Vault-13

BAKKT HOLDINGS INC

COM CL A · CUSIP 05759B107

0 institutional holders -3 vs Q2 2024
—reported value*
0 new 0 added 0 reduced 3 sold out net sold ≈ $5.7k (-315 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 95Q4 22: 85Q1 23: 83Q2 23: 81Q3 23: 84Q4 23: 100Q1 24: 84Q2 24: 3Q3 24: 00Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202295
Q4 202285
Q1 202383
Q2 202381
Q3 202384
Q4 2023100
Q1 202484
Q2 20243
Q3 20240

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 40 bought or addedQ4 22: 41 cut or sold outQ1 23: 42 bought or addedQ1 23: 40 cut or sold outQ1 23Q2 23: 42 bought or addedQ2 23: 33 cut or sold outQ3 23: 43 bought or addedQ3 23: 32 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 26 cut or sold outQ1 24: 38 bought or addedQ1 24: 61 cut or sold outQ1 24Q2 24: 1 bought or addedQ2 24: 82 cut or sold outQ3 24: 0 bought or addedQ3 24: 3 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224041
Q1 20234240
Q2 20234233
Q3 20234332
Q4 20236426
Q1 20243861
Q2 2024182
Q3 202403

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 23 calls: $6.8mQ4 23 puts: $1.2mQ4 23P/C 0.18Q1 24 calls: $1.2mQ1 24 puts: $153.3kQ1 24P/C 0.13Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$6.8m$1.2m0.18
Q1 2024$1.2m$153.3k0.13
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

None

Biggest sellers

CWM, LLC Sold out -262-262
IFP Advisors, Inc Sold out -33-33
Your Advocates Ltd., LLP Sold out -20-20

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Intercontinental Exchange Holdings, Inc. 13D · may seek influence filed 2025-07-01 54.2% 7.9m 2025-07-01
Intercontinental Exchange, Inc. 13D · may seek influence no change · filed 2025-11-05
Stated purposeItem 4 of the Amended Schedule 13D is hereby supplemented and amended to add the information contained in Item 6 of this Amendment, which is incorporated herein by reference. Full filing
 33.6% no change 8.4m 2025-11-05
HORIZON KINETICS ASSET MANAGEMENT LLC 13G · institution +0.4 pts · filed 2025-05-13 6.3% +0.4 pts 400.2k 2025-05-13

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change