BANK OZK LITTLE ROCK ARK OZK
COM · Common Stock · CUSIP 06417N103
Bank headquartered in Little Rock, Arkansas
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.09. Options: 15 managers hold calls ($61.7m notional), 23 hold puts ($221.1m).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 352 |
| Q4 2022 | 406 |
| Q1 2023 | 392 |
| Q2 2023 | 365 |
| Q3 2023 | 388 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 202 | 152 |
| Q1 2023 | 176 | 221 |
| Q2 2023 | 169 | 214 |
| Q3 2023 | 178 | 174 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $15.8m | $20.4m | 1.29 |
| Q1 2023 | $34.6m | $331.4m | 9.57 |
| Q2 2023 | $72.4m | $275.2m | 3.80 |
| Q3 2023 | $61.7m | $221.1m | 3.58 |
Biggest buyers
| JUPITER ASSET MANAGEMENT LTD | Added | +878.2k |
| VIRGINIA RETIREMENT SYSTEMS ET Al | Added | +788.3k |
| Balyasny Asset Management L.P. | Added | +604.2k |
| HRT FINANCIAL LP | New | +414.8k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +409.5k |
| Van Berkom & Associates Inc. | Added | +311.3k |
| Qube Research & Technologies Ltd | New | +291.0k |
| Schonfeld Strategic Advisors LLC | Added | +280.4k |
| Point72 Asset Management, L.P. | New | +270.4k |
| TWO SIGMA INVESTMENTS, LP | Added | +241.9k |
Biggest sellers
| GOLDMAN SACHS GROUP INC | Reduced | -4.2m |
| STATE STREET CORP | Reduced | -3.3m |
| JANE STREET GROUP, LLC | Reduced | -1.2m |
| WASATCH ADVISORS LP | Reduced | -537.7k |
| MORGAN STANLEY | Reduced | -455.6k |
| BlackRock Inc. | Reduced | -328.6k |
| VANGUARD GROUP INC | Reduced | -304.6k |
| BANK OF NOVA SCOTIA | Reduced | -268.6k |
| Diamond Hill Capital Management, LLC (Investment Advisor) | Reduced | -266.9k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | Reduced | -232.1k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $17.7m476.8k shares |
| CITADEL ADVISORS LLC | Reduced | $12.8m345.8k shares |
| UBS Group AG | Reduced | $6.5m175.7k shares |
| GROUP ONE TRADING LLC | Reduced | $6.1m163.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $3.7m100.6k shares |
| JANE STREET GROUP, LLC | Reduced | $3.6m96.0k shares |
| Interval Partners, LP | Reduced | $3.0m800 shares |
| MILLENNIUM MANAGEMENT LLC | New | $2.8m74.2k shares |
| WOLVERINE TRADING, LLC | Added | $1.5m41.1k shares |
| Walleye Trading LLC | Reduced | $1.4m38.4k shares |
Biggest puts
| UBS Group AG | Reduced | $56.9m1.5m shares |
| KING STREET CAPITAL MANAGEMENT, L.P. | Unchanged | $53.8m1.4m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $25.9m698.0k shares |
| Bracebridge Capital, LLC | Unchanged | $11.1m3.0k shares |
| NOMURA HOLDINGS INC | New | $8.2m222.0k shares |
| GROUP ONE TRADING LLC | Reduced | $7.4m199.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $7.0m189.5k shares |
| CITADEL ADVISORS LLC | Reduced | $6.6m178.6k shares |
| Parallax Volatility Advisers, L.P. | Reduced | $6.2m168.3k shares |
| SANDLER CAPITAL MANAGEMENT | New | $5.4m145.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2023.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 11.5m $427.3m | Reduced -304.6k |
| BlackRock Inc. 0.01% of their portfolio | 9.9m $366.3m | Reduced -328.6k |
| WASATCH ADVISORS LP 1.70% of their portfolio | 7.2m $268.7m | Reduced -537.7k |
| STATE STREET CORP 0.01% of their portfolio | 7.2m $266.1m | Reduced -3.3m |
| DIMENSIONAL FUND ADVISORS LP 0.08% of their portfolio | 6.8m $253.3m | Reduced -135.3k |
| FULLER & THALER ASSET MANAGEMENT, INC. 1.22% of their portfolio | 5.7m $211.6m | Reduced -23.7k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio | 3.0m $111.0m | Added +35.2k |
| PRINCIPAL FINANCIAL GROUP INC 0.06% of their portfolio | 2.1m $78.0m | Reduced -47.4k |
| Van Berkom & Associates Inc. 2.45% of their portfolio | 2.0m $75.3m | Added +311.3k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.08% of their portfolio | 1.9m $69.0m | Added +409.5k |
| Copeland Capital Management, LLC 1.48% of their portfolio | 1.9m $68.9m | Added +7.0k |
| JARISLOWSKY, FRASER Ltd 0.42% of their portfolio | 1.7m $64.0m | Reduced -26.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 1.7m $63.3m | Added +8.9k |
| WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio | 1.6m $59.2m | Reduced -96.3k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.4m $53.0m | Reduced -57.2k |
| Diamond Hill Capital Management, LLC (Investment Advisor) 0.23% of their portfolio | 1.3m $48.0m | Reduced -266.9k |
| NORGES BANK 0.01% of their portfolio | 1.2m $45.7m | Added +177.4k |
| FIRST TRUST ADVISORS LP 0.05% of their portfolio | 1.2m $45.5m | Reduced -51.2k |
| MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio | 1.2m $45.1m | Reduced -55.4k |
| Newport Trust Company, LLC 0.14% of their portfolio | 1.2m $44.9m | Added +9.9k |
| JUPITER ASSET MANAGEMENT LTD 0.45% of their portfolio | 1.1m $40.2m | Added +878.2k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 942.8k $34.9m | Reduced -21.9k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.68% of their portfolio | 928.6k $34.4m | Added +95.5k |
| MORGAN STANLEY 0.00% of their portfolio | 913.2k $33.9m | Reduced -455.6k |
| VIRGINIA RETIREMENT SYSTEMS ET Al 0.31% of their portfolio | 843.4k $31.3m | Added +788.3k |
| ProShare Advisors LLC 0.09% of their portfolio | 811.6k $30.1m | Reduced -105.3k |
| AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio | 716.3k $26.6m | Added +178.6k |
| CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio | 659.1k $24.4m | Added +53.9k |
| Balyasny Asset Management L.P. 0.06% of their portfolio | 611.0k $22.7m | Added +604.2k |
| Schonfeld Strategic Advisors LLC 0.21% of their portfolio | 605.6k $22.4m | Added +280.4k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 588.6k $21.8m | Reduced -4.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 534.5k $19.8m | Reduced -12.8k |
| GREAT LAKES ADVISORS, LLC 0.17% of their portfolio | 513.0k $19.0m | Added +28.7k |
| RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio | 509.6k $18.9m | Reduced -8.4k |
| Clearbridge Investments, LLC 0.02% of their portfolio | 506.3k $18.8m | Added +61.2k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.45% of their portfolio | 503.3k $18.7m | Reduced -77.3k |
| ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio | 463.1k $17.2m | Reduced -166.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 457.9k $17.0m | Reduced -22.7k |
| CABOT WEALTH MANAGEMENT INC 2.47% of their portfolio | 435.2k $16.1m | Added +2.8k |
| HRT FINANCIAL LP 0.16% of their portfolio | 414.8k $15.4m | New |
| Invesco Ltd. 0.00% of their portfolio | 413.7k $15.3m | Added +39.0k |
| BARCLAYS PLC 0.01% of their portfolio | 394.6k $14.6m | Added +51.1k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.85% of their portfolio | 362.6k $13.4m | Reduced -8.7k |
| CI INVESTMENTS INC. 0.07% of their portfolio | 359.6k $13.3m | Reduced -35.1k |
| Retirement Systems of Alabama 0.06% of their portfolio | 344.6k $12.8m | Reduced -7.5k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 343.9k $12.8m | Reduced -9.4k |
| LPL Financial LLC 0.01% of their portfolio | 321.0k $11.9m | Added +10.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 318.0k $11.8m | Reduced -7.3k |
| SEI INVESTMENTS CO 0.02% of their portfolio | 316.1k $11.7m | Reduced -11.7k |
| LSV ASSET MANAGEMENT 0.03% of their portfolio | 310.3k $11.5m | Reduced -13.7k |
| TCW GROUP INC 0.14% of their portfolio | 303.6k $11.3m | Reduced -23.2k |
| Qube Research & Technologies Ltd 0.03% of their portfolio | 291.0k $10.8m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 289.7k $10.7m | Added +88.5k |
| TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio | 288.7k $10.7m | Added +241.9k |
| Point72 Asset Management, L.P. 0.03% of their portfolio | 270.4k $10.0m | New |
| Walleye Capital LLC 0.15% of their portfolio | 267.4k $9.9m | Added +41.9k |
| WEYBOSSET RESEARCH & MANAGEMENT LLC 3.79% of their portfolio | 257.0k $9.5m | Reduced -564 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 248.3k $9.2m | Reduced -20.3k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 241.7k $9.0m | Added +93.0k |
| Swiss National Bank 0.01% of their portfolio | 239.5k $8.9m | Reduced -2.6k |
| Giverny Capital Inc. 0.47% of their portfolio | 235.9k $8.7m | Added +25.4k |
| California Public Employees Retirement System 0.01% of their portfolio | 229.5k $8.5m | Added +516 |
| Brandywine Global Investment Management, LLC 0.07% of their portfolio | 224.6k $8.3m | Reduced -3.5k |
| Squarepoint Ops LLC 0.04% of their portfolio | 220.9k $8.2m | Added +140.0k |
| QV Investors Inc. 0.83% of their portfolio | 215.9k $8.0m | Added +31.8k |
| Rafferty Asset Management, LLC 0.04% of their portfolio | 202.5k $7.5m | Added +2.8k |
| Connor, Clark & Lunn Investment Management Ltd. 0.04% of their portfolio | 194.6k $7.2m | Reduced -16.7k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 194.0k $7.2m | Reduced -232.1k |
| M&G INVESTMENT MANAGEMENT LTD 0.05% of their portfolio | 183.0k $6.8m | New |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 173.3k $6.4m | Reduced -7.5k |
| Legal & General Group Plc 0.00% of their portfolio | 160.9k $6.0m | Reduced -5.1k |
| Cubist Systematic Strategies, LLC 0.07% of their portfolio | 156.6k $5.8m | Added +89.0k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 156.5k $5.8m | Reduced -5.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 152.5k $5.7m | Reduced -4.2m |
| AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio | 148.3k $5.5m | Reduced -14.3k |
| FAIRHOLME CAPITAL MANAGEMENT LLC 0.39% of their portfolio | 147.5k $5.5m | New |
| Ziegler Capital Management, LLC 0.21% of their portfolio | 144.5k $5.4m | Added +296 |
| NorthCoast Asset Management LLC 0.08% of their portfolio | 123.4k $4.6m | Reduced -1.7k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio | 122.6k $4.5m | Reduced -5.7k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 120.4k $4.5m | Reduced -9.9k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 120.2k $4.5m | Reduced -1.7k |
| Horrell Capital Management, Inc. 1.44% of their portfolio | 116.8k $4.3m | Reduced -1.6k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 116.1k $4.3m | Added +31.9k |
| Sapience Investments, LLC 1.03% of their portfolio | 116.1k $4.3m | Reduced -2.9k |
| COMERICA BANK 0.02% of their portfolio | 114.7k $4.3m | Added +114.7k |
| PRUDENTIAL PLC 0.05% of their portfolio | 111.0k $4.1m | Added +99.5k |
| AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 109.2k $4.0m | Added +68.7k |
| PINEBRIDGE INVESTMENTS, L.P. 0.04% of their portfolio | 106.4k $3.9m | Reduced -61.0k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 98.3k $3.6m | New |
| UBS Group AG 0.00% of their portfolio | 97.6k $3.6m | Added +58.1k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 95.3k $3.5m | Reduced -1.2m |
| B. Metzler seel. Sohn & Co. AG 0.05% of their portfolio | 94.1k $3.5m | Reduced -104.3k |
| CITIGROUP INC 0.00% of their portfolio | 92.9k $3.4m | Reduced -36.1k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 92.6k $3.4m | Added +11.4k |
| TEXAS PERMANENT SCHOOL FUND CORP 0.03% of their portfolio | 89.4k $3.3m | Reduced -5.5k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 88.8k $3.3m | Added +17.3k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 88.0k $3.3m | Reduced -19.6k |
| STEPHENS INC /AR/ 0.06% of their portfolio | 85.7k $3.2m | Reduced -3.3k |
| Walleye Trading LLC 0.07% of their portfolio | 84.7k $3.1m | Added +21.4k |
| Edgestream Partners, L.P. 0.25% of their portfolio | 83.2k $3.1m | New |