BANK OZK LITTLE ROCK ARK OZK
COM · Common Stock · CUSIP 06417N103
Bank headquartered in Little Rock, Arkansas
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.13. Options: 16 managers hold calls ($72.4m notional), 22 hold puts ($275.2m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 352 |
| Q4 2022 | 406 |
| Q1 2023 | 392 |
| Q2 2023 | 365 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 202 | 152 |
| Q1 2023 | 176 | 221 |
| Q2 2023 | 169 | 214 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $6.8m | $10.9m | 1.60 |
| Q4 2022 | $15.8m | $20.4m | 1.29 |
| Q1 2023 | $34.6m | $331.4m | 9.57 |
| Q2 2023 | $72.4m | $275.2m | 3.80 |
Biggest buyers
| GOLDMAN SACHS GROUP INC | Added | +4.0m |
| WELLINGTON MANAGEMENT GROUP LLP | Added | +1.2m |
| JANE STREET GROUP, LLC | Added | +1.1m |
| FULLER & THALER ASSET MANAGEMENT, INC. | Added | +803.1k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +533.1k |
| FIRST TRUST ADVISORS LP | Added | +363.6k |
| Schonfeld Strategic Advisors LLC | Added | +324.9k |
| GREAT LAKES ADVISORS, LLC | Added | +261.5k |
| BANK OF NOVA SCOTIA | Added | +260.4k |
| BARCLAYS PLC | Added | +231.7k |
Biggest sellers
| STATE STREET CORP | Reduced | -2.3m |
| MILLENNIUM MANAGEMENT LLC | Reduced | -731.4k |
| ALLIANCEBERNSTEIN L.P. | Reduced | -664.6k |
| Diamond Hill Capital Management, LLC (Investment Advisor) | Reduced | -620.9k |
| WASATCH ADVISORS LP | Reduced | -476.6k |
| BlackRock Inc. | Reduced | -346.9k |
| Qube Research & Technologies Ltd | Sold out | -346.5k |
| Cubist Systematic Strategies, LLC | Reduced | -295.5k |
| VANGUARD GROUP INC | Reduced | -258.6k |
| Epoch Investment Partners, Inc. | Sold out | -195.8k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $19.5m485.9k shares |
| CITADEL ADVISORS LLC | Added | $18.4m458.4k shares |
| GROUP ONE TRADING LLC | Added | $7.5m186.5k shares |
| UBS Group AG | Added | $7.3m182.5k shares |
| SIMPLEX TRADING, LLC | Added | $5.8m144.9k shares |
| JANE STREET GROUP, LLC | Added | $5.2m129.8k shares |
| Interval Partners, LP | New | $2.0m50.0k shares |
| Walleye Trading LLC | Reduced | $1.8m44.3k shares |
| PEAK6 Investments LLC | Reduced | $1.6m38.8k shares |
| WOLVERINE TRADING, LLC | Added | $1.2m28.5k shares |
Biggest puts
| UBS Group AG | Added | $71.2m1.8m shares |
| KING STREET CAPITAL MANAGEMENT, L.P. | Added | $58.2m1.4m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $31.2m777.4k shares |
| Parallax Volatility Advisers, L.P. | New | $18.7m465.6k shares |
| GROUP ONE TRADING LLC | Added | $13.8m344.8k shares |
| Bracebridge Capital, LLC | Unchanged | $12.0m3.0k shares |
| Jefferies Financial Group Inc. | New | $10.8m270.0k shares |
| CITADEL ADVISORS LLC | Reduced | $9.2m229.5k shares |
| Brevan Howard Capital Management LP | Added | $8.3m207.5k shares |
| SIMPLEX TRADING, LLC | Added | $7.9m197.9k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 11.8m $475.1m | Reduced -258.6k |
| STATE STREET CORP 0.02% of their portfolio | 10.5m $422.6m | Reduced -2.3m |
| BlackRock Inc. 0.01% of their portfolio | 10.2m $410.1m | Reduced -346.9k |
| WASATCH ADVISORS LP 1.89% of their portfolio | 7.8m $312.6m | Reduced -476.6k |
| DIMENSIONAL FUND ADVISORS LP 0.09% of their portfolio | 7.0m $279.9m | Reduced -55.5k |
| FULLER & THALER ASSET MANAGEMENT, INC. 1.31% of their portfolio | 5.7m $230.2m | Added +803.1k |
| GOLDMAN SACHS GROUP INC 0.04% of their portfolio | 4.3m $173.2m | Added +4.0m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio | 3.0m $118.9m | Added +88.9k |
| PRINCIPAL FINANCIAL GROUP INC 0.06% of their portfolio | 2.2m $86.4m | Reduced -32.3k |
| Copeland Capital Management, LLC 1.53% of their portfolio | 1.9m $74.4m | Added +69.4k |
| JARISLOWSKY, FRASER Ltd 0.42% of their portfolio | 1.8m $70.3m | Reduced -38.4k |
| Van Berkom & Associates Inc. 2.51% of their portfolio | 1.7m $69.1m | Reduced -21.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 1.7m $68.2m | Added +38.9k |
| WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio | 1.7m $68.0m | Added +1.2m |
| Diamond Hill Capital Management, LLC (Investment Advisor) 0.28% of their portfolio | 1.6m $62.8m | Reduced -620.9k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.5m $59.7m | Reduced -20.8k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.07% of their portfolio | 1.5m $58.3m | Added +533.1k |
| MORGAN STANLEY 0.01% of their portfolio | 1.4m $55.0m | Reduced -13.6k |
| JANE STREET GROUP, LLC 0.07% of their portfolio | 1.3m $53.7m | Added +1.1m |
| FIRST TRUST ADVISORS LP 0.06% of their portfolio | 1.3m $51.4m | Added +363.6k |
| MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio | 1.3m $51.1m | Reduced -731.4k |
| Newport Trust Company, LLC 0.14% of their portfolio | 1.2m $48.2m | Added +12.8k |
| NORGES BANK 0.01% of their portfolio | 1.1m $42.4m | Reduced -90.8k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 964.6k $38.7m | Reduced -115.0k |
| ProShare Advisors LLC 0.11% of their portfolio | 916.8k $36.8m | Added +134.5k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.53% of their portfolio | 833.1k $33.5m | Added +42.8k |
| ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio | 629.6k $25.3m | Reduced -664.6k |
| CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio | 605.2k $24.3m | Added +59.6k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 592.7k $23.8m | Added +55.7k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.54% of their portfolio | 580.6k $23.3m | Added +201.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 547.4k $22.0m | Added +46.5k |
| AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio | 537.7k $21.6m | Added +157.2k |
| RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio | 518.0k $20.8m | Reduced -18.8k |
| GREAT LAKES ADVISORS, LLC 0.19% of their portfolio | 484.3k $19.5m | Added +261.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 480.6k $19.3m | Reduced -102.7k |
| Clearbridge Investments, LLC 0.02% of their portfolio | 445.1k $17.9m | Added +5.9k |
| CABOT WEALTH MANAGEMENT INC 2.59% of their portfolio | 432.4k $17.4m | Added +3.5k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 426.1k $14.6m | Unchanged |
| CI INVESTMENTS INC. 0.08% of their portfolio | 394.7k $15.9m | Reduced -38.1k |
| Invesco Ltd. 0.00% of their portfolio | 374.7k $15.0m | Added +26.0k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.85% of their portfolio | 371.2k $14.9m | Reduced -7.0k |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 353.3k $14.2m | Added +6.0k |
| Retirement Systems of Alabama 0.06% of their portfolio | 352.1k $14.1m | Reduced -26.8k |
| BARCLAYS PLC 0.01% of their portfolio | 343.5k $13.8m | Added +231.7k |
| SEI INVESTMENTS CO 0.02% of their portfolio | 327.8k $13.2m | Reduced -110.8k |
| TCW GROUP INC 0.15% of their portfolio | 326.8k $13.1m | Added +10.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 325.3k $13.1m | Reduced -36.0k |
| Schonfeld Strategic Advisors LLC 0.11% of their portfolio | 325.2k $13.1m | Added +324.9k |
| BANK OF NOVA SCOTIA 0.03% of their portfolio | 324.4k $13.0m | Added +260.4k |
| LSV ASSET MANAGEMENT 0.03% of their portfolio | 324.0k $13.0m | Reduced -16.3k |
| LPL Financial LLC 0.01% of their portfolio | 310.6k $12.5m | Added +7.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 268.6k $10.8m | Reduced -9.9k |
| WEYBOSSET RESEARCH & MANAGEMENT LLC 3.79% of their portfolio | 257.5k $10.3m | Reduced -959 |
| Swiss National Bank 0.01% of their portfolio | 242.1k $9.7m | Added +1.1k |
| California Public Employees Retirement System 0.01% of their portfolio | 229.0k $9.2m | Reduced -25.4k |
| Brandywine Global Investment Management, LLC 0.08% of their portfolio | 228.1k $9.2m | New |
| Walleye Capital LLC 0.16% of their portfolio | 225.5k $9.1m | New |
| Connor, Clark & Lunn Investment Management Ltd. 0.04% of their portfolio | 211.2k $8.5m | Added +181.6k |
| Giverny Capital Inc. 0.44% of their portfolio | 210.5k $8.5m | Added +10.3k |
| JUPITER ASSET MANAGEMENT LTD 0.09% of their portfolio | 207.2k $8.3m | Added +103.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 201.2k $8.1m | Reduced -6.1k |
| Rafferty Asset Management, LLC 0.05% of their portfolio | 199.7k $8.0m | Added +75.1k |
| B. Metzler seel. Sohn & Co. AG 0.11% of their portfolio | 198.4k $8.0m | Added +99.2k |
| QV Investors Inc. 0.67% of their portfolio | 184.1k $7.4m | Reduced -3.2k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 180.7k $7.3m | Added +31.0k |
| PINEBRIDGE INVESTMENTS, L.P. 0.07% of their portfolio | 167.4k $6.7m | New |
| Legal & General Group Plc 0.00% of their portfolio | 166.0k $6.7m | Added +221 |
| AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio | 162.6k $6.5m | Reduced -7.4k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 162.0k $6.5m | Added +8.6k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 148.6k $6.0m | Reduced -56.7k |
| Ziegler Capital Management, LLC 0.22% of their portfolio | 144.3k $5.8m | Reduced -59.6k |
| Gillson Capital LP 0.48% of their portfolio | 135.6k $5.4m | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 130.2k $5.2m | Reduced -9.7k |
| CITIGROUP INC 0.01% of their portfolio | 128.9k $5.2m | Added +104.8k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio | 128.4k $5.2m | Reduced -12.1k |
| NorthCoast Asset Management LLC 0.07% of their portfolio | 125.1k $5.0m | Reduced -312 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 121.9k $4.9m | Reduced -1.3k |
| Sapience Investments, LLC 1.08% of their portfolio | 119.0k $4.8m | Reduced -40.8k |
| Horrell Capital Management, Inc. 1.46% of their portfolio | 118.3k $4.8m | Added +16 |
| Ameritas Investment Partners, Inc. 0.16% of their portfolio | 109.0k $4.4m | Added +1.8k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 107.6k $4.3m | Reduced -3.8k |
| NATIXIS 0.03% of their portfolio | 95.2k $3.8m | New |
| TEXAS PERMANENT SCHOOL FUND CORP 0.04% of their portfolio | 94.9k $3.8m | Reduced -3.9k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio | 92.5k $3.7m | Reduced -67.5k |
| STEPHENS INC /AR/ 0.06% of their portfolio | 89.1k $3.6m | Reduced -1.4k |
| Brookfield Corp /ON/ 0.01% of their portfolio | 88.1k $3.5m | New |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 84.2k $3.4m | Reduced -37.0k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 81.2k $3.3m | Reduced -4.8k |
| Squarepoint Ops LLC 0.02% of their portfolio | 80.8k $3.2m | Added +52.4k |
| CANADA LIFE ASSURANCE Co 0.01% of their portfolio | 78.8k $3.2m | Reduced -9.5k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.04% of their portfolio | 78.2k $3.1m | Reduced -10.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 75.6k $3.0m | Added +6.1k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 71.9k $2.9m | Reduced -200 |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 71.4k $2.9m | Reduced -141.5k |
| AMALGAMATED BANK 0.02% of their portfolio | 70.9k $2.8m | Reduced -5.3k |
| State of New Jersey Common Pension Fund D 0.01% of their portfolio | 69.3k $2.8m | Added +19.3k |
| Cubist Systematic Strategies, LLC 0.03% of their portfolio | 67.6k $2.7m | Reduced -295.5k |
| MetLife Investment Management, LLC 0.02% of their portfolio | 64.6k $2.6m | Reduced -2.9k |
| MAI Capital Management 0.04% of their portfolio | 64.4k $2.6m | Reduced -1.3k |
| Walleye Trading LLC 0.13% of their portfolio | 63.2k $2.5m | New |