Vault-13

BAKKT HOLDINGS INC

*W EXP 10/25/202 · CUSIP 05759B115

11 institutional holders -5 vs Q4 2023
1,038,8301.0m shares reported held*
$137.5kreported value*
1 new 4 added 1 reduced 6 sold out net sold ≈ $7.5k (-56.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.13. Options: 1 managers hold calls ($53.0k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 17Q1 23: 14Q2 23: 16Q3 23: 17Q4 23: 16Q1 24: 1111Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202214
Q4 202217
Q1 202314
Q2 202316
Q3 202317
Q4 202316
Q1 202411

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 5 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 7 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202272
Q1 202318
Q2 202352
Q3 202343
Q4 202354
Q1 202457

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ2 23 calls: $102.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $110.9kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $132.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $53.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$102.1k$00.00
Q3 2023$110.9k$00.00
Q4 2023$132.0k$00.00
Q1 2024$53.0k$00.00

Biggest buyers

Marex Group Ltd New +26,582+26.6k
Realta Investment Advisors Added +11,145+11.1k
UBS Group AG Added +728+728
WOLVERINE ASSET MANAGEMENT LLC Added +498+498
MORGAN STANLEY Added +100+100

Biggest sellers

MSD Partners, L.P. Sold out -33,333-33.3k
Creative Planning Sold out -17,976-18.0k
Virtu Financial LLC Sold out -17,156-17.2k
LMR Partners LLP Reduced -16,068-16.1k
Clarity Capital Partners LLC Sold out -11,090-11.1k
Richard W. Paul & Associates, LLC Sold out -20-20
SUMMIT SECURITIES GROUP LLC Sold out -1-1

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $53.0k400.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.00% of their portfolio LONDON, X0 584,399584.4k $77.4k $77.4k 0.00% Reduced -16.1k -16,068
2 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 164,656164.7k $21.8k $21.8k 0.00% Added +11.1k +11,145
3 VR Advisory Services Ltd 0.01% of their portfolio CAMANA BAY, GRAND CAYMAN, E9 150,000150.0k $19.9k $19.9k 0.01% Unchanged
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 65,34465.3k $8.7k $8.7k 0.00% Unchanged
5 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 45,67145.7k $6.0k $6.0k 0.00% Added +498 +498
6 Marex Group Ltd 0.00% of their portfolio London, X0 26,58226.6k $3.5k $3.5k 0.00% New
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,3781.4k $182 $182 0.00% Added +728 +728
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 300300 $39 $39 0.00% Added +100 +100
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 250250 $0 $0 0.00% Unchanged
10 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 250250 $33 $33 0.00% Unchanged
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged