Vault-13

BANK OZK LITTLE ROCK ARK OZK

COM · Common Stock · CUSIP 06417N103

Bank headquartered in Little Rock, Arkansas

422 institutional holders +34 vs Q3 2023
98,395,56398.4m shares reported held*
$4.9bnreported value*
51 new 142 added 155 reduced 27 sold out net sold ≈ $114.7m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.83. Options: 20 managers hold calls ($57.5m notional), 18 hold puts ($260.7m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 406Q1 23: 392Q2 23: 365Q3 23: 388Q4 23: 422422Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022406
Q1 2023392
Q2 2023365
Q3 2023388
Q4 2023422

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 202 bought or addedQ4 22: 152 cut or sold outQ4 22Q1 23: 176 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 214 cut or sold outQ2 23Q3 23: 178 bought or addedQ3 23: 174 cut or sold outQ3 23Q4 23: 193 bought or addedQ4 23: 182 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022202152
Q1 2023176221
Q2 2023169214
Q3 2023178174
Q4 2023193182

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ1 23 calls: $34.6mQ1 23 puts: $331.4mQ1 23P/C 9.57Q2 23 calls: $72.4mQ2 23 puts: $275.2mQ2 23P/C 3.80Q3 23 calls: $61.7mQ3 23 puts: $221.1mQ3 23P/C 3.58Q4 23 calls: $57.5mQ4 23 puts: $260.7mQ4 23P/C 4.53
Numbers
QuarterCallsPutsP/C
Q1 2023$34.6m$331.4m9.57
Q2 2023$72.4m$275.2m3.80
Q3 2023$61.7m$221.1m3.58
Q4 2023$57.5m$260.7m4.53

Biggest buyers

MORGAN STANLEY Added +1,073,171+1.1m
VANGUARD GROUP INC Added +502,005+502.0k
CITADEL ADVISORS LLC Added +467,699+467.7k
JPMORGAN CHASE & CO Added +367,552+367.6k
WELLINGTON MANAGEMENT GROUP LLP Added +300,025+300.0k
ALLIANCEBERNSTEIN L.P. Added +220,299+220.3k
Epoch Investment Partners, Inc. New +213,205+213.2k
GOLDMAN SACHS GROUP INC Added +207,341+207.3k
AMERICAN CENTURY COMPANIES INC Added +193,235+193.2k
LSV ASSET MANAGEMENT Added +161,400+161.4k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -993,099-993.1k
FULLER & THALER ASSET MANAGEMENT, INC. Reduced -824,770-824.8k
Balyasny Asset Management L.P. Sold out -611,038-611.0k
STATE STREET CORP Reduced -393,376-393.4k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -363,899-363.9k
HRT FINANCIAL LP Reduced -328,180-328.2k
WASATCH ADVISORS LP Reduced -283,759-283.8k
Walleye Capital LLC Sold out -267,437-267.4k
Point72 Asset Management, L.P. Reduced -266,358-266.4k
TWO SIGMA INVESTMENTS, LP Reduced -237,097-237.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $14.7m296.0k shares
CITADEL ADVISORS LLC Reduced $8.5m170.8k shares
UBS Group AG Reduced $6.3m126.0k shares
Walleye Trading LLC Added $4.2m84.8k shares
SIMPLEX TRADING, LLC Reduced $3.3m65.3k shares
Twin Tree Management, LP New $2.8m57.1k shares
Interval Partners, LP Reduced $2.5m500 shares
GROUP ONE TRADING LLC Reduced $2.2m43.6k shares
Parallax Volatility Advisers, L.P. Added $2.0m40.4k shares
Greenland Capital Management LP New $1.8m35.9k shares

Biggest puts

UBS Group AG Added $111.4m2.2m shares
CITADEL ADVISORS LLC Added $46.8m938.2k shares
JANE STREET GROUP, LLC Added $31.4m630.0k shares
NOMURA HOLDINGS INC Added $30.0m602.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $21.6m433.5k shares
GROUP ONE TRADING LLC Reduced $6.7m134.9k shares
SIMPLEX TRADING, LLC Reduced $5.8m115.6k shares
Squarepoint Ops LLC New $1.5m30.0k shares
PEAK6 Investments LLC Reduced $1.4m27.4k shares
CenterStar Asset Management, LLC New $1.3m26.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 12,028,77912.0m $599.4m $599.4m 0.01% Added +502.0k +502,005
2 BlackRock Inc. 0.01% of their portfolio New York, NY 9,872,7839.9m $492.0m $492.0m 0.01% Reduced -9.5k -9,511
3 WASATCH ADVISORS LP 1.91% of their portfolio SALT LAKE CITY, UT 6,963,4617.0m $347.0m $347.0m 1.91% Reduced -283.8k -283,759
4 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 6,784,6366.8m $338.1m $338.1m 0.02% Reduced -393.4k -393,376
5 DIMENSIONAL FUND ADVISORS LP 0.10% of their portfolio AUSTIN, TX 6,689,1336.7m $333.3m $333.3m 0.10% Reduced -144.5k -144,528
6 FULLER & THALER ASSET MANAGEMENT, INC. 1.23% of their portfolio SAN MATEO, CA 4,883,5604.9m $243.3m $243.3m 1.23% Reduced -824.8k -824,770
7 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 2,983,7113.0m $148.7m $148.7m 0.04% Reduced -11.1k -11,110
8 PRINCIPAL FINANCIAL GROUP INC 0.07% of their portfolio DES MOINES, IA 2,055,1532.1m $102.4m $102.4m 0.07% Reduced -48.0k -48,040
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,986,3682.0m $99.0m $99.0m 0.00% Added +1.1m +1,073,171
10 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 1,897,6961.9m $94.6m $94.6m 0.02% Added +300.0k +300,025
11 Van Berkom & Associates Inc. 2.72% of their portfolio MONTREAL, A8 1,877,4551.9m $93.6m $93.6m 2.72% Reduced -154.1k -154,063
12 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,758,5241.8m $87.6m $87.6m 0.01% Added +52.3k +52,324
13 Copeland Capital Management, LLC 1.66% of their portfolio Conshohocken, PA 1,657,3531.7m $82.6m $82.6m 1.66% Reduced -201.1k -201,115
14 JARISLOWSKY, FRASER Ltd 0.47% of their portfolio MONTREAL, A8 1,607,4451.6m $80.1m $80.1m 0.47% Reduced -118.1k -118,071
15 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.08% of their portfolio BOSTON, MA 1,498,3021.5m $74.7m $74.7m 0.08% Reduced -363.9k -363,899
16 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,360,3621.4m $67.8m $67.8m 0.01% Reduced -68.2k -68,223
17 FIRST TRUST ADVISORS LP 0.07% of their portfolio Wheaton, IL 1,279,8761.3m $63.8m $63.8m 0.07% Added +51.4k +51,379
18 Newport Trust Company, LLC 0.15% of their portfolio Washington, DC 1,151,5281.2m $57.4m $57.4m 0.15% Reduced -58.6k -58,574
19 Diamond Hill Capital Management, LLC (Investment Advisor) 0.25% of their portfolio COLUMBUS, OH 1,139,7741.1m $56.8m $56.8m 0.25% Reduced -155.8k -155,839
20 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,129,6941.1m $56.3m $56.3m 0.01% Reduced -102.8k -102,800
21 JUPITER ASSET MANAGEMENT LTD 0.55% of their portfolio London, X0 1,118,9001.1m $55.8m $55.8m 0.55% Added +33.5k +33,532
22 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 946,018946.0k $47.1m $47.1m 0.01% Added +3.2k +3,244
23 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 909,532909.5k $45.3m $45.3m 0.03% Added +193.2k +193,235
24 WEDGE CAPITAL MANAGEMENT L L P/NC 0.79% of their portfolio CHARLOTTE, NC 885,068885.1k $44.1m $44.1m 0.79% Reduced -43.5k -43,499
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 825,436825.4k $41.1m $41.1m 0.00% Added +367.6k +367,552
26 ProShare Advisors LLC 0.13% of their portfolio BETHESDA, MD 824,478824.5k $41.1m $41.1m 0.13% Added +12.9k +12,923
27 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 709,355709.4k $35.3m $35.3m 0.04% Added +467.7k +467,699
28 CAPTRUST FINANCIAL ADVISORS 0.12% of their portfolio RALEIGH, NC 688,198688.2k $34.3m $34.3m 0.12% Added +29.1k +29,105
29 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 683,406683.4k $34.1m $34.1m 0.01% Added +220.3k +220,299
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 682,999683.0k $34.0m $34.0m 0.00% Added +148.5k +148,466
31 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 588,605588.6k $29.3m $29.3m 0.01% Added +37 +37
32 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 509,581509.6k $25.4m $25.4m 0.02% Added +3.3k +3,283
33 GREAT LAKES ADVISORS, LLC 0.24% of their portfolio CHICAGO, IL 503,313503.3k $25.1m $25.1m 0.24% Reduced -9.7k -9,692
34 KENNEDY CAPITAL MANAGEMENT LLC 0.53% of their portfolio ST LOUIS, MO 491,531491.5k $24.5m $24.5m 0.53% Reduced -11.8k -11,812
35 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 487,380487.4k $24.3m $24.3m 0.02% Reduced -22.2k -22,208
36 LSV ASSET MANAGEMENT 0.05% of their portfolio CHICAGO, IL 471,740471.7k $23.5m $23.5m 0.05% Added +161.4k +161,400
37 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 419,838419.8k $20.9m $20.9m 0.00% Added +6.2k +6,157
38 Schonfeld Strategic Advisors LLC 0.16% of their portfolio NEW YORK, NY 395,618395.6k $19.7m $19.7m 0.16% Reduced -210.0k -209,988
39 CABOT WEALTH MANAGEMENT INC 2.66% of their portfolio BEVERLY, MA 383,638383.6k $19.1m $19.1m 2.66% Reduced -51.6k -51,559
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 359,814359.8k $17.9m $17.9m 0.00% Added +207.3k +207,341
41 RICE HALL JAMES & ASSOCIATES, LLC 1.04% of their portfolio San Diego, CA 359,636359.6k $17.9m $17.9m 1.04% Reduced -2.9k -2,927
42 Retirement Systems of Alabama 0.07% of their portfolio MONTGOMERY, AL 344,979345.0k $17.2m $17.2m 0.07% Added +394 +394
43 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 330,713330.7k $16.5m $16.5m 0.01% Added +9.7k +9,706
44 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 327,338327.3k $16.3m $16.3m 0.03% Added +11.3k +11,274
45 CI INVESTMENTS INC. 0.08% of their portfolio TORONTO, Z4 327,209327.2k $16.3m $16.3m 0.08% Reduced -32.4k -32,423
46 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 323,252323.3k $16.1m $16.1m 0.02% Reduced -20.7k -20,694
47 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 312,165312.2k $15.6m $15.6m 0.01% Added +22.5k +22,483
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 306,082306.1k $15.3m $15.3m 0.00% Reduced -11.9k -11,936
49 Brandywine Global Investment Management, LLC 0.12% of their portfolio PHILADELPHIA, PA 304,134304.1k $15.2m $15.2m 0.12% Added +79.5k +79,502
50 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 281,326281.3k $14.0m $14.0m 0.01% Reduced -113.2k -113,242
51 TCW GROUP INC 0.14% of their portfolio LOS ANGELES, CA 257,777257.8k $12.8m $12.8m 0.14% Reduced -45.8k -45,778
52 WEYBOSSET RESEARCH & MANAGEMENT LLC 4.54% of their portfolio PROVIDENCE, RI 257,006257.0k $12.8m $12.8m 4.54% Added +28 +28
53 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 242,051242.1k $12.1m $12.1m 0.00% Reduced -6.3k -6,261
54 Giverny Capital Inc. 0.56% of their portfolio MONTREAL, A8 238,771238.8k $11.9m $11.9m 0.56% Added +2.8k +2,845
55 TUDOR INVESTMENT CORP ET AL 0.16% of their portfolio STAMFORD, CT 233,016233.0k $11.6m $11.6m 0.16% Added +153.5k +153,522
56 Squarepoint Ops LLC 0.05% of their portfolio NEW YORK, NY 229,710229.7k $11.4m $11.4m 0.05% Added +8.8k +8,845
57 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 223,981224.0k $11.2m $11.2m 0.01% Reduced -993.1k -993,099
58 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 218,230218.2k $10.9m $10.9m 0.01% Reduced -11.3k -11,266
59 Swiss National Bank 0.01% of their portfolio ZURICH, V8 215,433215.4k $10.7m $10.7m 0.01% Reduced -24.1k -24,100
60 QV Investors Inc. 0.96% of their portfolio CALGARY, A0 214,130214.1k $10.7m $10.7m 0.96% Reduced -1.7k -1,740
61 Epoch Investment Partners, Inc. 0.05% of their portfolio New York, NY 213,205213.2k $10.6m $10.6m 0.05% New
62 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 199,305199.3k $9.9m $9.9m 0.00% Added +5.4k +5,354
63 Rafferty Asset Management, LLC 0.04% of their portfolio New York, NY 197,850197.8k $9.9m $9.9m 0.04% Reduced -4.7k -4,681
64 PINEBRIDGE INVESTMENTS, L.P. 0.09% of their portfolio NEW YORK, NY 188,600188.6k $9.4m $9.4m 0.09% Added +82.2k +82,233
65 Legal & General Group Plc 0.00% of their portfolio London, X0 164,378164.4k $8.2m $8.2m 0.00% Added +3.4k +3,442
66 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 158,701158.7k $7.9m $7.9m 0.01% Added +63.4k +63,352
67 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 145,185145.2k $7.2m $7.2m 0.01% Reduced -11.3k -11,307
68 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio JUPITER, FL 143,809143.8k $7.2m $7.2m 0.03% Added +45.6k +45,552
69 AMERICAN INTERNATIONAL GROUP, INC. 0.03% of their portfolio New York, NY 142,134142.1k $7.1m $7.1m 0.03% Reduced -6.1k -6,139
70 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 135,948135.9k $6.8m $6.8m 0.01% Reduced -37.3k -37,314
71 CAPITAL FUND MANAGEMENT S.A. 0.08% of their portfolio PARIS, I0 133,776133.8k $6.7m $6.7m 0.08% Added +53.8k +53,833
72 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 131,360131.4k $6.5m $6.5m 0.01% Added +38.5k +38,495
73 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 131,220131.2k $6.5m $6.5m 0.01% Added +11.0k +10,998
74 BANK OZK 2.92% of their portfolio LITTLE ROCK, AR 119,973120.0k $6.0m $6.0m 2.92% New
75 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 117,197117.2k $5.8m $5.8m 0.01% New
76 Horrell Capital Management, Inc. 1.76% of their portfolio LITTLE ROCK, AR 117,146117.1k $5.8m $5.8m 1.76% Added +376 +376
77 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 115,356115.4k $5.7m $5.7m 0.01% Reduced -5.0k -5,010
78 NorthCoast Asset Management LLC 0.09% of their portfolio STAMFORD, CT 113,809113.8k $5.7m $5.7m 0.09% Reduced -9.6k -9,598
79 COMERICA BANK 0.03% of their portfolio DALLAS, TX 110,827110.8k $5.5m $5.5m 0.03% Reduced -3.9k -3,874
80 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 110,499110.5k $5.5m $5.5m 0.01% Reduced -12.1k -12,111
81 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 108,799108.8k $5.4m $5.4m 0.01% Added +68.9k +68,872
82 ALGERT GLOBAL LLC 0.21% of their portfolio SAN FRANCISCO, CA 105,165105.2k $5.2m $5.2m 0.21% Added +32.3k +32,337
83 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 102,193102.2k $5.1m $5.1m 0.06% Reduced -54.4k -54,403
84 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 98,13198.1k $4.9m $4.9m 0.01% Reduced -11.0k -11,038
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,66195.7k $4.8m $4.8m 0.00% Reduced -1.9k -1,914
86 B. Metzler seel. Sohn & Co. AG 0.06% of their portfolio FRANKFURT, 2M 95,36795.4k $4.8m $4.8m 0.06% Added +1.3k +1,259
87 Sapience Investments, LLC 1.11% of their portfolio Irvine, CA 93,57493.6k $4.7m $4.7m 1.11% Reduced -22.5k -22,523
88 TEXAS PERMANENT SCHOOL FUND CORP 0.04% of their portfolio AUSTIN, TX 90,89290.9k $4.5m $4.5m 0.04% Added +1.5k +1,526
89 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 90,15690.2k $4.5m $4.5m 0.00% Reduced -2.5k -2,477
90 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 89,67889.7k $4.5m $4.5m 0.02% Reduced -104.9k -104,889
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 89,24889.2k $4.4m $4.4m 0.01% Added +21.9k +21,869
92 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 86,57086.6k $4.3m $4.3m 0.03% Reduced -328.2k -328,180
93 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 84,65684.7k $4.2m $4.2m 0.00% Reduced -4.1k -4,121
94 STEPHENS INC /AR/ 0.07% of their portfolio LITTLE ROCK, AR 83,75683.8k $4.2m $4.2m 0.07% Reduced -2.0k -1,968
95 Ameritas Investment Partners, Inc. 0.15% of their portfolio LINCOLN, NE 83,02483.0k $4.1m $4.1m 0.15% Added +531 +531
96 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 81,72581.7k $4.1m $4.1m 0.01% Added +1.8k +1,822
97 Integrated Advisors Network LLC 0.22% of their portfolio DALLAS, TX 78,80078.8k $3.9m $3.9m 0.22% New
98 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 78,31878.3k $3.9m $3.9m 0.00% Added +5.5k +5,470
99 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 75,55375.6k $3.8m $3.8m 0.01% Reduced -12.4k -12,435
100 AMALGAMATED BANK 0.03% of their portfolio NEW YORK, NY 73,59373.6k $3.7m $3.7m 0.03% Added +3.8k +3,805