.40% Reduced -5.5k -5,521
56 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 25,97326.0k $875.5k $875.5k 0.02% Added +338 +338
57 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,73722.7k $766.5k $766.5k 0.00% Reduced -49.5k -49,499
58 JTC Employer Solutions Trustee Ltd 0.07% of their portfolio ST HELIER, Y9 22,69022.7k $766.0k $766.0k 0.07% Unchanged
59 MONETA GROUP INVESTMENT ADVISORS LLC 0.02% of their portfolio ST LOUIS, MO 22,01822.0k $737.4k $737.4k 0.02% Added +140 +140
60 BAILARD, INC. 0.03% of their portfolio Foster City, CA 22,00022.0k $741.6k $741.6k 0.03% Unchanged
61 PERSONAL CAPITAL ADVISORS CORP 0.00% of their portfolio Redwood City, CA 21,62221.6k $728.9k $728.9k 0.00% Reduced -25.4k -25,407
62 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,50120.5k $691.1k $691.1k 0.00% Added +1.3k +1,320
63 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 20,05620.1k $676.1k $676.1k 0.00% Reduced -2.0k -2,002
64 Baker Avenue Asset Management, LP 0.04% of their portfolio SAN FRANCISCO, CA 20,04920.0k $675.9k $675.9k 0.04% Reduced -3.8k -3,795
65 Windham Capital Management, LLC 0.26% of their portfolio BOSTON, MA 19,92019.9k $671.5k $671.5k 0.26% Added +12.8k +12,789
66 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 19,22319.2k $648.0k $648.0k 0.03% Reduced -133.3k -133,332
67 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,92918.9k $638.0k $638.0k 0.00% Reduced -8.9k -8,856
68 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.05% of their portfolio KNOXVILLE, TN 17,57017.6k $587.7k $587.7k 0.05% Added +205 +205
69 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 16,35916.4k $551.5k $551.5k 0.02% New
70 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 16,30216.3k $549.5k $549.5k 0.01% New
71 OLD NATIONAL BANCORP /IN/ 0.02% of their portfolio EVANSVILLE, IN 15,87115.9k $535.0k $535.0k 0.02% Reduced -40.9k -40,919
72 Evanson Asset Management, LLC 0.06% of their portfolio CARMEL, CA 15,80715.8k $532.9k $532.9k 0.06% Reduced -2.9k -2,900
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,23014.2k $480.6k $480.6k 0.00% Reduced -533 -533
74 OneAscent Wealth Management LLC 0.22% of their portfolio BIRMINGHAM, AL 14,09614.1k $475.0k $475.0k 0.22% Added +7.5k +7,456
75 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,72413.7k $462.6k $462.6k 0.00% Added +202 +202
76 Curi Capital, LLC 0.02% of their portfolio CHICAGO, IL 12,98513.0k $437.7k $437.7k 0.02% New
77 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 12,97013.0k $437.2k $437.2k 0.02% First filing
78 Paragon Capital Management Ltd 0.11% of their portfolio DENVER, CO 12,54312.5k $422.8k $422.8k 0.11% Unchanged
79 Twelve Points Wealth Management LLC 0.28% of their portfolio CONCORD, MA 12,31012.3k $415.0k $415.0k 0.28% Added +48 +48
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,13712.1k $409.1k $409.1k 0.00% Reduced -125.8k -125,846
81 Janney Capital Management LLC 0.03% of their portfolio PITTSBURGH, PA 12,13612.1k $409.0k $409.0k 0.03% Reduced -616 -616
82 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,93111.9k $402.2k $402.2k 0.00% Reduced -1.9k -1,920
83 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 11,28011.3k $380.2k $380.2k 0.00% Reduced -297 -297
84 Parkside Financial Bank & Trust 0.10% of their portfolio SAINT LOUIS, MO 10,56210.6k $356.0k $356.0k 0.10% Added +7.3k +7,331
85 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,43010.4k $351.6k $351.6k 0.01% Added +470 +470
86 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,33310.3k $348.3k $348.3k 0.01% Reduced -1.7k -1,720
87 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,21310.2k $344.3k $344.3k 0.00% Reduced -455 -455
88 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,15010.2k $342.2k $342.2k 0.00% Reduced -1.6k -1,580
89 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,7978.8k $296.5k $296.5k 0.00% Added +2.7k +2,744
90 Bangor Savings Bank 0.03% of their portfolio BANGOR, ME 8,5278.5k $288.0k $288.0k 0.03% Unchanged
91 PDS Planning, Inc 0.04% of their portfolio DUBLIN, OH 8,0678.1k $271.9k $271.9k 0.04% Unchanged
92 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio FORT WAYNE, IN 7,8197.8k $263.6k $263.6k 0.03% Added +515 +515
93 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 7,7917.8k $262.6k $262.6k 0.01% Reduced -2.7k -2,720
94 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,5797.6k $255.0k $255.0k 0.00% Reduced -20.6k -20,643
95 Alpha Cubed Investments, LLC 0.02% of their portfolio COSTA MESA, CA 7,3857.4k $248.9k $248.9k 0.02% Unchanged
96 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 6,7376.7k $227.1k $227.1k 0.01% Reduced -1.0k -1,000
97 Traverso Chambers Private Wealth Management, LLC 0.07% of their portfolio SANTA ROSA, CA 6,7286.7k $226.8k $226.8k 0.07% Unchanged
98 McElhenny Sheffield Capital Management, LLC 0.10% of their portfolio DALLAS, TX 6,6886.7k $225.5k $225.5k 0.10% New
99 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 6,6846.7k $225.3k $225.3k 0.00% Reduced -3 -3
100 Advisory Services & Investments, LLC 0.22% of their portfolio BEND, OR 6,6396.6k $223.8k $223.8k 0.22% Reduced -5.8k -5,810