Vault-13

BANK OZK LITTLE ROCK ARK OZK

COM · Common Stock · CUSIP 06417N103

Bank headquartered in Little Rock, Arkansas

439 institutional holders +4 vs Q2 2024
105,535,521105.5m shares reported held*
$4.5bnreported value*
47 new 166 added 164 reduced 44 sold out net bought ≈ $200.3m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.95. Options: 16 managers hold calls ($84.4m notional), 20 hold puts ($71.3m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 406Q1 23: 392Q2 23: 365Q3 23: 388Q4 23: 422Q1 24: 428Q2 24: 435Q3 24: 439439Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022352
Q4 2022406
Q1 2023392
Q2 2023365
Q3 2023388
Q4 2023422
Q1 2024428
Q2 2024435
Q3 2024439

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 202 bought or addedQ4 22: 152 cut or sold outQ1 23: 176 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 214 cut or sold outQ3 23: 178 bought or addedQ3 23: 174 cut or sold outQ3 23Q4 23: 193 bought or addedQ4 23: 182 cut or sold outQ1 24: 204 bought or addedQ1 24: 198 cut or sold outQ1 24Q2 24: 215 bought or addedQ2 24: 209 cut or sold outQ3 24: 213 bought or addedQ3 24: 208 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022202152
Q1 2023176221
Q2 2023169214
Q3 2023178174
Q4 2023193182
Q1 2024204198
Q2 2024215209
Q3 2024213208

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 23 calls: $57.5mQ4 23 puts: $260.7mQ4 23P/C 4.53Q1 24 calls: $56.2mQ1 24 puts: $70.4mQ1 24P/C 1.25Q2 24 calls: $70.6mQ2 24 puts: $86.0mQ2 24P/C 1.22Q3 24 calls: $84.4mQ3 24 puts: $71.3mQ3 24P/C 0.85
Numbers
QuarterCallsPutsP/C
Q4 2023$57.5m$260.7m4.53
Q1 2024$56.2m$70.4m1.25
Q2 2024$70.6m$86.0m1.22
Q3 2024$84.4m$71.3m0.85

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +1,041,198+1.0m
CAPTRUST FINANCIAL ADVISORS Added +942,309+942.3k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +578,203+578.2k
Senvest Management, LLC New +518,859+518.9k
STATE STREET CORP Added +485,172+485.2k
D. E. Shaw & Co., Inc. Added +476,203+476.2k
TWO SIGMA INVESTMENTS, LP Added +350,596+350.6k
VICTORY CAPITAL MANAGEMENT INC Added +341,078+341.1k
RENAISSANCE TECHNOLOGIES LLC Added +328,800+328.8k
Balyasny Asset Management L.P. Added +307,813+307.8k

Biggest sellers

JUPITER ASSET MANAGEMENT LTD Reduced -729,601-729.6k
Newport Trust Company, LLC Reduced -492,914-492.9k
FULLER & THALER ASSET MANAGEMENT, INC. Reduced -470,420-470.4k
VANGUARD GROUP INC Reduced -350,305-350.3k
MILLENNIUM MANAGEMENT LLC Reduced -330,394-330.4k
WASATCH ADVISORS LP Reduced -318,208-318.2k
Invesco Ltd. Reduced -253,567-253.6k
Point72 Asset Management, L.P. Reduced -238,003-238.0k
GOLDMAN SACHS GROUP INC Reduced -154,101-154.1k
AMERIPRISE FINANCIAL INC Reduced -148,301-148.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $19.7m458.4k shares
Twin Tree Management, LP Reduced $15.0m347.8k shares
PEAK6 Investments LLC Added $6.9m160.3k shares
Balyasny Asset Management L.P. New $6.4m150.0k shares
Parallax Volatility Advisers, L.P. Added $6.4m149.0k shares
GROUP ONE TRADING LLC Reduced $6.0m140.0k shares
CITADEL ADVISORS LLC Reduced $6.0m139.6k shares
SIMPLEX TRADING, LLC Reduced $5.2m121.3k shares
WOLVERINE TRADING, LLC Added $3.8m90.0k shares
Walleye Capital LLC Added $3.2m74.7k shares

Biggest puts

GROUP ONE TRADING LLC Reduced $15.0m348.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.6m247.7k shares
SIMPLEX TRADING, LLC Reduced $8.5m197.2k shares
Parallax Volatility Advisers, L.P. Reduced $8.0m185.5k shares
CITADEL ADVISORS LLC Reduced $7.0m163.7k shares
PEAK6 Investments LLC Reduced $4.4m102.5k shares
IMC-Chicago, LLC Reduced $2.4m55.7k shares
WOLVERINE TRADING, LLC Added $2.2m53.3k shares
Walleye Capital LLC Added $2.1m48.6k shares
JANE STREET GROUP, LLC Reduced $1.8m42.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 11,479,99311.5m $493.5m $493.5m 0.01% Reduced -350.3k -350,305
2 BlackRock, Inc. 0.01% of their portfolio New York, NY 10,415,36410.4m $447.8m $447.8m 0.01% First filing
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,106,9077.1m $305.5m $305.5m 0.01% Added +485.2k +485,172
4 DIMENSIONAL FUND ADVISORS LP 0.07% of their portfolio AUSTIN, TX 6,716,4326.7m $288.7m $288.7m 0.07% Added +46.2k +46,213
5 WASATCH ADVISORS LP 1.25% of their portfolio SALT LAKE CITY, UT 5,952,7776.0m $255.9m $255.9m 1.25% Reduced -318.2k -318,208
6 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 4,223,4524.2m $181.6m $181.6m 0.03% Added +1.0m +1,041,198
7 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 3,941,4313.9m $169.4m $169.4m 0.03% Added +112.6k +112,648
8 AQR CAPITAL MANAGEMENT LLC 0.15% of their portfolio Greenwich, CT 2,496,8662.5m $105.3m $105.3m 0.15% Added +125.0k +124,974
9 FIRST TRUST ADVISORS LP 0.09% of their portfolio Wheaton, IL 2,258,7052.3m $97.1m $97.1m 0.09% Added +301.3k +301,284
10 Van Berkom & Associates Inc. 2.42% of their portfolio MONTREAL, A8 2,052,3472.1m $88.2m $88.2m 2.42% Added +28.2k +28,217
11 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 2,022,9792.0m $87.0m $87.0m 0.01% Added +126.4k +126,352
12 JARISLOWSKY, FRASER Ltd 0.48% of their portfolio MONTREAL, A8 1,992,4712.0m $85.7m $85.7m 0.48% Added +21.4k +21,434
13 AMERICAN CENTURY COMPANIES INC 0.05% of their portfolio KANSAS CITY, MO 1,938,1871.9m $83.3m $83.3m 0.05% Added +295.9k +295,894
14 CAPTRUST FINANCIAL ADVISORS 0.22% of their portfolio RALEIGH, NC 1,698,8561.7m $73.0m $73.0m 0.22% Added +942.3k +942,309
15 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 1,321,4361.3m $56.8m $56.8m 0.05% Added +341.1k +341,078
16 Giverny Capital Inc. 1.96% of their portfolio MONTREAL, A8 1,197,3741.2m $51.5m $51.5m 1.96% Added +2.8k +2,835
17 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 1,192,0471.2m $51.2m $51.2m 0.07% Added +476.2k +476,203
18 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,166,5301.2m $50.1m $50.1m 0.01% Added +188.5k +188,539
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,138,5651.1m $48.9m $48.9m 0.00% Reduced -85.2k -85,211
20 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.04% of their portfolio BOSTON, MA 1,114,4651.1m $47.9m $47.9m 0.04% Added +191.8k +191,819
21 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,102,4951.1m $47.4m $47.4m 0.01% Reduced -101.8k -101,821
22 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 1,034,9991.0m $44.5m $44.5m 0.04% Reduced -330.4k -330,394
23 Diamond Hill Capital Management, LLC (Investment Advisor) 0.18% of their portfolio COLUMBUS, OH 1,015,0791.0m $43.6m $43.6m 0.18% Reduced -37.3k -37,258
24 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.16% of their portfolio JUPITER, FL 1,010,2901.0m $43.4m $43.4m 0.16% Added +578.2k +578,203
25 TWO SIGMA INVESTMENTS, LP 0.09% of their portfolio NEW YORK, NY 963,400963.4k $41.4m $41.4m 0.09% Added +350.6k +350,596
26 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 857,333857.3k $36.9m $36.9m 0.09% Added +307.8k +307,813
27 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 751,940751.9k $32.3m $32.3m 0.01% Reduced -33.0k -33,035
28 ProShare Advisors LLC 0.07% of their portfolio BETHESDA, MD 705,065705.1k $30.3m $30.3m 0.07% Added +30.8k +30,815
29 Newport Trust Company, LLC 0.07% of their portfolio Washington, DC 654,436654.4k $28.1m $28.1m 0.07% Reduced -492.9k -492,914
30 FAIRHOLME CAPITAL MANAGEMENT LLC 1.92% of their portfolio South Miami, FL 653,102653.1k $28.1m $28.1m 1.92% Added +104.6k +104,552
31 BERKLEY W R CORP 1.85% of their portfolio Greenwich, CT 600,800600.8k $25.8m $25.8m 1.85% Added +800 +800
32 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 540,097540.1k $23.2m $23.2m 0.03% Added +328.8k +328,800
33 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 539,332539.3k $23.2m $23.2m 0.00% Reduced -253.6k -253,567
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 536,888536.9k $23.1m $23.1m 0.00% Reduced -16.0k -15,982
35 KENNEDY CAPITAL MANAGEMENT LLC 0.49% of their portfolio ST LOUIS, MO 519,676519.7k $22.3m $22.3m 0.49% Reduced -50.6k -50,620
36 Senvest Management, LLC 0.78% of their portfolio New York, NY 518,859518.9k $22.3m $22.3m 0.78% New
37 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 518,577518.6k $22.3m $22.3m 0.02% Added +42.4k +42,378
38 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 497,314497.3k $21.4m $21.4m 0.01% Reduced -17.3k -17,344
39 LSV ASSET MANAGEMENT 0.05% of their portfolio CHICAGO, IL 496,840496.8k $21.4m $21.4m 0.05% Added +10.2k +10,200
40 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 491,589491.6k $21.1m $21.1m 0.02% Reduced -63.6k -63,622
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 490,942490.9k $21.1m $21.1m 0.00% Reduced -30.7k -30,742
42 FULLER & THALER ASSET MANAGEMENT, INC. 0.08% of their portfolio SAN MATEO, CA 487,095487.1k $20.9m $20.9m 0.08% Reduced -470.4k -470,420
43 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 429,610429.6k $18.5m $18.5m 0.02% Added +63.5k +63,535
44 Cubist Systematic Strategies, LLC 0.27% of their portfolio STAMFORD, CT 421,808421.8k $18.1m $18.1m 0.27% Added +279.4k +279,373
45 GREAT LAKES ADVISORS, LLC 0.15% of their portfolio CHICAGO, IL 403,323403.3k $17.3m $17.3m 0.15% Reduced -8.6k -8,599
46 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 360,200360.2k $15.5m $15.5m 0.04% Added +144.2k +144,200
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 354,713354.7k $15.2m $15.2m 0.00% Reduced -154.1k -154,101
48 TUDOR INVESTMENT CORP ET AL 0.17% of their portfolio STAMFORD, CT 353,547353.5k $15.2m $15.2m 0.17% Added +197.3k +197,278
49 Rafferty Asset Management, LLC 0.05% of their portfolio New York, NY 349,090349.1k $15.0m $15.0m 0.05% Added +9.4k +9,382
50 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 345,463345.5k $14.9m $14.9m 0.01% Added +5.7k +5,720
51 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 336,879336.9k $14.5m $14.5m 0.01% Added +34.1k +34,071
52 JUPITER ASSET MANAGEMENT LTD 0.13% of their portfolio London, X0 334,677334.7k $14.4m $14.4m 0.13% Reduced -729.6k -729,601
53 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 311,866311.9k $13.4m $13.4m 0.01% Added +248.9k +248,889
54 RICE HALL JAMES & ASSOCIATES, LLC 0.72% of their portfolio San Diego, CA 309,351309.4k $13.3m $13.3m 0.72% Reduced -13.5k -13,538
55 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 298,222298.2k $12.8m $12.8m 0.00% Added +5.8k +5,812
56 CABOT WEALTH MANAGEMENT INC 1.57% of their portfolio BEVERLY, MA 292,021292.0k $12.6m $12.6m 1.57% Added +2.4k +2,445
57 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 290,787290.8k $12.5m $12.5m 0.01% Added +15.3k +15,265
58 ALGERT GLOBAL LLC 0.33% of their portfolio SAN FRANCISCO, CA 284,551284.6k $12.2m $12.2m 0.33% Added +86.0k +86,012
59 Brandywine Global Investment Management, LLC 0.08% of their portfolio PHILADELPHIA, PA 280,480280.5k $12.3m $12.3m 0.08% Reduced -7.7k -7,733
60 Quantbot Technologies LP 0.46% of their portfolio NEW YORK, NY 270,132270.1k $11.6m $11.6m 0.46% Added +81.3k +81,265
61 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 254,874254.9k $11.0m $11.0m 0.00% Added +59.9k +59,907
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 252,892252.9k $10.9m $10.9m 0.00% Reduced -20.3k -20,281
63 CI INVESTMENTS INC. 0.04% of their portfolio TORONTO, Z4 248,872248.9k $10.7m $10.7m 0.04% Reduced -15.5k -15,538
64 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 248,390248.4k $10.7m $10.7m 0.01% Reduced -107.9k -107,903
65 WEYBOSSET RESEARCH & MANAGEMENT LLC 3.60% of their portfolio PROVIDENCE, RI 247,136247.1k $10.6m $10.6m 3.60% Reduced -504 -504
66 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 246,234246.2k $10.6m $10.6m 0.01% Added +9.4k +9,385
67 M&G PLC 0.05% of their portfolio London, X0 231,195231.2k $9.9m $9.9m 0.05% Added +20.4k +20,394
68 Amundi 0.00% of their portfolio Paris, I0 230,313230.3k $9.5m $9.5m 0.00% Added +195.8k +195,750
69 ACADIAN ASSET MANAGEMENT LLC 0.03% of their portfolio Boston, MA 218,567218.6k $9.4m $9.4m 0.03% New
70 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 218,334218.3k $9.4m $9.4m 0.01% Added +2.7k +2,659
71 Swiss National Bank 0.01% of their portfolio ZURICH, V8 209,933209.9k $9.0m $9.0m 0.01% Reduced -1.5k -1,500
72 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 209,883209.9k $9.0m $9.0m 0.05% Added +121.7k +121,726
73 F/m Investments LLC 0.28% of their portfolio WASHINGTON, DC 201,211201.2k $8.6m $8.6m 0.28% Added +2.1k +2,073
74 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 187,020187.0k $8.0m $8.0m 0.02% Reduced -10.0k -10,048
75 Hudson Bay Capital Management LP 0.05% of their portfolio STAMFORD, CT 180,614180.6k $7.8m $7.8m 0.05% New
76 QV Investors Inc. 0.65% of their portfolio CALGARY, A0 171,050171.1k $7.4m $7.4m 0.65% Reduced -35.0k -35,050
77 Legal & General Group Plc 0.00% of their portfolio London, X0 167,400167.4k $7.2m $7.2m 0.00% Added +959 +959
78 Edgestream Partners, L.P. 0.30% of their portfolio Princeton, NJ 161,291161.3k $6.9m $6.9m 0.30% Added +91.0k +90,977
79 Mitsubishi UFJ Trust & Banking Corp 0.02% of their portfolio TOKYO, M0 160,920160.9k $6.9m $6.9m 0.02% Added +41.9k +41,905
80 TCW GROUP INC 0.06% of their portfolio LOS ANGELES, CA 157,277157.3k $6.8m $6.8m 0.06% Unchanged
81 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 156,441156.4k $6.7m $6.7m 0.01% New
82 Trexquant Investment LP 0.08% of their portfolio STAMFORD, CT 155,789155.8k $6.7m $6.7m 0.08% Added +50.4k +50,425
83 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 151,033151.0k $6.5m $6.5m 0.00% Reduced -147.6k -147,637
84 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 150,691150.7k $6.5m $6.5m 0.01% Added +94.2k +94,242
85 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 141,625141.6k $6.1m $6.1m 0.01% Reduced -600 -600
86 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 139,641139.6k $6.0m $6.0m 0.02% Added +89.1k +89,065
87 Quantinno Capital Management LP 0.08% of their portfolio NEW YORK, NY 136,247136.2k $5.9m $5.9m 0.08% Added +25.6k +25,636
88 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 130,495130.5k $5.6m $5.6m 0.00% Reduced -148.3k -148,301
89 Retirement Systems of Alabama 0.02% of their portfolio MONTGOMERY, AL 128,184128.2k $5.5m $5.5m 0.02% Reduced -2.0k -2,022
90 AXA S.A. 0.02% of their portfolio PARIS, I0 127,047127.0k $5.5m $5.5m 0.02% Reduced -115.0k -114,973
91 Corebridge Financial, Inc. 0.03% of their portfolio HOUSTON, TX 124,790124.8k $5.4m $5.4m 0.03% Reduced -8.7k -8,653
92 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 122,476122.5k $5.3m $5.3m 0.00% Added +10.9k +10,890
93 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 111,721111.7k $4.8m $4.8m 0.01% Added +6.0k +5,963
94 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 110,399110.4k $4.7m $4.7m 0.01% Unchanged
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 107,165107.2k $4.6m $4.6m 0.01% Added +35.8k +35,788
96 Treasurer of the State of North Carolina 0.02% of their portfolio RALEIGH, NC 107,147107.1k $4.6m $4.6m 0.02% Added +450 +450
97 Horrell Capital Management, Inc. 1.37% of their portfolio LITTLE ROCK, AR 106,574106.6k $4.6m $4.6m 1.37% Reduced -11.9k -11,920
98 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 104,104104.1k $4.4m $4.4m 0.03% Reduced -1.9k -1,911
99 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 101,634101.6k $4.4m $4.4m 0.01% Reduced -3.2k -3,218
100 Schonfeld Strategic Advisors LLC 0.04% of their portfolio NEW YORK, NY 100,740100.7k $4.3m $4.3m 0.04% Reduced -53.2k -53,240