Vault-13

BANK OZK LITTLE ROCK ARK OZK

COM · Common Stock · CUSIP 06417N103

Bank headquartered in Little Rock, Arkansas

428 institutional holders +6 vs Q4 2023
102,260,703102.3m shares reported held*
$4.7bnreported value*
53 new 151 added 147 reduced 51 sold out net bought ≈ $163.4m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.49. Options: 17 managers hold calls ($56.2m notional), 19 hold puts ($70.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 406Q1 23: 392Q2 23: 365Q3 23: 388Q4 23: 422Q1 24: 428428Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022352
Q4 2022406
Q1 2023392
Q2 2023365
Q3 2023388
Q4 2023422
Q1 2024428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 202 bought or addedQ4 22: 152 cut or sold outQ4 22Q1 23: 176 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 214 cut or sold outQ2 23Q3 23: 178 bought or addedQ3 23: 174 cut or sold outQ3 23Q4 23: 193 bought or addedQ4 23: 182 cut or sold outQ4 23Q1 24: 204 bought or addedQ1 24: 198 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022202152
Q1 2023176221
Q2 2023169214
Q3 2023178174
Q4 2023193182
Q1 2024204198

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ2 23 calls: $72.4mQ2 23 puts: $275.2mQ2 23P/C 3.80Q3 23 calls: $61.7mQ3 23 puts: $221.1mQ3 23P/C 3.58Q4 23 calls: $57.5mQ4 23 puts: $260.7mQ4 23P/C 4.53Q1 24 calls: $56.2mQ1 24 puts: $70.4mQ1 24P/C 1.25
Numbers
QuarterCallsPutsP/C
Q2 2023$72.4m$275.2m3.80
Q3 2023$61.7m$221.1m3.58
Q4 2023$57.5m$260.7m4.53
Q1 2024$56.2m$70.4m1.25

Biggest buyers

MORGAN STANLEY Added +1,671,340+1.7m
Giverny Capital Inc. Added +926,339+926.3k
ALLIANCEBERNSTEIN L.P. Added +827,440+827.4k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +792,564+792.6k
AQR CAPITAL MANAGEMENT LLC Added +507,787+507.8k
AMERICAN CENTURY COMPANIES INC Added +437,463+437.5k
Qube Research & Technologies Ltd Added +395,834+395.8k
WELLINGTON MANAGEMENT GROUP LLP Added +358,427+358.4k
FAIRHOLME CAPITAL MANAGEMENT LLC Added +273,300+273.3k
FIRST TRUST ADVISORS LP Added +271,880+271.9k

Biggest sellers

FULLER & THALER ASSET MANAGEMENT, INC. Reduced -1,372,504-1.4m
WEDGE CAPITAL MANAGEMENT L L P/NC Sold out -885,068-885.1k
WASATCH ADVISORS LP Reduced -480,432-480.4k
CITADEL ADVISORS LLC Reduced -440,625-440.6k
Schonfeld Strategic Advisors LLC Reduced -214,322-214.3k
ProShare Advisors LLC Reduced -212,885-212.9k
Retirement Systems of Alabama Reduced -212,854-212.9k
PINEBRIDGE INVESTMENTS, L.P. Sold out -188,600-188.6k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -172,519-172.5k
TUDOR INVESTMENT CORP ET AL Reduced -152,693-152.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.7m344.9k shares
Twin Tree Management, LP Added $14.2m311.3k shares
CITADEL ADVISORS LLC Added $8.9m196.3k shares
SIMPLEX TRADING, LLC Added $4.6m100.9k shares
GROUP ONE TRADING LLC Added $2.5m54.1k shares
Walleye Capital LLC Added $1.8m39.9k shares
WOLVERINE TRADING, LLC New $1.7m37.4k shares
PEAK6 Investments LLC Reduced $1.5m32.4k shares
IMC-Chicago, LLC New $1.2m26.1k shares
Caption Management, LLC Unchanged $1.1m25.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $23.7m521.4k shares
GROUP ONE TRADING LLC Added $12.7m279.5k shares
DRW Securities, LLC New $6.5m143.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.2m136.7k shares
PEAK6 Investments LLC Added $5.8m126.8k shares
SIMPLEX TRADING, LLC Reduced $4.1m90.8k shares
IMC-Chicago, LLC New $2.4m53.0k shares
Anson Funds Management LP New $2.3m50.0k shares
Walleye Capital LLC Added $1.9m41.8k shares
JANE STREET GROUP, LLC Reduced $1.9m41.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 11,913,39911.9m $541.6m $541.6m 0.01% Reduced -115.4k -115,380
2 BlackRock Inc. 0.01% of their portfolio New York, NY 9,969,46710.0m $453.2m $453.2m 0.01% Added +96.7k +96,684
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 6,980,4997.0m $317.3m $317.3m 0.01% Added +195.9k +195,863
4 DIMENSIONAL FUND ADVISORS LP 0.08% of their portfolio AUSTIN, TX 6,776,8226.8m $308.1m $308.1m 0.08% Added +87.7k +87,689
5 WASATCH ADVISORS LP 1.54% of their portfolio SALT LAKE CITY, UT 6,483,0296.5m $294.7m $294.7m 1.54% Reduced -480.4k -480,432
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 3,776,2753.8m $171.7m $171.7m 0.04% Added +792.6k +792,564
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,657,7083.7m $166.3m $166.3m 0.00% Added +1.7m +1,671,340
8 FULLER & THALER ASSET MANAGEMENT, INC. 0.70% of their portfolio SAN MATEO, CA 3,511,0563.5m $159.6m $159.6m 0.70% Reduced -1.4m -1,372,504
9 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 2,256,1232.3m $102.6m $102.6m 0.02% Added +358.4k +358,427
10 Van Berkom & Associates Inc. 2.57% of their portfolio MONTREAL, A8 1,983,7742.0m $90.2m $90.2m 2.57% Added +106.3k +106,319
11 PRINCIPAL FINANCIAL GROUP INC 0.05% of their portfolio DES MOINES, IA 1,971,5652.0m $89.6m $89.6m 0.05% Reduced -83.6k -83,588
12 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,843,5861.8m $83.8m $83.8m 0.01% Added +85.1k +85,062
13 Copeland Capital Management, LLC 1.40% of their portfolio Conshohocken, PA 1,696,7561.7m $77.1m $77.1m 1.40% Added +39.4k +39,403
14 FIRST TRUST ADVISORS LP 0.07% of their portfolio Wheaton, IL 1,551,7561.6m $70.5m $70.5m 0.07% Added +271.9k +271,880
15 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,510,8461.5m $68.7m $68.7m 0.02% Added +827.4k +827,440
16 JARISLOWSKY, FRASER Ltd 0.39% of their portfolio MONTREAL, A8 1,487,0941.5m $67.6m $67.6m 0.39% Reduced -120.4k -120,351
17 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 1,346,9951.3m $61.2m $61.2m 0.04% Added +437.5k +437,463
18 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.06% of their portfolio BOSTON, MA 1,325,7831.3m $60.3m $60.3m 0.06% Reduced -172.5k -172,519
19 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,226,1221.2m $55.7m $55.7m 0.01% Reduced -134.2k -134,240
20 Giverny Capital Inc. 2.15% of their portfolio MONTREAL, A8 1,165,1101.2m $53.0m $53.0m 2.15% Added +926.3k +926,339
21 Newport Trust Company, LLC 0.14% of their portfolio Washington, DC 1,124,5311.1m $51.1m $51.1m 0.14% Reduced -27.0k -26,997
22 JUPITER ASSET MANAGEMENT LTD 0.48% of their portfolio London, X0 1,103,3381.1m $50.2m $50.2m 0.48% Reduced -15.6k -15,562
23 Diamond Hill Capital Management, LLC (Investment Advisor) 0.20% of their portfolio COLUMBUS, OH 1,063,5311.1m $48.3m $48.3m 0.20% Reduced -76.2k -76,243
24 NORGES BANK 0.01% of their portfolio OSLO, Q8 983,529983.5k $44.7m $44.7m 0.01% Reduced -146.2k -146,165
25 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 801,822801.8k $36.5m $36.5m 0.01% Reduced -144.2k -144,196
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 768,448768.4k $34.9m $34.9m 0.00% Reduced -57.0k -56,988
27 CAPTRUST FINANCIAL ADVISORS 0.12% of their portfolio RALEIGH, NC 721,011721.0k $32.8m $32.8m 0.12% Added +32.8k +32,813
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 665,440665.4k $30.3m $30.3m 0.00% Reduced -17.6k -17,559
29 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 615,481615.5k $28.0m $28.0m 0.02% Added +128.1k +128,101
30 ProShare Advisors LLC 0.07% of their portfolio BETHESDA, MD 611,593611.6k $27.8m $27.8m 0.07% Reduced -212.9k -212,885
31 AQR CAPITAL MANAGEMENT LLC 0.05% of their portfolio Greenwich, CT 605,918605.9k $27.5m $27.5m 0.05% Added +507.8k +507,787
32 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 583,397583.4k $26.5m $26.5m 0.01% Added +163.6k +163,559
33 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 544,297544.3k $24.7m $24.7m 0.01% Reduced -44.3k -44,308
34 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 484,471484.5k $22.0m $22.0m 0.02% Reduced -25.1k -25,110
35 KENNEDY CAPITAL MANAGEMENT LLC 0.45% of their portfolio ST LOUIS, MO 479,325479.3k $21.8m $21.8m 0.45% Reduced -12.2k -12,206
36 LSV ASSET MANAGEMENT 0.04% of their portfolio CHICAGO, IL 472,140472.1k $21.5m $21.5m 0.04% Added +400 +400
37 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 466,905466.9k $21.2m $21.2m 0.04% Added +395.8k +395,834
38 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 460,211460.2k $20.9m $20.9m 0.02% Added +236.2k +236,230
39 GREAT LAKES ADVISORS, LLC 0.17% of their portfolio CHICAGO, IL 428,509428.5k $19.5m $19.5m 0.17% Reduced -74.8k -74,804
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 375,105375.1k $17.1m $17.1m 0.00% Added +15.3k +15,291
41 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 370,297370.3k $16.8m $16.8m 0.03% Added +253.1k +253,100
42 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 359,774359.8k $16.4m $16.4m 0.01% Added +47.6k +47,609
43 RICE HALL JAMES & ASSOCIATES, LLC 0.90% of their portfolio San Diego, CA 345,425345.4k $15.7m $15.7m 0.90% Reduced -14.2k -14,211
44 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 335,478335.5k $15.3m $15.3m 0.01% Added +4.8k +4,765
45 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 332,948332.9k $15.1m $15.1m 0.02% Added +224.1k +224,149
46 FAIRHOLME CAPITAL MANAGEMENT LLC 0.98% of their portfolio South Miami, FL 324,500324.5k $14.8m $14.8m 0.98% Added +273.3k +273,300
47 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 313,004313.0k $14.2m $14.2m 0.01% Added +31.7k +31,678
48 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 308,434308.4k $14.0m $14.0m 0.01% Reduced -14.8k -14,818
49 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 305,221305.2k $13.9m $13.9m 0.02% Reduced -22.1k -22,117
50 Brandywine Global Investment Management, LLC 0.10% of their portfolio PHILADELPHIA, PA 301,996302.0k $13.7m $13.7m 0.10% Reduced -2.1k -2,138
51 CABOT WEALTH MANAGEMENT INC 1.74% of their portfolio BEVERLY, MA 292,011292.0k $13.3m $13.3m 1.74% Reduced -91.6k -91,627
52 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 288,952289.0k $13.1m $13.1m 0.00% Reduced -17.1k -17,130
53 CI INVESTMENTS INC. 0.05% of their portfolio TORONTO, Z4 283,693283.7k $12.9m $12.9m 0.05% Reduced -43.5k -43,516
54 Rafferty Asset Management, LLC 0.05% of their portfolio New York, NY 273,532273.5k $12.4m $12.4m 0.05% Added +75.7k +75,682
55 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 268,885268.9k $12.2m $12.2m 0.03% Added +217.3k +217,306
56 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 268,730268.7k $12.2m $12.2m 0.01% Reduced -440.6k -440,625
57 WEYBOSSET RESEARCH & MANAGEMENT LLC 5.18% of their portfolio PROVIDENCE, RI 249,381249.4k $15.9m $15.9m 5.18% Reduced -7.6k -7,625
58 Duquesne Family Office LLC 0.29% of their portfolio New York, NY 234,200234.2k $10.6m $10.6m 0.29% New
59 TCW GROUP INC 0.11% of their portfolio LOS ANGELES, CA 232,177232.2k $10.6m $10.6m 0.11% Reduced -25.6k -25,600
60 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 217,229217.2k $9.9m $9.9m 0.01% Added +85.9k +85,869
61 Swiss National Bank 0.01% of their portfolio ZURICH, V8 215,433215.4k $9.8m $9.8m 0.01% Unchanged
62 Epoch Investment Partners, Inc. 0.04% of their portfolio New York, NY 214,990215.0k $9.8m $9.8m 0.04% Added +1.8k +1,785
63 QV Investors Inc. 0.84% of their portfolio CALGARY, A0 214,130214.1k $9.7m $9.7m 0.84% Unchanged
64 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 211,800211.8k $9.6m $9.6m 0.01% Reduced -6.4k -6,430
65 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 203,479203.5k $9.3m $9.3m 0.00% Reduced -38.6k -38,572
66 Ziegler Capital Management, LLC 0.35% of their portfolio CHICAGO, IL 203,065203.1k $9.2m $9.2m 0.35% Added +130.0k +130,028
67 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 198,917198.9k $9.0m $9.0m 0.01% Added +169.4k +169,420
68 M&G PLC 0.05% of their portfolio London, X0 187,492187.5k $8.4m $8.4m 0.05% First filing
69 Schonfeld Strategic Advisors LLC 0.06% of their portfolio NEW YORK, NY 181,296181.3k $8.2m $8.2m 0.06% Reduced -214.3k -214,322
70 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 176,610176.6k $8.0m $8.0m 0.00% Reduced -22.7k -22,695
71 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 167,894167.9k $7.6m $7.6m 0.01% Added +143.8k +143,757
72 Legal & General Group Plc 0.00% of their portfolio London, X0 165,192165.2k $7.5m $7.5m 0.00% Added +814 +814
73 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio JUPITER, FL 159,472159.5k $7.2m $7.2m 0.03% Added +15.7k +15,663
74 ALGERT GLOBAL LLC 0.27% of their portfolio SAN FRANCISCO, CA 153,997154.0k $7.0m $7.0m 0.27% Added +48.8k +48,832
75 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 150,842150.8k $6.9m $6.9m 0.01% Added +5.7k +5,657
76 CAPITAL FUND MANAGEMENT S.A. 0.08% of their portfolio PARIS, I0 146,289146.3k $6.7m $6.7m 0.08% Added +12.5k +12,513
77 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 140,492140.5k $4.8m $4.8m 0.01% Added +30.0k +29,993
78 AMERICAN INTERNATIONAL GROUP, INC. 0.02% of their portfolio New York, NY 139,286139.3k $6.3m $6.3m 0.02% Reduced -2.8k -2,848
79 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 138,018138.0k $6.3m $6.3m 0.01% Added +6.8k +6,798
80 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 135,880135.9k $6.2m $6.2m 0.01% New
81 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 135,154135.2k $6.1m $6.1m 0.01% Reduced -794 -794
82 Retirement Systems of Alabama 0.02% of their portfolio MONTGOMERY, AL 132,125132.1k $6.0m $6.0m 0.02% Reduced -212.9k -212,854
83 ExodusPoint Capital Management, LP 0.07% of their portfolio NEW YORK, NY 130,065130.1k $5.9m $5.9m 0.07% Added +62.4k +62,365
84 Quantbot Technologies LP 0.31% of their portfolio NEW YORK, NY 121,576121.6k $5.5m $5.5m 0.31% Added +60.3k +60,297
85 BANK OZK 2.43% of their portfolio LITTLE ROCK, AR 119,418119.4k $5.4m $5.4m 2.43% Reduced -555 -555
86 Horrell Capital Management, Inc. 1.48% of their portfolio LITTLE ROCK, AR 117,734117.7k $5.4m $5.4m 1.48% Added +588 +588
87 NorthCoast Asset Management LLC 0.07% of their portfolio STAMFORD, CT 112,847112.8k $5.1m $5.1m 0.07% Reduced -962 -962
88 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 109,136109.1k $5.0m $5.0m 0.01% Reduced -6.2k -6,220
89 Edgestream Partners, L.P. 0.22% of their portfolio Princeton, NJ 96,48196.5k $4.4m $4.4m 0.22% Added +69.0k +68,955
90 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 95,72895.7k $4.4m $4.4m 0.04% Added +43.1k +43,084
91 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,47295.5k $4.3m $4.3m 0.00% Reduced -189 -189
92 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 94,81094.8k $4.3m $4.3m 0.02% Reduced -134.9k -134,900
93 Foundry Partners, LLC 0.23% of their portfolio MINNEAPOLIS, MN 94,45294.5k $4.3m $4.3m 0.23% New
94 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 93,42893.4k $4.2m $4.2m 0.00% Added +3.3k +3,272
95 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 93,22693.2k $4.2m $4.2m 0.01% Reduced -65.5k -65,475
96 TEXAS PERMANENT SCHOOL FUND CORP 0.03% of their portfolio AUSTIN, TX 92,08492.1k $4.2m $4.2m 0.03% Added +1.2k +1,192
97 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 87,43487.4k $4.0m $4.0m 0.00% Added +2.8k +2,778
98 B. Metzler seel. Sohn & Co. AG 0.04% of their portfolio FRANKFURT, 2M 87,30187.3k $4.0m $4.0m 0.04% Reduced -8.1k -8,066
99 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 83,75883.8k $3.8m $3.8m 0.06% Added +2 +2
100 Ameritas Investment Partners, Inc. 0.13% of their portfolio LINCOLN, NE 83,18283.2k $3.8m $3.8m 0.13% Added +158 +158