Vault-13

BAKKT HOLDINGS INC

*W EXP 10/25/202 · CUSIP 05759B115

12 institutional holders +0 vs Q3 2024
364,040364.0k shares reported held*
$207.5kreported value*
2 new 2 added 2 reduced 2 sold out net sold ≈ $30.3k (-52.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.57. Options: 1 managers hold calls ($231.6k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 17Q1 23: 14Q2 23: 16Q3 23: 17Q4 23: 16Q1 24: 11Q2 24: 11Q3 24: 12Q4 24: 1212Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202214
Q4 202217
Q1 202314
Q2 202316
Q3 202317
Q4 202316
Q1 202411
Q2 202411
Q3 202412
Q4 202412

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 1 bought or addedQ1 23: 8 cut or sold outQ2 23: 5 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 3 cut or sold outQ4 23: 5 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 7 cut or sold outQ2 24: 2 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 2 cut or sold outQ4 24: 4 bought or addedQ4 24: 4 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202318
Q2 202352
Q3 202343
Q4 202354
Q1 202457
Q2 202426
Q3 202432
Q4 202444

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $53.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $69.9kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $92.8kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $231.6kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$53.0k$00.00
Q2 2024$69.9k$00.00
Q3 2024$92.8k$00.00
Q4 2024$231.6k$00.00

Biggest buyers

Virtu Financial LLC Added +44,186+44.2k
UBS Group AG Added +2,468+2.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +1,000+1.0k
CLEAR STREET LLC New +100+100

Biggest sellers

Realta Investment Advisors Reduced -65,100-65.1k
WOLVERINE ASSET MANAGEMENT LLC Reduced -24,679-24.7k
Clarity Capital Partners LLC Sold out -10,290-10.3k
Richard W. Paul & Associates, LLC Sold out -20-20

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $231.6k400.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VR Advisory Services Ltd 0.02% of their portfolio CAMANA BAY, GRAND CAYMAN, E9 150,000150.0k $86.8k $86.8k 0.02% Unchanged
2 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 69,00069.0k $36.6k $36.6k 0.01% Reduced -65.1k -65,100
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 65,31365.3k $37.8k $37.8k 0.00% Unchanged
4 Virtu Financial LLC 0.00% of their portfolio New York, NY 58,21258.2k $34.0k $34.0k 0.00% Added +44.2k +44,186
5 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 17,30917.3k $10.0k $10.0k 0.00% Reduced -24.7k -24,679
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,5062.5k $1.5k $1.5k 0.00% Added +2.5k +2,468
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0001.0k $579 $579 0.00% New
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 250250 $0 $0 0.00% Unchanged
9 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 250250 $145 $145 0.00% Unchanged
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 100100 $58 $58 0.00% Unchanged
11 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 100100 $58 $58 0.00% New
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged