Vault-13

BANK OZK LITTLE ROCK ARK OZK

COM · Common Stock · CUSIP 06417N103

Bank headquartered in Little Rock, Arkansas

406 institutional holders +54 vs Q3 2022
98,752,33198.8m shares reported held*
$4.0bnreported value*
63 new 139 added 129 reduced 23 sold out net bought ≈ $78.1m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.06. Options: 9 managers hold calls ($15.8m notional), 10 hold puts ($20.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 406406Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022352
Q4 2022406

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $6.8mQ3 22 puts: $10.9mQ3 22P/C 1.60Q4 22 calls: $15.8mQ4 22 puts: $20.4mQ4 22P/C 1.29
Numbers
QuarterCallsPutsP/C
Q3 2022$6.8m$10.9m1.60
Q4 2022$15.8m$20.4m1.29

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +1,232,210+1.2m
MILLENNIUM MANAGEMENT LLC Added +946,106+946.1k
WEDGE CAPITAL MANAGEMENT L L P/NC New +780,711+780.7k
Qube Research & Technologies Ltd New +386,801+386.8k
BlackRock Inc. Added +262,829+262.8k
Copeland Capital Management, LLC Added +235,072+235.1k
DIMENSIONAL FUND ADVISORS LP Added +230,108+230.1k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +225,744+225.7k
LOS ANGELES CAPITAL MANAGEMENT LLC Added +175,175+175.2k
MORGAN STANLEY Added +140,783+140.8k

Biggest sellers

STATE STREET CORP Reduced -1,137,673-1.1m
FMR LLC Reduced -1,005,650-1.0m
Diamond Hill Capital Management, LLC (Investment Advisor) Reduced -533,891-533.9k
Schonfeld Strategic Advisors LLC Reduced -382,461-382.5k
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Reduced -277,839-277.8k
Brandywine Global Investment Management, LLC Reduced -265,479-265.5k
WASATCH ADVISORS LP Reduced -239,278-239.3k
AQR CAPITAL MANAGEMENT LLC Reduced -158,018-158.0k
Brookfield Corp /ON/ Sold out -126,384-126.4k
JARISLOWSKY, FRASER Ltd Reduced -108,353-108.4k

Biggest calls

PEAK6 Investments LLC Added $6.3m157.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m95.3k shares
CITADEL ADVISORS LLC Added $2.9m72.6k shares
JANE STREET GROUP, LLC Added $1.1m27.0k shares
GROUP ONE TRADING LLC Added $753.1k18.8k shares
SIMPLEX TRADING, LLC Reduced $689.0k17.2k shares
WOLVERINE TRADING, LLC New $224.0k5.6k shares
Cutler Group LLC / CA New $1.0k4.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Balyasny Asset Management L.P. New $10.7m267.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.5m61.7k shares
PEAK6 Investments LLC Added $2.4m58.8k shares
JANE STREET GROUP, LLC Reduced $1.6m38.7k shares
GROUP ONE TRADING LLC Reduced $1.5m36.6k shares
CITADEL ADVISORS LLC Reduced $1.4m35.6k shares
Maven Securities LTD Reduced $300.4k7.5k shares
SIMPLEX TRADING, LLC Reduced $108.0k2.7k shares
Cutler Group LLC / CA New $1.0k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 12,096,49912.1m $484.6m $484.6m 0.01% Added +12.0k +12,012
2 STATE STREET CORP 0.03% of their portfolio BOSTON, MA 11,556,55911.6m $463.0m $463.0m 0.03% Reduced -1.1m -1,137,673
3 BlackRock Inc. 0.01% of their portfolio New York, NY 10,502,30310.5m $420.7m $420.7m 0.01% Added +262.8k +262,829
4 WASATCH ADVISORS LP 2.26% of their portfolio SALT LAKE CITY, UT 8,380,6148.4m $335.7m $335.7m 2.26% Reduced -239.3k -239,278
5 DIMENSIONAL FUND ADVISORS LP 0.10% of their portfolio AUSTIN, TX 6,927,3556.9m $277.5m $277.5m 0.10% Added +230.1k +230,108
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 2,994,8393.0m $120.0m $120.0m 0.04% Added +225.7k +225,744
7 Diamond Hill Capital Management, LLC (Investment Advisor) 0.40% of their portfolio COLUMBUS, OH 2,212,7332.2m $88.6m $88.6m 0.40% Reduced -533.9k -533,891
8 PRINCIPAL FINANCIAL GROUP INC 0.06% of their portfolio DES MOINES, IA 2,134,3762.1m $85.5m $85.5m 0.06% Reduced -70.9k -70,926
9 JARISLOWSKY, FRASER Ltd 0.52% of their portfolio MONTREAL, A8 1,994,2262.0m $79.9m $79.9m 0.52% Reduced -108.4k -108,353
10 Copeland Capital Management, LLC 1.91% of their portfolio Conshohocken, PA 1,803,2671.8m $72.2m $72.2m 1.91% Added +235.1k +235,072
11 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,600,4391.6m $64.1m $64.1m 0.01% Added +71.6k +71,619
12 Van Berkom & Associates Inc. 2.61% of their portfolio MONTREAL, A8 1,519,1571.5m $60.9m $60.9m 2.61% Added +47.8k +47,795
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,518,2111.5m $60.8m $60.8m 0.01% Added +54.0k +53,985
14 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 1,409,3911.4m $56.5m $56.5m 0.06% Added +946.1k +946,106
15 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,372,9001.4m $55.0m $55.0m 0.01% Added +1.2m +1,232,210
16 Newport Trust Company, LLC 0.13% of their portfolio Washington, DC 1,185,4841.2m $47.5m $47.5m 0.13% Added +7.2k +7,169
17 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,170,2011.2m $46.9m $46.9m 0.01% Added +72.1k +72,072
18 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,102,4601.1m $44.2m $44.2m 0.01% Added +140.8k +140,783
19 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,085,4661.1m $43.5m $43.5m 0.01% Added +118.2k +118,241
20 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 923,315923.3k $37.0m $37.0m 0.02% Added +100.8k +100,817
21 ProShare Advisors LLC 0.11% of their portfolio BETHESDA, MD 790,798790.8k $31.7m $31.7m 0.11% Added +106.8k +106,828
22 WEDGE CAPITAL MANAGEMENT L L P/NC 0.50% of their portfolio CHARLOTTE, NC 780,711780.7k $31.3m $31.3m 0.50% New
23 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 707,508707.5k $28.3m $28.3m 0.03% Reduced -84.0k -83,981
24 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 556,134556.1k $22.3m $22.3m 0.02% Reduced -3.5k -3,489
25 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 518,581518.6k $20.8m $20.8m 0.01% Added +100.9k +100,915
26 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 509,803509.8k $20.4m $20.4m 0.03% Added +74.4k +74,447
27 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.03% of their portfolio BOSTON, MA 507,268507.3k $20.3m $20.3m 0.03% Reduced -21.5k -21,516
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 484,094484.1k $19.4m $19.4m 0.00% Added +11.3k +11,251
29 CI INVESTMENTS INC. 0.10% of their portfolio TORONTO, Z4 479,928479.9k $19.2m $19.2m 0.10% Reduced -40.1k -40,095
30 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 478,722478.7k $19.2m $19.2m 0.10% Added +58.3k +58,337
31 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 468,919468.9k $18.8m $18.8m 0.02% Reduced -899 -899
32 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 442,870442.9k $17.7m $17.7m 0.01% Reduced -80.5k -80,531
33 Epoch Investment Partners, Inc. 0.10% of their portfolio New York, NY 433,825433.8k $17.4m $17.4m 0.10% Reduced -98.5k -98,508
34 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 429,464429.5k $17.2m $17.2m 0.01% Added +137.0k +137,022
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 421,007421.0k $16.9m $16.9m 0.01% Reduced -24.7k -24,703
36 RICE HALL JAMES & ASSOCIATES, LLC 0.94% of their portfolio San Diego, CA 408,936408.9k $16.4m $16.4m 0.94% Reduced -132 -132
37 CABOT WEALTH MANAGEMENT INC 2.65% of their portfolio BEVERLY, MA 391,387391.4k $15.7m $15.7m 2.65% Reduced -106.8k -106,801
38 Qube Research & Technologies Ltd 0.09% of their portfolio LONDON, X0 386,801386.8k $15.5m $15.5m 0.09% New
39 Retirement Systems of Alabama 0.07% of their portfolio MONTGOMERY, AL 380,899380.9k $15.3m $15.3m 0.07% Added +307 +307
40 AQR CAPITAL MANAGEMENT LLC 0.03% of their portfolio Greenwich, CT 373,722373.7k $15.0m $15.0m 0.03% Reduced -158.0k -158,018
41 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 371,297371.3k $14.9m $14.9m 0.02% Added +33.9k +33,900
42 FIL Ltd 0.02% of their portfolio HAMILTON, D0 370,970371.0k $14.9m $14.9m 0.02% Added +50.2k +50,196
43 KENNEDY CAPITAL MANAGEMENT LLC 0.42% of their portfolio ST LOUIS, MO 368,076368.1k $14.7m $14.7m 0.42% Reduced -6.6k -6,579
44 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 353,697353.7k $14.2m $14.2m 0.02% Added +12.1k +12,077
45 TCW GROUP INC 0.20% of their portfolio LOS ANGELES, CA 347,955348.0k $13.9m $13.9m 0.20% Reduced -1.2k -1,200
46 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 342,340342.3k $13.7m $13.7m 0.03% Added +47.4k +47,375
47 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 340,874340.9k $13.7m $13.7m 0.01% Reduced -8 -8
48 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 311,643311.6k $12.5m $12.5m 0.03% Reduced -1.1k -1,062
49 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 309,313309.3k $12.4m $12.4m 0.01% Added +14.7k +14,717
50 Ziegler Capital Management, LLC 0.50% of their portfolio CHICAGO, IL 299,929299.9k $12.0m $12.0m 0.50% Reduced -6.6k -6,637
51 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 296,889296.9k $11.9m $11.9m 0.01% Added +8.2k +8,159
52 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 291,456291.5k $11.7m $11.7m 0.01% Added +3.8k +3,800
53 Swiss National Bank 0.01% of their portfolio ZURICH, V8 285,933285.9k $11.5m $11.5m 0.01% Added +5.1k +5,100
54 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 277,337277.3k $11.1m $11.1m 0.01% Reduced -86.5k -86,498
55 WEYBOSSET RESEARCH & MANAGEMENT LLC 4.02% of their portfolio PROVIDENCE, RI 259,373259.4k $10.4m $10.4m 4.02% Reduced -1.4k -1,432
56 LOS ANGELES CAPITAL MANAGEMENT LLC 0.05% of their portfolio LOS ANGELES, CA 245,790245.8k $9.8m $9.8m 0.05% Added +175.2k +175,175
57 GREAT LAKES ADVISORS, LLC 0.52% of their portfolio CHICAGO, IL 226,909226.9k $9.1m $9.1m 0.52% Reduced -27.0k -27,016
58 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 225,453225.5k $9.0m $9.0m 0.01% Reduced -25.1k -25,108
59 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 220,249220.2k $8.8m $8.8m 0.01% Reduced -5.5k -5,533
60 Giverny Capital Inc. 0.52% of their portfolio MONTREAL, A8 209,356209.4k $8.4m $8.4m 0.52% Reduced -1.7k -1,667
61 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 202,999203.0k $8.1m $8.1m 0.00% Added +3.7k +3,664
62 QV Investors Inc. 0.73% of their portfolio CALGARY, A0 190,320190.3k $7.6m $7.6m 0.73% Added +26.1k +26,140
63 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 178,757178.8k $7.2m $7.2m 0.01% Reduced -94.2k -94,250
64 AMERICAN INTERNATIONAL GROUP, INC. 0.05% of their portfolio New York, NY 172,414172.4k $6.9m $6.9m 0.05% Reduced -3.1k -3,088
65 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 170,841170.8k $6.8m $6.8m 0.00% Reduced -86.6k -86,623
66 Sapience Investments, LLC 1.43% of their portfolio Irvine, CA 170,250170.2k $6.8m $6.8m 1.43% Reduced -18.3k -18,340
67 Legal & General Group Plc 0.00% of their portfolio London, X0 160,239160.2k $6.4m $6.4m 0.00% Added +126 +126
68 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 159,458159.5k $6.4m $6.4m 0.00% Added +119.4k +119,377
69 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 154,098154.1k $6.2m $6.2m 0.00% Reduced -7.2k -7,189
70 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 153,808153.8k $6.2m $6.2m 0.01% Added +33.8k +33,848
71 UBS Group AG 0.00% of their portfolio ZURICH, V8 153,019153.0k $6.1m $6.1m 0.00% Added +67.5k +67,523
72 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 147,931147.9k $5.9m $5.9m 0.01% Added +1.6k +1,622
73 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 140,492140.5k $5.6m $5.6m 0.01% Reduced -6.0k -6,020
74 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 136,644136.6k $5.5m $5.5m 0.01% Reduced -5.6k -5,597
75 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 134,551134.6k $5.4m $5.4m 0.01% Added +200 +200
76 NorthCoast Asset Management LLC 0.10% of their portfolio STAMFORD, CT 123,209123.2k $4.9m $4.9m 0.10% Added +1.3k +1,265
77 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 118,881118.9k $4.8m $4.8m 0.01% Added +4.9k +4,926
78 ALGERT GLOBAL LLC 0.26% of their portfolio SAN FRANCISCO, CA 117,626117.6k $4.7m $4.7m 0.26% Reduced -12.0k -11,970
79 Horrell Capital Management, Inc. 1.56% of their portfolio LITTLE ROCK, AR 117,580117.6k $4.7m $4.7m 1.56% Reduced -1.3k -1,260
80 Ameritas Investment Partners, Inc. 0.18% of their portfolio LINCOLN, NE 106,264106.3k $4.4m $4.4m 0.18% Added +5.0k +5,024
81 HRT FINANCIAL LP 0.06% of their portfolio NEW YORK, NY 103,540103.5k $4.1m $4.1m 0.06% New
82 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 101,467101.5k $4.1m $4.1m 0.00% Reduced -34.1k -34,135
83 B. Metzler seel. Sohn & Co. AG 0.07% of their portfolio FRANKFURT, 2M 100,995101.0k $4.0m $4.0m 0.07% Added +24.8k +24,836
84 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 99,969100.0k $4.0m $4.0m 0.01% Added +7.0k +6,951
85 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 99,59599.6k $4.0m $4.0m 0.03% Added +84.5k +84,487
86 State of Tennessee, Department of Treasury 0.02% of their portfolio NASHVILLE, TN 97,72897.7k $3.9m $3.9m 0.02% Added +14.4k +14,398
87 AMALGAMATED BANK 0.03% of their portfolio NEW YORK, NY 95,86495.9k $3.8m $3.8m 0.03% Added +15.6k +15,594
88 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 91,51491.5k $3.7m $3.7m 0.01% Reduced -7.1k -7,120
89 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.05% of their portfolio New York, NY 90,95691.0k $3.6m $3.6m 0.05% Added +1.6k +1,592
90 COMERICA BANK 0.03% of their portfolio DALLAS, TX 90,89990.9k $3.8m $3.8m 0.03% Added +35.2k +35,186
91 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 90,23590.2k $3.6m $3.6m 0.01% Added +12.7k +12,675
92 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 89,88889.9k $3.6m $3.6m 0.00% Reduced -555 -555
93 TUDOR INVESTMENT CORP ET AL 0.09% of their portfolio STAMFORD, CT 89,68189.7k $3.6m $3.6m 0.09% New
94 STEPHENS INC /AR/ 0.07% of their portfolio LITTLE ROCK, AR 87,53187.5k $3.5m $3.5m 0.07% Reduced -697 -697
95 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 86,36286.4k $3.5m $3.5m 0.01% Added +34.7k +34,669
96 Ergoteles LLC 0.13% of their portfolio NEW YORK, NY 85,03185.0k $3.4m $3.4m 0.13% New
97 MARTINGALE ASSET MANAGEMENT L P 0.06% of their portfolio BOSTON, MA 80,79780.8k $3.2m $3.2m 0.06% New
98 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77,30677.3k $3.1m $3.1m 0.00% Reduced -7.2k -7,243
99 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 76,84376.8k $3.1m $3.1m 0.05% Reduced -346 -346
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 75,06475.1k $3.2m $3.2m 0.00% Added +1.5k +1,518