Vault-13

BANK OZK LITTLE ROCK ARK OZK

COM · Common Stock · CUSIP 06417N103

Bank headquartered in Little Rock, Arkansas

388 institutional holders +23 vs Q2 2023
101,141,906101.1m shares reported held*
$3.8bnreported value*
51 new 127 added 143 reduced 31 sold out net sold ≈ $207.9m (-5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.09. Options: 15 managers hold calls ($61.7m notional), 23 hold puts ($221.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 406Q1 23: 392Q2 23: 365Q3 23: 388388Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022406
Q1 2023392
Q2 2023365
Q3 2023388

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 202 bought or addedQ4 22: 152 cut or sold outQ4 22Q1 23: 176 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 214 cut or sold outQ2 23Q3 23: 178 bought or addedQ3 23: 174 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022202152
Q1 2023176221
Q2 2023169214
Q3 2023178174

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ4 22 calls: $15.8mQ4 22 puts: $20.4mQ4 22P/C 1.29Q1 23 calls: $34.6mQ1 23 puts: $331.4mQ1 23P/C 9.57Q2 23 calls: $72.4mQ2 23 puts: $275.2mQ2 23P/C 3.80Q3 23 calls: $61.7mQ3 23 puts: $221.1mQ3 23P/C 3.58
Numbers
QuarterCallsPutsP/C
Q4 2022$15.8m$20.4m1.29
Q1 2023$34.6m$331.4m9.57
Q2 2023$72.4m$275.2m3.80
Q3 2023$61.7m$221.1m3.58

Biggest buyers

JUPITER ASSET MANAGEMENT LTD Added +878,212+878.2k
VIRGINIA RETIREMENT SYSTEMS ET Al Added +788,300+788.3k
Balyasny Asset Management L.P. Added +604,151+604.2k
HRT FINANCIAL LP New +414,750+414.8k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +409,495+409.5k
Van Berkom & Associates Inc. Added +311,293+311.3k
Qube Research & Technologies Ltd New +291,023+291.0k
Schonfeld Strategic Advisors LLC Added +280,392+280.4k
Point72 Asset Management, L.P. New +270,358+270.4k
TWO SIGMA INVESTMENTS, LP Added +241,876+241.9k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -4,161,203-4.2m
STATE STREET CORP Reduced -3,344,437-3.3m
JANE STREET GROUP, LLC Reduced -1,241,157-1.2m
WASATCH ADVISORS LP Reduced -537,692-537.7k
MORGAN STANLEY Reduced -455,556-455.6k
BlackRock Inc. Reduced -328,632-328.6k
VANGUARD GROUP INC Reduced -304,609-304.6k
BANK OF NOVA SCOTIA Reduced -268,647-268.6k
Diamond Hill Capital Management, LLC (Investment Advisor) Reduced -266,936-266.9k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -232,119-232.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $17.7m476.8k shares
CITADEL ADVISORS LLC Reduced $12.8m345.8k shares
UBS Group AG Reduced $6.5m175.7k shares
GROUP ONE TRADING LLC Reduced $6.1m163.5k shares
SIMPLEX TRADING, LLC Reduced $3.7m100.6k shares
JANE STREET GROUP, LLC Reduced $3.6m96.0k shares
Interval Partners, LP Reduced $3.0m800 shares
MILLENNIUM MANAGEMENT LLC New $2.8m74.2k shares
WOLVERINE TRADING, LLC Added $1.5m41.1k shares
Walleye Trading LLC Reduced $1.4m38.4k shares

Biggest puts

UBS Group AG Reduced $56.9m1.5m shares
KING STREET CAPITAL MANAGEMENT, L.P. Unchanged $53.8m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $25.9m698.0k shares
Bracebridge Capital, LLC Unchanged $11.1m3.0k shares
NOMURA HOLDINGS INC New $8.2m222.0k shares
GROUP ONE TRADING LLC Reduced $7.4m199.0k shares
SIMPLEX TRADING, LLC Reduced $7.0m189.5k shares
CITADEL ADVISORS LLC Reduced $6.6m178.6k shares
Parallax Volatility Advisers, L.P. Reduced $6.2m168.3k shares
SANDLER CAPITAL MANAGEMENT New $5.4m145.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 11,526,77411.5m $427.3m $427.3m 0.01% Reduced -304.6k -304,609
2 BlackRock Inc. 0.01% of their portfolio New York, NY 9,882,2949.9m $366.3m $366.3m 0.01% Reduced -328.6k -328,632
3 WASATCH ADVISORS LP 1.70% of their portfolio SALT LAKE CITY, UT 7,247,2207.2m $268.7m $268.7m 1.70% Reduced -537.7k -537,692
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,178,0127.2m $266.1m $266.1m 0.01% Reduced -3.3m -3,344,437
5 DIMENSIONAL FUND ADVISORS LP 0.08% of their portfolio AUSTIN, TX 6,833,6616.8m $253.3m $253.3m 0.08% Reduced -135.3k -135,338
6 FULLER & THALER ASSET MANAGEMENT, INC. 1.22% of their portfolio SAN MATEO, CA 5,708,3305.7m $211.6m $211.6m 1.22% Reduced -23.7k -23,709
7 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,994,8213.0m $111.0m $111.0m 0.03% Added +35.2k +35,215
8 PRINCIPAL FINANCIAL GROUP INC 0.06% of their portfolio DES MOINES, IA 2,103,1932.1m $78.0m $78.0m 0.06% Reduced -47.4k -47,412
9 Van Berkom & Associates Inc. 2.45% of their portfolio MONTREAL, A8 2,031,5182.0m $75.3m $75.3m 2.45% Added +311.3k +311,293
10 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.08% of their portfolio BOSTON, MA 1,862,2011.9m $69.0m $69.0m 0.08% Added +409.5k +409,495
11 Copeland Capital Management, LLC 1.48% of their portfolio Conshohocken, PA 1,858,4681.9m $68.9m $68.9m 1.48% Added +7.0k +7,039
12 JARISLOWSKY, FRASER Ltd 0.42% of their portfolio MONTREAL, A8 1,725,5161.7m $64.0m $64.0m 0.42% Reduced -26.2k -26,159
13 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,706,2001.7m $63.3m $63.3m 0.01% Added +8.9k +8,936
14 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,597,6711.6m $59.2m $59.2m 0.01% Reduced -96.3k -96,319
15 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,428,5851.4m $53.0m $53.0m 0.01% Reduced -57.2k -57,209
16 Diamond Hill Capital Management, LLC (Investment Advisor) 0.23% of their portfolio COLUMBUS, OH 1,295,6131.3m $48.0m $48.0m 0.23% Reduced -266.9k -266,936
17 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,232,4941.2m $45.7m $45.7m 0.01% Added +177.4k +177,400
18 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 1,228,4971.2m $45.5m $45.5m 0.05% Reduced -51.2k -51,165
19 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 1,217,0801.2m $45.1m $45.1m 0.05% Reduced -55.4k -55,374
20 Newport Trust Company, LLC 0.14% of their portfolio Washington, DC 1,210,1021.2m $44.9m $44.9m 0.14% Added +9.9k +9,857
21 JUPITER ASSET MANAGEMENT LTD 0.45% of their portfolio London, X0 1,085,3681.1m $40.2m $40.2m 0.45% Added +878.2k +878,212
22 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 942,774942.8k $34.9m $34.9m 0.01% Reduced -21.9k -21,854
23 WEDGE CAPITAL MANAGEMENT L L P/NC 0.68% of their portfolio CHARLOTTE, NC 928,567928.6k $34.4m $34.4m 0.68% Added +95.5k +95,473
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 913,197913.2k $33.9m $33.9m 0.00% Reduced -455.6k -455,556
25 VIRGINIA RETIREMENT SYSTEMS ET Al 0.31% of their portfolio RICHMOND, VA 843,400843.4k $31.3m $31.3m 0.31% Added +788.3k +788,300
26 ProShare Advisors LLC 0.09% of their portfolio BETHESDA, MD 811,555811.6k $30.1m $30.1m 0.09% Reduced -105.3k -105,280
27 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 716,297716.3k $26.6m $26.6m 0.02% Added +178.6k +178,620
28 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 659,093659.1k $24.4m $24.4m 0.09% Added +53.9k +53,897
29 Balyasny Asset Management L.P. 0.06% of their portfolio Chicago, IL 611,038611.0k $22.7m $22.7m 0.06% Added +604.2k +604,151
30 Schonfeld Strategic Advisors LLC 0.21% of their portfolio NEW YORK, NY 605,606605.6k $22.4m $22.4m 0.21% Added +280.4k +280,392
31 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 588,568588.6k $21.8m $21.8m 0.01% Reduced -4.1k -4,131
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 534,533534.5k $19.8m $19.8m 0.00% Reduced -12.8k -12,847
33 GREAT LAKES ADVISORS, LLC 0.17% of their portfolio CHICAGO, IL 513,005513.0k $19.0m $19.0m 0.17% Added +28.7k +28,679
34 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 509,588509.6k $18.9m $18.9m 0.02% Reduced -8.4k -8,370
35 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 506,298506.3k $18.8m $18.8m 0.02% Added +61.2k +61,235
36 KENNEDY CAPITAL MANAGEMENT LLC 0.45% of their portfolio ST LOUIS, MO 503,343503.3k $18.7m $18.7m 0.45% Reduced -77.3k -77,285
37 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 463,107463.1k $17.2m $17.2m 0.01% Reduced -166.5k -166,540
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 457,884457.9k $17.0m $17.0m 0.00% Reduced -22.7k -22,684
39 CABOT WEALTH MANAGEMENT INC 2.47% of their portfolio BEVERLY, MA 435,197435.2k $16.1m $16.1m 2.47% Added +2.8k +2,824
40 HRT FINANCIAL LP 0.16% of their portfolio NEW YORK, NY 414,750414.8k $15.4m $15.4m 0.16% New
41 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 413,681413.7k $15.3m $15.3m 0.00% Added +39.0k +38,965
42 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 394,568394.6k $14.6m $14.6m 0.01% Added +51.1k +51,113
43 RICE HALL JAMES & ASSOCIATES, LLC 0.85% of their portfolio San Diego, CA 362,563362.6k $13.4m $13.4m 0.85% Reduced -8.7k -8,653
44 CI INVESTMENTS INC. 0.07% of their portfolio TORONTO, Z4 359,632359.6k $13.3m $13.3m 0.07% Reduced -35.1k -35,113
45 Retirement Systems of Alabama 0.06% of their portfolio MONTGOMERY, AL 344,585344.6k $12.8m $12.8m 0.06% Reduced -7.5k -7,528
46 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 343,946343.9k $12.8m $12.8m 0.01% Reduced -9.4k -9,361
47 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 321,007321.0k $11.9m $11.9m 0.01% Added +10.4k +10,400
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 318,018318.0k $11.8m $11.8m 0.00% Reduced -7.3k -7,312
49 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 316,064316.1k $11.7m $11.7m 0.02% Reduced -11.7k -11,708
50 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 310,340310.3k $11.5m $11.5m 0.03% Reduced -13.7k -13,700
51 TCW GROUP INC 0.14% of their portfolio LOS ANGELES, CA 303,555303.6k $11.3m $11.3m 0.14% Reduced -23.2k -23,200
52 Qube Research & Technologies Ltd 0.03% of their portfolio LONDON, X0 291,023291.0k $10.8m $10.8m 0.03% New
53 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 289,682289.7k $10.7m $10.7m 0.00% Added +88.5k +88,504
54 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 288,676288.7k $10.7m $10.7m 0.03% Added +241.9k +241,876
55 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 270,358270.4k $10.0m $10.0m 0.03% New
56 Walleye Capital LLC 0.15% of their portfolio NEW YORK, NY 267,437267.4k $9.9m $9.9m 0.15% Added +41.9k +41,890
57 WEYBOSSET RESEARCH & MANAGEMENT LLC 3.79% of their portfolio PROVIDENCE, RI 256,978257.0k $9.5m $9.5m 3.79% Reduced -564 -564
58 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 248,312248.3k $9.2m $9.2m 0.00% Reduced -20.3k -20,254
59 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 241,656241.7k $9.0m $9.0m 0.01% Added +93.0k +93,045
60 Swiss National Bank 0.01% of their portfolio ZURICH, V8 239,533239.5k $8.9m $8.9m 0.01% Reduced -2.6k -2,600
61 Giverny Capital Inc. 0.47% of their portfolio MONTREAL, A8 235,926235.9k $8.7m $8.7m 0.47% Added +25.4k +25,404
62 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 229,496229.5k $8.5m $8.5m 0.01% Added +516 +516
63 Brandywine Global Investment Management, LLC 0.07% of their portfolio PHILADELPHIA, PA 224,632224.6k $8.3m $8.3m 0.07% Reduced -3.5k -3,508
64 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 220,865220.9k $8.2m $8.2m 0.04% Added +140.0k +140,040
65 QV Investors Inc. 0.83% of their portfolio CALGARY, A0 215,870215.9k $8.0m $8.0m 0.83% Added +31.8k +31,760
66 Rafferty Asset Management, LLC 0.04% of their portfolio New York, NY 202,531202.5k $7.5m $7.5m 0.04% Added +2.8k +2,832
67 Connor, Clark & Lunn Investment Management Ltd. 0.04% of their portfolio VANCOUVER, A1 194,567194.6k $7.2m $7.2m 0.04% Reduced -16.7k -16,672
68 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 193,951194.0k $7.2m $7.2m 0.00% Reduced -232.1k -232,119
69 M&G INVESTMENT MANAGEMENT LTD 0.05% of their portfolio London, X0 182,997183.0k $6.8m $6.8m 0.05% New
70 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 173,262173.3k $6.4m $6.4m 0.01% Reduced -7.5k -7,452
71 Legal & General Group Plc 0.00% of their portfolio London, X0 160,936160.9k $6.0m $6.0m 0.00% Reduced -5.1k -5,093
72 Cubist Systematic Strategies, LLC 0.07% of their portfolio STAMFORD, CT 156,596156.6k $5.8m $5.8m 0.07% Added +89.0k +88,987
73 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 156,492156.5k $5.8m $5.8m 0.01% Reduced -5.5k -5,482
74 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 152,473152.5k $5.7m $5.7m 0.00% Reduced -4.2m -4,161,203
75 AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio New York, NY 148,273148.3k $5.5m $5.5m 0.04% Reduced -14.3k -14,335
76 FAIRHOLME CAPITAL MANAGEMENT LLC 0.39% of their portfolio South Miami, FL 147,500147.5k $5.5m $5.5m 0.39% New
77 Ziegler Capital Management, LLC 0.21% of their portfolio CHICAGO, IL 144,549144.5k $5.4m $5.4m 0.21% Added +296 +296
78 NorthCoast Asset Management LLC 0.08% of their portfolio STAMFORD, CT 123,407123.4k $4.6m $4.6m 0.08% Reduced -1.7k -1,721
79 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 122,610122.6k $4.5m $4.5m 0.01% Reduced -5.7k -5,743
80 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 120,366120.4k $4.5m $4.5m 0.01% Reduced -9.9k -9,861
81 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 120,222120.2k $4.5m $4.5m 0.01% Reduced -1.7k -1,700
82 Horrell Capital Management, Inc. 1.44% of their portfolio LITTLE ROCK, AR 116,770116.8k $4.3m $4.3m 1.44% Reduced -1.6k -1,562
83 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 116,146116.1k $4.3m $4.3m 0.00% Added +31.9k +31,900
84 Sapience Investments, LLC 1.03% of their portfolio Irvine, CA 116,097116.1k $4.3m $4.3m 1.03% Reduced -2.9k -2,890
85 COMERICA BANK 0.02% of their portfolio DALLAS, TX 114,701114.7k $4.3m $4.3m 0.02% Added +114.7k +114,701
86 PRUDENTIAL PLC 0.05% of their portfolio LONDON, X0 111,002111.0k $4.1m $4.1m 0.05% Added +99.5k +99,470
87 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 109,169109.2k $4.0m $4.0m 0.01% Added +68.7k +68,721
88 PINEBRIDGE INVESTMENTS, L.P. 0.04% of their portfolio NEW YORK, NY 106,367106.4k $3.9m $3.9m 0.04% Reduced -61.0k -61,010
89 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 98,25798.3k $3.6m $3.6m 0.02% New
90 UBS Group AG 0.00% of their portfolio ZURICH, V8 97,57597.6k $3.6m $3.6m 0.00% Added +58.1k +58,085
91 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 95,34995.3k $3.5m $3.5m 0.01% Reduced -1.2m -1,241,157
92 B. Metzler seel. Sohn & Co. AG 0.05% of their portfolio FRANKFURT, 2M 94,10894.1k $3.5m $3.5m 0.05% Reduced -104.3k -104,272
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 92,86592.9k $3.4m $3.4m 0.00% Reduced -36.1k -36,053
94 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 92,63392.6k $3.4m $3.4m 0.00% Added +11.4k +11,392
95 TEXAS PERMANENT SCHOOL FUND CORP 0.03% of their portfolio AUSTIN, TX 89,36689.4k $3.3m $3.3m 0.03% Reduced -5.5k -5,544
96 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 88,77788.8k $3.3m $3.3m 0.00% Added +17.3k +17,335
97 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 87,98888.0k $3.3m $3.3m 0.00% Reduced -19.6k -19,587
98 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 85,72485.7k $3.2m $3.2m 0.06% Reduced -3.3k -3,330
99 Walleye Trading LLC 0.07% of their portfolio NEW YORK, NY 84,65384.7k $3.1m $3.1m 0.07% Added +21.4k +21,414
100 Edgestream Partners, L.P. 0.25% of their portfolio Princeton, NJ 83,23483.2k $3.1m $3.1m 0.25% New