Vault-13

BANK OZK LITTLE ROCK ARK OZK

COM · Common Stock · CUSIP 06417N103

Bank headquartered in Little Rock, Arkansas

365 institutional holders -27 vs Q1 2023
107,346,154107.3m shares reported held*
$4.3bnreported value*
43 new 126 added 142 reduced 72 sold out net bought ≈ $92.9m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.13. Options: 16 managers hold calls ($72.4m notional), 22 hold puts ($275.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 406Q1 23: 392Q2 23: 365365Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022406
Q1 2023392
Q2 2023365

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 202 bought or addedQ4 22: 152 cut or sold outQ4 22Q1 23: 176 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 169 bought or addedQ2 23: 214 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022202152
Q1 2023176221
Q2 2023169214

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $6.8mQ3 22 puts: $10.9mQ3 22P/C 1.60Q4 22 calls: $15.8mQ4 22 puts: $20.4mQ4 22P/C 1.29Q1 23 calls: $34.6mQ1 23 puts: $331.4mQ1 23P/C 9.57Q2 23 calls: $72.4mQ2 23 puts: $275.2mQ2 23P/C 3.80
Numbers
QuarterCallsPutsP/C
Q3 2022$6.8m$10.9m1.60
Q4 2022$15.8m$20.4m1.29
Q1 2023$34.6m$331.4m9.57
Q2 2023$72.4m$275.2m3.80

Biggest buyers

GOLDMAN SACHS GROUP INC Added +4,045,472+4.0m
WELLINGTON MANAGEMENT GROUP LLP Added +1,207,259+1.2m
JANE STREET GROUP, LLC Added +1,092,512+1.1m
FULLER & THALER ASSET MANAGEMENT, INC. Added +803,059+803.1k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +533,138+533.1k
FIRST TRUST ADVISORS LP Added +363,603+363.6k
Schonfeld Strategic Advisors LLC Added +324,914+324.9k
GREAT LAKES ADVISORS, LLC Added +261,454+261.5k
BANK OF NOVA SCOTIA Added +260,368+260.4k
BARCLAYS PLC Added +231,737+231.7k

Biggest sellers

STATE STREET CORP Reduced -2,269,254-2.3m
MILLENNIUM MANAGEMENT LLC Reduced -731,397-731.4k
ALLIANCEBERNSTEIN L.P. Reduced -664,633-664.6k
Diamond Hill Capital Management, LLC (Investment Advisor) Reduced -620,900-620.9k
WASATCH ADVISORS LP Reduced -476,605-476.6k
BlackRock Inc. Reduced -346,930-346.9k
Qube Research & Technologies Ltd Sold out -346,526-346.5k
Cubist Systematic Strategies, LLC Reduced -295,542-295.5k
VANGUARD GROUP INC Reduced -258,585-258.6k
Epoch Investment Partners, Inc. Sold out -195,804-195.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $19.5m485.9k shares
CITADEL ADVISORS LLC Added $18.4m458.4k shares
GROUP ONE TRADING LLC Added $7.5m186.5k shares
UBS Group AG Added $7.3m182.5k shares
SIMPLEX TRADING, LLC Added $5.8m144.9k shares
JANE STREET GROUP, LLC Added $5.2m129.8k shares
Interval Partners, LP New $2.0m50.0k shares
Walleye Trading LLC Reduced $1.8m44.3k shares
PEAK6 Investments LLC Reduced $1.6m38.8k shares
WOLVERINE TRADING, LLC Added $1.2m28.5k shares

Biggest puts

UBS Group AG Added $71.2m1.8m shares
KING STREET CAPITAL MANAGEMENT, L.P. Added $58.2m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $31.2m777.4k shares
Parallax Volatility Advisers, L.P. New $18.7m465.6k shares
GROUP ONE TRADING LLC Added $13.8m344.8k shares
Bracebridge Capital, LLC Unchanged $12.0m3.0k shares
Jefferies Financial Group Inc. New $10.8m270.0k shares
CITADEL ADVISORS LLC Reduced $9.2m229.5k shares
Brevan Howard Capital Management LP Added $8.3m207.5k shares
SIMPLEX TRADING, LLC Added $7.9m197.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 11,831,38311.8m $475.1m $475.1m 0.01% Reduced -258.6k -258,585
2 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 10,522,44910.5m $422.6m $422.6m 0.02% Reduced -2.3m -2,269,254
3 BlackRock Inc. 0.01% of their portfolio New York, NY 10,210,92610.2m $410.1m $410.1m 0.01% Reduced -346.9k -346,930
4 WASATCH ADVISORS LP 1.89% of their portfolio SALT LAKE CITY, UT 7,784,9127.8m $312.6m $312.6m 1.89% Reduced -476.6k -476,605
5 DIMENSIONAL FUND ADVISORS LP 0.09% of their portfolio AUSTIN, TX 6,968,9997.0m $279.9m $279.9m 0.09% Reduced -55.5k -55,514
6 FULLER & THALER ASSET MANAGEMENT, INC. 1.31% of their portfolio SAN MATEO, CA 5,732,0395.7m $230.2m $230.2m 1.31% Added +803.1k +803,059
7 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,313,6764.3m $173.2m $173.2m 0.04% Added +4.0m +4,045,472
8 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,959,6063.0m $118.9m $118.9m 0.03% Added +88.9k +88,916
9 PRINCIPAL FINANCIAL GROUP INC 0.06% of their portfolio DES MOINES, IA 2,150,6052.2m $86.4m $86.4m 0.06% Reduced -32.3k -32,323
10 Copeland Capital Management, LLC 1.53% of their portfolio Conshohocken, PA 1,851,4291.9m $74.4m $74.4m 1.53% Added +69.4k +69,398
11 JARISLOWSKY, FRASER Ltd 0.42% of their portfolio MONTREAL, A8 1,751,6751.8m $70.3m $70.3m 0.42% Reduced -38.4k -38,409
12 Van Berkom & Associates Inc. 2.51% of their portfolio MONTREAL, A8 1,720,2251.7m $69.1m $69.1m 2.51% Reduced -21.4k -21,378
13 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,697,2641.7m $68.2m $68.2m 0.01% Added +38.9k +38,908
14 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,693,9901.7m $68.0m $68.0m 0.01% Added +1.2m +1,207,259
15 Diamond Hill Capital Management, LLC (Investment Advisor) 0.28% of their portfolio COLUMBUS, OH 1,562,5491.6m $62.8m $62.8m 0.28% Reduced -620.9k -620,900
16 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,485,7941.5m $59.7m $59.7m 0.01% Reduced -20.8k -20,829
17 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.07% of their portfolio BOSTON, MA 1,452,7061.5m $58.3m $58.3m 0.07% Added +533.1k +533,138
18 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,368,7531.4m $55.0m $55.0m 0.01% Reduced -13.6k -13,647
19 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,336,5061.3m $53.7m $53.7m 0.07% Added +1.1m +1,092,512
20 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 1,279,6621.3m $51.4m $51.4m 0.06% Added +363.6k +363,603
21 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 1,272,4541.3m $51.1m $51.1m 0.05% Reduced -731.4k -731,397
22 Newport Trust Company, LLC 0.14% of their portfolio Washington, DC 1,200,2451.2m $48.2m $48.2m 0.14% Added +12.8k +12,786
23 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,055,0941.1m $42.4m $42.4m 0.01% Reduced -90.8k -90,791
24 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 964,628964.6k $38.7m $38.7m 0.01% Reduced -115.0k -114,987
25 ProShare Advisors LLC 0.11% of their portfolio BETHESDA, MD 916,835916.8k $36.8m $36.8m 0.11% Added +134.5k +134,476
26 WEDGE CAPITAL MANAGEMENT L L P/NC 0.53% of their portfolio CHARLOTTE, NC 833,094833.1k $33.5m $33.5m 0.53% Added +42.8k +42,798
27 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 629,647629.6k $25.3m $25.3m 0.01% Reduced -664.6k -664,633
28 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 605,196605.2k $24.3m $24.3m 0.10% Added +59.6k +59,620
29 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 592,699592.7k $23.8m $23.8m 0.01% Added +55.7k +55,705
30 KENNEDY CAPITAL MANAGEMENT LLC 0.54% of their portfolio ST LOUIS, MO 580,628580.6k $23.3m $23.3m 0.54% Added +201.5k +201,493
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 547,380547.4k $22.0m $22.0m 0.00% Added +46.5k +46,502
32 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 537,677537.7k $21.6m $21.6m 0.02% Added +157.2k +157,171
33 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 517,958518.0k $20.8m $20.8m 0.02% Reduced -18.8k -18,774
34 GREAT LAKES ADVISORS, LLC 0.19% of their portfolio CHICAGO, IL 484,326484.3k $19.5m $19.5m 0.19% Added +261.5k +261,454
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 480,568480.6k $19.3m $19.3m 0.00% Reduced -102.7k -102,660
36 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 445,063445.1k $17.9m $17.9m 0.02% Added +5.9k +5,916
37 CABOT WEALTH MANAGEMENT INC 2.59% of their portfolio BEVERLY, MA 432,373432.4k $17.4m $17.4m 2.59% Added +3.5k +3,477
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 426,070426.1k $14.6m $14.6m 0.01% Unchanged
39 CI INVESTMENTS INC. 0.08% of their portfolio TORONTO, Z4 394,745394.7k $15.9m $15.9m 0.08% Reduced -38.1k -38,110
40 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 374,716374.7k $15.0m $15.0m 0.00% Added +26.0k +26,026
41 RICE HALL JAMES & ASSOCIATES, LLC 0.85% of their portfolio San Diego, CA 371,216371.2k $14.9m $14.9m 0.85% Reduced -7.0k -6,968
42 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 353,307353.3k $14.2m $14.2m 0.02% Added +6.0k +6,038
43 Retirement Systems of Alabama 0.06% of their portfolio MONTGOMERY, AL 352,113352.1k $14.1m $14.1m 0.06% Reduced -26.8k -26,806
44 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 343,455343.5k $13.8m $13.8m 0.01% Added +231.7k +231,737
45 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 327,772327.8k $13.2m $13.2m 0.02% Reduced -110.8k -110,782
46 TCW GROUP INC 0.15% of their portfolio LOS ANGELES, CA 326,755326.8k $13.1m $13.1m 0.15% Added +10.0k +10,000
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 325,330325.3k $13.1m $13.1m 0.00% Reduced -36.0k -36,041
48 Schonfeld Strategic Advisors LLC 0.11% of their portfolio NEW YORK, NY 325,214325.2k $13.1m $13.1m 0.11% Added +324.9k +324,914
49 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 324,357324.4k $13.0m $13.0m 0.03% Added +260.4k +260,368
50 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 324,040324.0k $13.0m $13.0m 0.03% Reduced -16.3k -16,300
51 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 310,607310.6k $12.5m $12.5m 0.01% Added +7.6k +7,554
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 268,566268.6k $10.8m $10.8m 0.00% Reduced -9.9k -9,869
53 WEYBOSSET RESEARCH & MANAGEMENT LLC 3.79% of their portfolio PROVIDENCE, RI 257,542257.5k $10.3m $10.3m 3.79% Reduced -959 -959
54 Swiss National Bank 0.01% of their portfolio ZURICH, V8 242,133242.1k $9.7m $9.7m 0.01% Added +1.1k +1,100
55 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 228,980229.0k $9.2m $9.2m 0.01% Reduced -25.4k -25,393
56 Brandywine Global Investment Management, LLC 0.08% of their portfolio PHILADELPHIA, PA 228,140228.1k $9.2m $9.2m 0.08% New
57 Walleye Capital LLC 0.16% of their portfolio NEW YORK, NY 225,547225.5k $9.1m $9.1m 0.16% New
58 Connor, Clark & Lunn Investment Management Ltd. 0.04% of their portfolio VANCOUVER, A1 211,239211.2k $8.5m $8.5m 0.04% Added +181.6k +181,619
59 Giverny Capital Inc. 0.44% of their portfolio MONTREAL, A8 210,522210.5k $8.5m $8.5m 0.44% Added +10.3k +10,266
60 JUPITER ASSET MANAGEMENT LTD 0.09% of their portfolio London, X0 207,156207.2k $8.3m $8.3m 0.09% Added +103.2k +103,195
61 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 201,178201.2k $8.1m $8.1m 0.00% Reduced -6.1k -6,085
62 Rafferty Asset Management, LLC 0.05% of their portfolio New York, NY 199,699199.7k $8.0m $8.0m 0.05% Added +75.1k +75,053
63 B. Metzler seel. Sohn & Co. AG 0.11% of their portfolio FRANKFURT, 2M 198,380198.4k $8.0m $8.0m 0.11% Added +99.2k +99,190
64 QV Investors Inc. 0.67% of their portfolio CALGARY, A0 184,110184.1k $7.4m $7.4m 0.67% Reduced -3.2k -3,220
65 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 180,714180.7k $7.3m $7.3m 0.01% Added +31.0k +31,002
66 PINEBRIDGE INVESTMENTS, L.P. 0.07% of their portfolio NEW YORK, NY 167,377167.4k $6.7m $6.7m 0.07% New
67 Legal & General Group Plc 0.00% of their portfolio London, X0 166,029166.0k $6.7m $6.7m 0.00% Added +221 +221
68 AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio New York, NY 162,608162.6k $6.5m $6.5m 0.04% Reduced -7.4k -7,362
69 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 161,974162.0k $6.5m $6.5m 0.01% Added +8.6k +8,613
70 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 148,611148.6k $6.0m $6.0m 0.01% Reduced -56.7k -56,715
71 Ziegler Capital Management, LLC 0.22% of their portfolio CHICAGO, IL 144,253144.3k $5.8m $5.8m 0.22% Reduced -59.6k -59,557
72 Gillson Capital LP 0.48% of their portfolio CHICAGO, IL 135,632135.6k $5.4m $5.4m 0.48% New
73 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 130,227130.2k $5.2m $5.2m 0.01% Reduced -9.7k -9,740
74 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 128,918128.9k $5.2m $5.2m 0.01% Added +104.8k +104,802
75 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 128,353128.4k $5.2m $5.2m 0.01% Reduced -12.1k -12,139
76 NorthCoast Asset Management LLC 0.07% of their portfolio STAMFORD, CT 125,128125.1k $5.0m $5.0m 0.07% Reduced -312 -312
77 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 121,922121.9k $4.9m $4.9m 0.01% Reduced -1.3k -1,300
78 Sapience Investments, LLC 1.08% of their portfolio Irvine, CA 118,987119.0k $4.8m $4.8m 1.08% Reduced -40.8k -40,763
79 Horrell Capital Management, Inc. 1.46% of their portfolio LITTLE ROCK, AR 118,332118.3k $4.8m $4.8m 1.46% Added +16 +16
80 Ameritas Investment Partners, Inc. 0.16% of their portfolio LINCOLN, NE 108,950109.0k $4.4m $4.4m 0.16% Added +1.8k +1,844
81 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 107,575107.6k $4.3m $4.3m 0.01% Reduced -3.8k -3,801
82 NATIXIS 0.03% of their portfolio PARIS, I0 95,20095.2k $3.8m $3.8m 0.03% New
83 TEXAS PERMANENT SCHOOL FUND CORP 0.04% of their portfolio AUSTIN, TX 94,91094.9k $3.8m $3.8m 0.04% Reduced -3.9k -3,869
84 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 92,51192.5k $3.7m $3.7m 0.01% Reduced -67.5k -67,509
85 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 89,05489.1k $3.6m $3.6m 0.06% Reduced -1.4k -1,428
86 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 88,12988.1k $3.5m $3.5m 0.01% New
87 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 84,24684.2k $3.4m $3.4m 0.00% Reduced -37.0k -37,030
88 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 81,24181.2k $3.3m $3.3m 0.00% Reduced -4.8k -4,798
89 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 80,82580.8k $3.2m $3.2m 0.02% Added +52.4k +52,398
90 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 78,76578.8k $3.2m $3.2m 0.01% Reduced -9.5k -9,517
91 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.04% of their portfolio New York, NY 78,22978.2k $3.1m $3.1m 0.04% Reduced -10.4k -10,423
92 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 75,61575.6k $3.0m $3.0m 0.00% Added +6.1k +6,123
93 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 71,85671.9k $2.9m $2.9m 0.01% Reduced -200 -200
94 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 71,44271.4k $2.9m $2.9m 0.00% Reduced -141.5k -141,536
95 AMALGAMATED BANK 0.02% of their portfolio NEW YORK, NY 70,86970.9k $2.8m $2.8m 0.02% Reduced -5.3k -5,344
96 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 69,28469.3k $2.8m $2.8m 0.01% Added +19.3k +19,309
97 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 67,60967.6k $2.7m $2.7m 0.03% Reduced -295.5k -295,542
98 MetLife Investment Management, LLC 0.02% of their portfolio Whippany, NJ 64,64664.6k $2.6m $2.6m 0.02% Reduced -2.9k -2,930
99 MAI Capital Management 0.04% of their portfolio INDEPENDENCE, OH 64,40264.4k $2.6m $2.6m 0.04% Reduced -1.3k -1,296
100 Walleye Trading LLC 0.13% of their portfolio NEW YORK, NY 63,23963.2k $2.5m $2.5m 0.13% New