BANK OZK LITTLE ROCK ARK OZK
COM · Common Stock · CUSIP 06417N103
Bank headquartered in Little Rock, Arkansas
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.83. Options: 20 managers hold calls ($57.5m notional), 18 hold puts ($260.7m).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 352 |
| Q4 2022 | 406 |
| Q1 2023 | 392 |
| Q2 2023 | 365 |
| Q3 2023 | 388 |
| Q4 2023 | 422 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 202 | 152 |
| Q1 2023 | 176 | 221 |
| Q2 2023 | 169 | 214 |
| Q3 2023 | 178 | 174 |
| Q4 2023 | 193 | 182 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $34.6m | $331.4m | 9.57 |
| Q2 2023 | $72.4m | $275.2m | 3.80 |
| Q3 2023 | $61.7m | $221.1m | 3.58 |
| Q4 2023 | $57.5m | $260.7m | 4.53 |
Biggest buyers
| MORGAN STANLEY | Added | +1.1m |
| VANGUARD GROUP INC | Added | +502.0k |
| CITADEL ADVISORS LLC | Added | +467.7k |
| JPMORGAN CHASE & CO | Added | +367.6k |
| WELLINGTON MANAGEMENT GROUP LLP | Added | +300.0k |
| ALLIANCEBERNSTEIN L.P. | Added | +220.3k |
| Epoch Investment Partners, Inc. | New | +213.2k |
| GOLDMAN SACHS GROUP INC | Added | +207.3k |
| AMERICAN CENTURY COMPANIES INC | Added | +193.2k |
| LSV ASSET MANAGEMENT | Added | +161.4k |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Reduced | -993.1k |
| FULLER & THALER ASSET MANAGEMENT, INC. | Reduced | -824.8k |
| Balyasny Asset Management L.P. | Sold out | -611.0k |
| STATE STREET CORP | Reduced | -393.4k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -363.9k |
| HRT FINANCIAL LP | Reduced | -328.2k |
| WASATCH ADVISORS LP | Reduced | -283.8k |
| Walleye Capital LLC | Sold out | -267.4k |
| Point72 Asset Management, L.P. | Reduced | -266.4k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -237.1k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $14.7m296.0k shares |
| CITADEL ADVISORS LLC | Reduced | $8.5m170.8k shares |
| UBS Group AG | Reduced | $6.3m126.0k shares |
| Walleye Trading LLC | Added | $4.2m84.8k shares |
| SIMPLEX TRADING, LLC | Reduced | $3.3m65.3k shares |
| Twin Tree Management, LP | New | $2.8m57.1k shares |
| Interval Partners, LP | Reduced | $2.5m500 shares |
| GROUP ONE TRADING LLC | Reduced | $2.2m43.6k shares |
| Parallax Volatility Advisers, L.P. | Added | $2.0m40.4k shares |
| Greenland Capital Management LP | New | $1.8m35.9k shares |
Biggest puts
| UBS Group AG | Added | $111.4m2.2m shares |
| CITADEL ADVISORS LLC | Added | $46.8m938.2k shares |
| JANE STREET GROUP, LLC | Added | $31.4m630.0k shares |
| NOMURA HOLDINGS INC | Added | $30.0m602.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $21.6m433.5k shares |
| GROUP ONE TRADING LLC | Reduced | $6.7m134.9k shares |
| SIMPLEX TRADING, LLC | Reduced | $5.8m115.6k shares |
| Squarepoint Ops LLC | New | $1.5m30.0k shares |
| PEAK6 Investments LLC | Reduced | $1.4m27.4k shares |
| CenterStar Asset Management, LLC | New | $1.3m26.8k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2023.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 12.0m $599.4m | Added +502.0k |
| BlackRock Inc. 0.01% of their portfolio | 9.9m $492.0m | Reduced -9.5k |
| WASATCH ADVISORS LP 1.91% of their portfolio | 7.0m $347.0m | Reduced -283.8k |
| STATE STREET CORP 0.02% of their portfolio | 6.8m $338.1m | Reduced -393.4k |
| DIMENSIONAL FUND ADVISORS LP 0.10% of their portfolio | 6.7m $333.3m | Reduced -144.5k |
| FULLER & THALER ASSET MANAGEMENT, INC. 1.23% of their portfolio | 4.9m $243.3m | Reduced -824.8k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio | 3.0m $148.7m | Reduced -11.1k |
| PRINCIPAL FINANCIAL GROUP INC 0.07% of their portfolio | 2.1m $102.4m | Reduced -48.0k |
| MORGAN STANLEY 0.00% of their portfolio | 2.0m $99.0m | Added +1.1m |
| WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio | 1.9m $94.6m | Added +300.0k |
| Van Berkom & Associates Inc. 2.72% of their portfolio | 1.9m $93.6m | Reduced -154.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 1.8m $87.6m | Added +52.3k |
| Copeland Capital Management, LLC 1.66% of their portfolio | 1.7m $82.6m | Reduced -201.1k |
| JARISLOWSKY, FRASER Ltd 0.47% of their portfolio | 1.6m $80.1m | Reduced -118.1k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.08% of their portfolio | 1.5m $74.7m | Reduced -363.9k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.4m $67.8m | Reduced -68.2k |
| FIRST TRUST ADVISORS LP 0.07% of their portfolio | 1.3m $63.8m | Added +51.4k |
| Newport Trust Company, LLC 0.15% of their portfolio | 1.2m $57.4m | Reduced -58.6k |
| Diamond Hill Capital Management, LLC (Investment Advisor) 0.25% of their portfolio | 1.1m $56.8m | Reduced -155.8k |
| NORGES BANK 0.01% of their portfolio | 1.1m $56.3m | Reduced -102.8k |
| JUPITER ASSET MANAGEMENT LTD 0.55% of their portfolio | 1.1m $55.8m | Added +33.5k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 946.0k $47.1m | Added +3.2k |
| AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio | 909.5k $45.3m | Added +193.2k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.79% of their portfolio | 885.1k $44.1m | Reduced -43.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 825.4k $41.1m | Added +367.6k |
| ProShare Advisors LLC 0.13% of their portfolio | 824.5k $41.1m | Added +12.9k |
| CITADEL ADVISORS LLC 0.04% of their portfolio | 709.4k $35.3m | Added +467.7k |
| CAPTRUST FINANCIAL ADVISORS 0.12% of their portfolio | 688.2k $34.3m | Added +29.1k |
| ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio | 683.4k $34.1m | Added +220.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 683.0k $34.0m | Added +148.5k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 588.6k $29.3m | Added +37 |
| Clearbridge Investments, LLC 0.02% of their portfolio | 509.6k $25.4m | Added +3.3k |
| GREAT LAKES ADVISORS, LLC 0.24% of their portfolio | 503.3k $25.1m | Reduced -9.7k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.53% of their portfolio | 491.5k $24.5m | Reduced -11.8k |
| RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio | 487.4k $24.3m | Reduced -22.2k |
| LSV ASSET MANAGEMENT 0.05% of their portfolio | 471.7k $23.5m | Added +161.4k |
| Invesco Ltd. 0.00% of their portfolio | 419.8k $20.9m | Added +6.2k |
| Schonfeld Strategic Advisors LLC 0.16% of their portfolio | 395.6k $19.7m | Reduced -210.0k |
| CABOT WEALTH MANAGEMENT INC 2.66% of their portfolio | 383.6k $19.1m | Reduced -51.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 359.8k $17.9m | Added +207.3k |
| RICE HALL JAMES & ASSOCIATES, LLC 1.04% of their portfolio | 359.6k $17.9m | Reduced -2.9k |
| Retirement Systems of Alabama 0.07% of their portfolio | 345.0k $17.2m | Added +394 |
| LPL Financial LLC 0.01% of their portfolio | 330.7k $16.5m | Added +9.7k |
| SEI INVESTMENTS CO 0.03% of their portfolio | 327.3k $16.3m | Added +11.3k |
| CI INVESTMENTS INC. 0.08% of their portfolio | 327.2k $16.3m | Reduced -32.4k |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 323.3k $16.1m | Reduced -20.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio | 312.2k $15.6m | Added +22.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 306.1k $15.3m | Reduced -11.9k |
| Brandywine Global Investment Management, LLC 0.12% of their portfolio | 304.1k $15.2m | Added +79.5k |
| BARCLAYS PLC 0.01% of their portfolio | 281.3k $14.0m | Reduced -113.2k |
| TCW GROUP INC 0.14% of their portfolio | 257.8k $12.8m | Reduced -45.8k |
| WEYBOSSET RESEARCH & MANAGEMENT LLC 4.54% of their portfolio | 257.0k $12.8m | Added +28 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 242.1k $12.1m | Reduced -6.3k |
| Giverny Capital Inc. 0.56% of their portfolio | 238.8k $11.9m | Added +2.8k |
| TUDOR INVESTMENT CORP ET AL 0.16% of their portfolio | 233.0k $11.6m | Added +153.5k |
| Squarepoint Ops LLC 0.05% of their portfolio | 229.7k $11.4m | Added +8.8k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 224.0k $11.2m | Reduced -993.1k |
| California Public Employees Retirement System 0.01% of their portfolio | 218.2k $10.9m | Reduced -11.3k |
| Swiss National Bank 0.01% of their portfolio | 215.4k $10.7m | Reduced -24.1k |
| QV Investors Inc. 0.96% of their portfolio | 214.1k $10.7m | Reduced -1.7k |
| Epoch Investment Partners, Inc. 0.05% of their portfolio | 213.2k $10.6m | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 199.3k $9.9m | Added +5.4k |
| Rafferty Asset Management, LLC 0.04% of their portfolio | 197.8k $9.9m | Reduced -4.7k |
| PINEBRIDGE INVESTMENTS, L.P. 0.09% of their portfolio | 188.6k $9.4m | Added +82.2k |
| Legal & General Group Plc 0.00% of their portfolio | 164.4k $8.2m | Added +3.4k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 158.7k $7.9m | Added +63.4k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 145.2k $7.2m | Reduced -11.3k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio | 143.8k $7.2m | Added +45.6k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.03% of their portfolio | 142.1k $7.1m | Reduced -6.1k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 135.9k $6.8m | Reduced -37.3k |
| CAPITAL FUND MANAGEMENT S.A. 0.08% of their portfolio | 133.8k $6.7m | Added +53.8k |
| CITIGROUP INC 0.01% of their portfolio | 131.4k $6.5m | Added +38.5k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 131.2k $6.5m | Added +11.0k |
| BANK OZK 2.92% of their portfolio | 120.0k $6.0m | New |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 117.2k $5.8m | New |
| Horrell Capital Management, Inc. 1.76% of their portfolio | 117.1k $5.8m | Added +376 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 115.4k $5.7m | Reduced -5.0k |
| NorthCoast Asset Management LLC 0.09% of their portfolio | 113.8k $5.7m | Reduced -9.6k |
| COMERICA BANK 0.03% of their portfolio | 110.8k $5.5m | Reduced -3.9k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio | 110.5k $5.5m | Reduced -12.1k |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 108.8k $5.4m | Added +68.9k |
| ALGERT GLOBAL LLC 0.21% of their portfolio | 105.2k $5.2m | Added +32.3k |
| Cubist Systematic Strategies, LLC 0.06% of their portfolio | 102.2k $5.1m | Reduced -54.4k |
| AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 98.1k $4.9m | Reduced -11.0k |
| UBS Group AG 0.00% of their portfolio | 95.7k $4.8m | Reduced -1.9k |
| B. Metzler seel. Sohn & Co. AG 0.06% of their portfolio | 95.4k $4.8m | Added +1.3k |
| Sapience Investments, LLC 1.11% of their portfolio | 93.6k $4.7m | Reduced -22.5k |
| TEXAS PERMANENT SCHOOL FUND CORP 0.04% of their portfolio | 90.9k $4.5m | Added +1.5k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 90.2k $4.5m | Reduced -2.5k |
| Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio | 89.7k $4.5m | Reduced -104.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 89.2k $4.4m | Added +21.9k |
| HRT FINANCIAL LP 0.03% of their portfolio | 86.6k $4.3m | Reduced -328.2k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 84.7k $4.2m | Reduced -4.1k |
| STEPHENS INC /AR/ 0.07% of their portfolio | 83.8k $4.2m | Reduced -2.0k |
| Ameritas Investment Partners, Inc. 0.15% of their portfolio | 83.0k $4.1m | Added +531 |
| CANADA LIFE ASSURANCE Co 0.01% of their portfolio | 81.7k $4.1m | Added +1.8k |
| Integrated Advisors Network LLC 0.22% of their portfolio | 78.8k $3.9m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 78.3k $3.9m | Added +5.5k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 75.6k $3.8m | Reduced -12.4k |
| AMALGAMATED BANK 0.03% of their portfolio | 73.6k $3.7m | Added +3.8k |