Vault-13

BANK AMERICA CORP BAC 7.25 PERP L

7.25%CNV PFD L · PUBLIC · CUSIP 060505682

222 institutional holders +16 vs Q3 2022
1,612,0511.6m shares reported held*
$2.0bnreported value*
35 new 61 added 52 reduced 21 sold out net bought ≈ $5.0m (-76.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($54.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1230.02.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 206Q4 22: 222222Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022206
Q4 2022222

Biggest buyers

ADVENT CAPITAL MANAGEMENT /DE/ New +174,336+174.3k
Valeo Financial Advisors, LLC New +93,602+93.6k
CAMDEN ASSET MANAGEMENT L P /CA Added +22,070+22.1k
AMERIPRISE FINANCIAL INC Added +9,732+9.7k
Mirae Asset Global Investments Co., Ltd. Added +8,636+8.6k
CAPTRUST FINANCIAL ADVISORS New +7,878+7.9k
LORD, ABBETT & CO. LLC Added +7,160+7.2k
MORGAN STANLEY Added +4,254+4.3k
VICTORY CAPITAL MANAGEMENT INC Added +3,813+3.8k
RAYMOND JAMES & ASSOCIATES Added +3,770+3.8k

Biggest sellers

ADVENT CAPITAL MANAGEMENT /DE/ Sold out -161,112-161.1k
Connectus Wealth, LLC Sold out -19,320-19.3k
Amundi Reduced -18,841-18.8k
VOYA INVESTMENT MANAGEMENT LLC Reduced -15,220-15.2k
BlackRock Inc. Reduced -12,000-12.0k
FMR LLC Reduced -7,858-7.9k
CREDIT SUISSE AG/ Reduced -6,000-6.0k
Spectrum Asset Management, Inc. Reduced -5,918-5.9k
Baird Financial Group, Inc. Reduced -4,967-5.0k
FIRST TRUST ADVISORS LP Reduced -3,958-4.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.27% of their portfolio ATLANTA, GA 201,805201.8k $234.1m $234.1m 0.27% Reduced -15.2k -15,220
2 ADVENT CAPITAL MANAGEMENT /DE/ 3.62% of their portfolio NEW YORK, NY 174,336174.3k $202.7m $202.7m 3.62% New
3 BlackRock Inc. 0.01% of their portfolio New York, NY 147,486147.5k $171.1m $171.1m 0.01% Reduced -12.0k -12,000
4 Valeo Financial Advisors, LLC 0.08% of their portfolio CARMEL, IN 93,60293.6k $1.5m $1.5m 0.08% New
5 CAMDEN ASSET MANAGEMENT L P /CA 3.42% of their portfolio Los Angeles, CA 91,44091.4k $106.1m $106.1m 3.42% Added +22.1k +22,070
6 VICTORY CAPITAL MANAGEMENT INC 0.11% of their portfolio San Antonio, TX 84,86584.9k $98.4m $98.4m 0.11% Added +3.8k +3,813
7 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 60,41460.4k $70.1m $70.1m 0.08% Reduced -4.0k -3,958
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 60,19860.2k $70.2m $70.2m 0.00% Added +2.0k +2,000
9 Mirae Asset Global Investments Co., Ltd. 0.17% of their portfolio SEOUL, M5 57,10557.1k $66.2m $66.2m 0.17% Added +8.6k +8,636
10 AMERICAN CENTURY COMPANIES INC 0.05% of their portfolio KANSAS CITY, MO 51,29251.3k $59.6m $59.6m 0.05% Added +2.6k +2,638
11 STONEBRIDGE ADVISORS LLC 32.38% of their portfolio WILTON, CT 46,26046.3k $53.7m $53.7m 32.38% Reduced -1.7k -1,704
12 FMR LLC 0.00% of their portfolio BOSTON, MA 42,92442.9k $49.8m $49.8m 0.00% Reduced -7.9k -7,858
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 41,93541.9k $48.7m $48.7m 0.03% Added +185 +185
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 37,48237.5k $43.8m $43.8m 0.00% Added +4.3k +4,254
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 34,12834.1k $39.6m $39.6m 0.01% Added +9.7k +9,732
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 33,37433.4k $38.7m $38.7m 0.01% Reduced -3.1k -3,123
17 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 33,29233.3k $38.6m $38.6m 0.01% Reduced -2.3k -2,255
18 MacKay Shields LLC 0.98% of their portfolio New York, NY 33,01933.0k $38.4m $38.4m 0.98% Added +80 +80
19 First Eagle Investment Management, LLC 0.09% of their portfolio NEW YORK, NY 27,26127.3k $31.6m $31.6m 0.09% Added +650 +650
20 Calamos Advisors LLC 0.15% of their portfolio NAPERVILLE, IL 26,61826.6k $30.9m $30.9m 0.15% Added +816 +816
21 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 23,91123.9k $27.7m $27.7m 0.01% Reduced -17 -17
22 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 23,26923.3k $27.1m $27.1m 0.07% Unchanged
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 19,34619.3k $224.0k $224.0k 0.00% Unchanged
24 LORD, ABBETT & CO. LLC 0.04% of their portfolio JERSEY CITY, NJ 18,32018.3k $21.3m $21.3m 0.04% Added +7.2k +7,160
25 EVERETT HARRIS & CO /CA/ 0.36% of their portfolio LOS ANGELES, CA 17,75217.8k $20.8m $20.8m 0.36% Reduced -872 -872
26 PIER 88 INVESTMENT PARTNERS LLC 4.76% of their portfolio SAN FRANCISCO, CA 16,92316.9k $19.6m $19.6m 4.76% Added +300 +300
27 VILLERE ST DENIS J & CO LLC 1.47% of their portfolio New Orleans, LA 16,27316.3k $18.9m $18.9m 1.47% Reduced -171 -171
28 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 13,37313.4k $15.5m $15.5m 0.02% Added +662 +662
29 ZAZOVE ASSOCIATES LLC 1.41% of their portfolio INCLINE VILLAGE, NV 13,07513.1k $15.2m $15.2m 1.41% Unchanged
30 PUTNAM INVESTMENTS LLC 0.03% of their portfolio BOSTON, MA 12,72112.7k $14.8m $14.8m 0.03% Added +847 +847
31 Oxbow Advisors, LLC 2.76% of their portfolio Austin, TX 12,64012.6k $14.7m $14.7m 2.76% Added +121 +121
32 Spectrum Asset Management, Inc. 9.99% of their portfolio STAMFORD, CT 11,97912.0k $13.9m $13.9m 9.99% Reduced -5.9k -5,918
33 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 11,58011.6k $13.4m $13.4m 0.01% Added +65 +65
34 Amundi 0.01% of their portfolio Paris, I0 9,97810.0k $12.1m $12.1m 0.01% Reduced -18.8k -18,841
35 PALISADE CAPITAL MANAGEMENT, LP 0.31% of their portfolio FORT LEE, NJ 9,7999.8k $11.6m $11.6m 0.31% Added +1.8k +1,784
36 NEW ENGLAND ASSET MANAGEMENT INC 0.20% of their portfolio FARMINGTON, CT 9,4359.4k $10.9m $10.9m 0.20% Unchanged
37 Phraction Management LLC 7.12% of their portfolio COLCHESTER, CT 9,3269.3k $10.8m $10.8m 7.12% Added +1.1k +1,135
38 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 9,1209.1k $10.6m $10.6m 0.01% Added +1.3k +1,277
39 Artemis Wealth Advisors, LLC 1.49% of their portfolio Port Washington, NY 8,4168.4k $9.8m $9.8m 1.49% Added +4 +4
40 AEGON USA Investment Management, LLC 2.75% of their portfolio CEDAR RAPIDS, IA 7,9508.0k $9.2m $9.2m 2.75% Unchanged
41 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 7,8787.9k $9.1m $9.1m 0.05% New
42 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 7,7087.7k $8.9m $8.9m 0.01% Added +3.8k +3,770
43 RB Capital Management, LLC 3.14% of their portfolio RENO, NV 7,4247.4k $8.6m $8.6m 3.14% Reduced -500 -500
44 CONNING INC. 0.27% of their portfolio HARTFORD, CT 7,1857.2k $8.3m $8.3m 0.27% Added +225 +225
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,7406.7k $7.8m $7.8m 0.00% Reduced -898 -898
46 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 6,2056.2k $7.2m $7.2m 0.02% Added +1.3k +1,268
47 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 6,2006.2k $7.2m $7.2m 0.01% Reduced -6.0k -6,000
48 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 6,0486.0k $7.0m $7.0m 0.01% Added +680 +680
49 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 5,2805.3k $6.1m $6.1m 0.15% Reduced -224 -224
50 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 5,0545.1k $5.9m $5.9m 0.01% Unchanged
51 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 4,5194.5k $5.2m $5.2m 0.01% Added +85 +85
52 OPPENHEIMER & CO INC 0.12% of their portfolio NEW YORK, NY 4,4624.5k $5.2m $5.2m 0.12% Added +108 +108
53 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 4,3484.3k $5.0m $5.0m 0.01% Reduced -310 -310
54 RATIONAL ADVISORS, INC. 0.41% of their portfolio San Juan, PR 4,2484.2k $4.9m $4.9m 0.41% Unchanged
55 Mariner, LLC 0.02% of their portfolio Overland Park, KS 4,0584.1k $4.7m $4.7m 0.02% Added +219 +219
56 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 4,0304.0k $4.7m $4.7m 0.00% Added +518 +518
57 Hudson Capital Management LLC 1.68% of their portfolio RAMSEY, NJ 3,6573.7k $4.2m $4.2m 1.68% Added +91 +91
58 SG Americas Securities, LLC 0.06% of their portfolio NEW YORK, NY 3,4303.4k $4.0m $4.0m 0.06% Unchanged
59 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 3,4293.4k $4.1m $4.1m 0.06% Added +39 +39
60 LAFFER TENGLER INVESTMENTS, INC. 1.15% of their portfolio Scottsdale, AZ 3,4033.4k $4.0m $4.0m 1.15% Added +882 +882
61 SSI INVESTMENT MANAGEMENT LLC 0.25% of their portfolio Los Angeles, CA 3,3703.4k $3.9m $3.9m 0.25% Added +580 +580
62 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 3,3563.4k $3.9m $3.9m 0.00% Added +1.0k +1,032
63 Alken Asset Management Ltd 97.03% of their portfolio LONDON, X0 3,3503.4k $3.9m $3.9m 97.03% First filing
64 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 3,2723.3k $3.8m $3.8m 0.00% Reduced -27 -27
65 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,2103.2k $3.7m $3.7m 0.00% Reduced -103 -103
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,1543.2k $3.7m $3.7m 0.00% Added +113 +113
67 Peloton Wealth Strategists 1.68% of their portfolio INDIANAPOLIS, IN 3,0093.0k $3.5m $3.5m 1.68% New
68 Uniplan Investment Counsel, Inc. 0.25% of their portfolio MILWAUKEE, WI 3,0033.0k $3.5m $3.5m 0.25% Reduced -86 -86
69 MENLO ADVISORS LLC 2.60% of their portfolio MENLO PARK, CA 2,9833.0k $3.5m $3.5m 2.60% Reduced -114 -114
70 FOUNDERS CAPITAL MANAGEMENT, LLC 0.88% of their portfolio Hartford, CT 2,8162.8k $3.3m $3.3m 0.88% Added +283 +283
71 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 2,8102.8k $3.3m $3.3m 0.01% Added +113 +113
72 Ameritas Investment Partners, Inc. 0.12% of their portfolio LINCOLN, NE 2,5892.6k $3.0m $3.0m 0.12% Unchanged
73 Marathon Trading Investment Management LLC 1.96% of their portfolio RADNOR, PA 2,5472.5k $3.0m $3.0m 1.96% Unchanged
74 AGF MANAGEMENT LTD 0.02% of their portfolio TORONTO, A6 2,4002.4k $2.8m $2.8m 0.02% First filing
75 LexAurum Advisors, LLC 0.96% of their portfolio OVERLAND PARK, KS 2,3142.3k $2.7m $2.7m 0.96% Reduced -149 -149
76 SUMMITRY LLC 0.19% of their portfolio Foster City, CA 2,2332.2k $2.6m $2.6m 0.19% Reduced -46 -46
77 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 2,2102.2k $2.6m $2.6m 0.00% Reduced -167 -167
78 ICON ADVISERS INC/CO 0.58% of their portfolio GREENWOOD VILLAGE, CO 1,9602.0k $2.3m $2.3m 0.58% Added +920 +920
79 MONTAG A & ASSOCIATES INC 0.15% of their portfolio ATLANTA, GA 1,8521.9k $2.2m $2.2m 0.15% Added +10 +10
80 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 1,7981.8k $2.1m $2.1m 0.02% Reduced -15 -15
81 Bedell Frazier Investment Counselling, LLC 0.53% of their portfolio Walnut Creek, CA 1,7321.7k $2.0m $2.0m 0.53% Reduced -205 -205
82 Seven Springs Wealth Group, LLC 0.96% of their portfolio BRENTWOOD, TN 1,7161.7k $2.0m $2.0m 0.96% Added +779 +779
83 JRM Investment Counsel, LLC 0.83% of their portfolio OMAHA, NE 1,6661.7k $1.9m $1.9m 0.83% Reduced -230 -230
84 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.44% of their portfolio PASADENA, CA 1,6641.7k $1.9m $1.9m 0.44% New
85 GOODWIN DANIEL L 0.96% of their portfolio Oak Brook, IL 1,6371.6k $1.9m $1.9m 0.96% Unchanged
86 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,6211.6k $1.9m $1.9m 0.00% New
87 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 1,6201.6k $1.9m $1.9m 0.00% Added +68 +68
88 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 1,4701.5k $1.7m $1.7m 0.01% Added +88 +88
89 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 1,4331.4k $1.7m $1.7m 0.01% Added +439 +439
90 FIRST FOUNDATION ADVISORS 0.08% of their portfolio Irvine, CA 1,3921.4k $1.6m $1.6m 0.08% Reduced -16 -16
91 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 1,3481.3k $1.6m $1.6m 0.00% Reduced -134 -134
92 KCM INVESTMENT ADVISORS LLC 0.06% of their portfolio GREENBRAE, CA 1,2981.3k $1.5m $1.5m 0.06% New
93 INCOME RESEARCH & MANAGEMENT 0.71% of their portfolio Boston, MA 1,2921.3k $1.5m $1.5m 0.71% Unchanged
94 GFS Advisors, LLC 0.34% of their portfolio HOUSTON, TX 1,2901.3k $1.5m $1.5m 0.34% Unchanged
95 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,2801.3k $1.5m $1.5m 0.00% Reduced -271 -271
96 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0281.0k $1.2m $1.2m 0.00% Added +139 +139
97 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 1,0021.0k $1.2m $1.2m 0.00% Reduced -308 -308
98 Galvin, Gaustad & Stein, LLC 0.12% of their portfolio Scottsdale, AZ 993993 $1.2m $1.2m 0.12% Reduced -484 -484
99 Curi Capital, LLC 0.04% of their portfolio CHICAGO, IL 985985 $1.1m $1.1m 0.04% Added +100 +100
100 Pekin Hardy Strauss, Inc. 0.17% of their portfolio CHICAGO, IL 952952 $1.1m $1.1m 0.17% Added +65 +65