Vault-13

BAKKT HOLDINGS INC

COM CL A · CUSIP 05759B107

3 institutional holders -81 vs Q1 2024
315315 shares reported held*
$5.7kreported value*
1 new 0 added 1 reduced 81 sold out net sold ≈ $566.9m (-38.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.12.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 95Q4 22: 85Q1 23: 83Q2 23: 81Q3 23: 84Q4 23: 100Q1 24: 84Q2 24: 33Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202295
Q4 202285
Q1 202383
Q2 202381
Q3 202384
Q4 2023100
Q1 202484
Q2 20243

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 40 bought or addedQ4 22: 41 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 40 cut or sold outQ2 23: 42 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 32 cut or sold outQ4 23: 64 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 61 cut or sold outQ2 24: 1 bought or addedQ2 24: 82 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224041
Q1 20234240
Q2 20234233
Q3 20234332
Q4 20236426
Q1 20243861
Q2 2024182

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 23 calls: $1.8mQ3 23 puts: $681.2kQ3 23P/C 0.37Q4 23 calls: $6.8mQ4 23 puts: $1.2mQ4 23P/C 0.18Q1 24 calls: $1.2mQ1 24 puts: $153.3kQ1 24P/C 0.13Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$1.8m$681.2k0.37
Q4 2023$6.8m$1.2m0.18
Q1 2024$1.2m$153.3k0.13
Q2 2024$0$0—

Biggest buyers

CWM, LLC New +262+262

Biggest sellers

HORIZON KINETICS ASSET MANAGEMENT LLC Sold out -7,766,695-7.8m
VAN ECK ASSOCIATES CORP Sold out -6,857,094-6.9m
BlackRock Inc. Sold out -4,539,826-4.5m
VANGUARD GROUP INC Sold out -3,722,829-3.7m
MORGAN STANLEY Sold out -2,822,706-2.8m
RENAISSANCE TECHNOLOGIES LLC Sold out -2,435,684-2.4m
GEODE CAPITAL MANAGEMENT, LLC Sold out -1,602,412-1.6m
Mirae Asset Global Investments Co., Ltd. Sold out -1,504,358-1.5m
STATE STREET CORP Sold out -1,488,543-1.5m
LUMINUS MANAGEMENT LLC Sold out -1,010,990-1.0m

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Intercontinental Exchange Holdings, Inc. 13D · may seek influence filed 2025-07-01 54.2% 7.9m 2025-07-01
Intercontinental Exchange, Inc. 13D · may seek influence no change · filed 2025-11-05
Stated purposeItem 4 of the Amended Schedule 13D is hereby supplemented and amended to add the information contained in Item 6 of this Amendment, which is incorporated herein by reference. Full filing
 33.6% no change 8.4m 2025-11-05
HORIZON KINETICS ASSET MANAGEMENT LLC 13G · institution +0.4 pts · filed 2025-05-13 6.3% +0.4 pts 400.2k 2025-05-13

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.00% of their portfolio OMAHA, NE 262262 $5.0k $5.0k 0.00% New
2 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3333 $329 $329 0.00% Unchanged
3 Your Advocates Ltd., LLP 0.00% of their portfolio HOUSTON, TX 2020 $378 $378 0.00% Reduced -530 -530