Vault-13

BABCOCK & WILCOX ENTERPRISES BW

COM · Common Stock · CUSIP 05614L209

American energy technology company

114 institutional holders +4 vs Q4 2022
88,268,68788.3m shares reported held*
$534.9mreported value*
18 new 39 added 31 reduced 13 sold out net bought ≈ $94.2m (+15.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.06. Options: 8 managers hold calls ($6.0m notional), 3 hold puts ($47.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 110Q1 23: 114114Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022113
Q4 2022110
Q1 2023114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 62 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 44 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226254
Q1 20235744

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $5.3mQ3 22 puts: $1.4mQ3 22P/C 0.25Q4 22 calls: $6.9mQ4 22 puts: $243.3kQ4 22P/C 0.04Q1 23 calls: $6.0mQ1 23 puts: $47.3kQ1 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$5.3m$1.4m0.25
Q4 2022$6.9m$243.3k0.04
Q1 2023$6.0m$47.3k0.01

Biggest buyers

FMR LLC Added +13,324,553+13.3m
272 Capital LP New +2,062,741+2.1m
EMERALD MUTUAL FUND ADVISERS TRUST Added +510,386+510.4k
EMERALD ADVISERS, LLC Added +416,303+416.3k
EVR Research LP Added +387,500+387.5k
NEUBERGER BERMAN GROUP LLC Added +262,038+262.0k
JACOBS LEVY EQUITY MANAGEMENT, INC New +172,266+172.3k
ALGERT GLOBAL LLC Added +151,120+151.1k
MORGAN STANLEY Added +116,193+116.2k
TUDOR INVESTMENT CORP ET AL New +101,638+101.6k

Biggest sellers

Legal & General Group Plc Reduced -657,755-657.8k
Portolan Capital Management, LLC Sold out -375,239-375.2k
DIMENSIONAL FUND ADVISORS LP Reduced -367,764-367.8k
Allspring Global Investments Holdings, LLC Reduced -353,814-353.8k
Uniplan Investment Counsel, Inc. Sold out -324,122-324.1k
RENAISSANCE TECHNOLOGIES LLC Sold out -88,533-88.5k
BANK OF AMERICA CORP /DE/ Reduced -82,126-82.1k
Zuckerman Investment Group, LLC Reduced -80,000-80.0k
First Eagle Investment Management, LLC Reduced -73,500-73.5k
Squarepoint Ops LLC Sold out -53,308-53.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.2m370.8k shares
GROUP ONE TRADING LLC Reduced $1.7m283.3k shares
SIMPLEX TRADING, LLC Added $763.0k126.0k shares
PEAK6 Investments LLC Added $396.9k65.5k shares
Potomac Capital Management, Inc. Reduced $303.0k50.0k shares
Parallax Volatility Advisers, L.P. New $303.0k50.0k shares
CITADEL ADVISORS LLC Reduced $256.3k42.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $44.2k7.3k shares
PEAK6 Investments LLC Reduced $3.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution new · filed 2026-07-29 6.6% new 9.7m≈ $137.5m 2026-07-29
AMERIPRISE FINANCIAL INC 13G · institution new · filed 2026-08-14 5.1% new 7.7m≈ $108.0m 2026-08-14

Fell to 5% or below in the last year: Neuberger Berman Group LLC (4.7%, 2026-03-04)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 3 buyingQ1 22: 1 sellingQ1 22Q2 22: 6 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 1 sellingQ3 22Q4 22: 9 buyingQ4 22: 0 sellingQ1 23: 5 buyingQ1 23: 0 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20223$253.4k1$14.6k—
Q2 20226$1.5m0——
Q3 20220—1$47.2k—
Q4 20229$533.7k0——
Q1 20235$209.3k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-03-20 Salamone Louis Jr Chief Financial Officer Bought 15,000 $5.27 $79.0k15.0k shares +3%
2023-03-20 Young Kenneth M Chief Executive Officer, director · See Note Bought 10,000 $5.55 $55.5k10.0k shares +7%
2023-03-20 Morgan Jimmy B Chief Operating Officer Bought 7,500 $5.25 $39.4k7.5k shares +2%
2023-03-20 Howe Alan B Director · Alan & Penny Trust Bought 4,000 $5.39 $21.6k4.0k shares +6%
2023-03-20 Tato Joseph A Director Bought 2,500 $5.53 $13.8k2.5k shares +8%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BRC Group Holdings, Inc. 43.26% of their portfolio LOS ANGELES, CA 27,288,63927.3m $165.4m $165.4m 43.26% Unchanged
2 FMR LLC 0.01% of their portfolio BOSTON, MA 26,619,59826.6m $161.3m $161.3m 0.01% Added +13.3m +13,324,553
3 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 6,370,1396.4m $38.6m $38.6m 0.04% Added +262.0k +262,038
4 BlackRock Inc. 0.00% of their portfolio New York, NY 4,092,0204.1m $24.8m $24.8m 0.00% Added +5.8k +5,828
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,340,8243.3m $20.2m $20.2m 0.00% Added +15.6k +15,640
6 EMERALD ADVISERS, LLC 0.66% of their portfolio LEOLA, PA 2,270,6752.3m $13.8m $13.8m 0.66% Added +416.3k +416,303
7 ROYCE & ASSOCIATES LP 0.13% of their portfolio New York, NY 2,119,1072.1m $12.8m $12.8m 0.13% Reduced -4.6k -4,600
8 272 Capital LP 5.18% of their portfolio DALLAS, TX 2,062,7412.1m $12.5m $12.5m 5.18% New
9 EMERALD MUTUAL FUND ADVISERS TRUST 0.63% of their portfolio LEOLA, PA 1,769,2911.8m $10.7m $10.7m 0.63% Added +510.4k +510,386
10 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 1,554,1721.6m $9.4m $9.4m 0.02% Reduced -353.8k -353,814
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,253,4331.3m $7.6m $7.6m 0.00% Added +42.3k +42,263
12 EVR Research LP 1.86% of their portfolio RICHMOND, VA 1,227,5001.2m $7.4m $7.4m 1.86% Added +387.5k +387,500
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,161,8591.2m $7.0m $7.0m 0.00% Added +56.1k +56,094
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 584,246584.2k $3.5m $3.5m 0.00% Added +18.2k +18,235
15 Potomac Capital Management, Inc. 3.53% of their portfolio NEW YORK, NY 534,537534.5k $3.2m $3.2m 3.53% Unchanged
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 513,786513.8k $3.1m $3.1m 0.00% Reduced -3.1k -3,052
17 ESSEX INVESTMENT MANAGEMENT CO LLC 0.42% of their portfolio BOSTON, MA 476,248476.2k $2.9m $2.9m 0.42% Added +65.0k +65,021
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 375,477375.5k $2.3m $2.3m 0.00% Added +60.8k +60,755
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 348,220348.2k $2.1m $2.1m 0.00% Reduced -615 -615
20 EQUITEC PROPRIETARY MARKETS, LLC 1.57% of their portfolio CHICAGO, IL 273,487273.5k $1.7m $1.7m 1.57% Reduced -13.9k -13,874
21 Foundry Partners, LLC 0.10% of their portfolio MINNEAPOLIS, MN 254,936254.9k $1.5m $1.5m 0.10% Added +44.5k +44,465
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 227,124227.1k $1.4m $1.4m 0.00% Reduced -2.3k -2,302
23 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 195,857195.9k $1.2m $1.2m 0.00% Added +14.9k +14,934
24 First Eagle Investment Management, LLC 0.00% of their portfolio NEW YORK, NY 182,071182.1k $1.1m $1.1m 0.00% Reduced -73.5k -73,500
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 180,165180.2k $1.1m $1.1m 0.00% Added +116.2k +116,193
26 JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio FLORHAM PARK, NJ 172,266172.3k $1.0m $1.0m 0.01% New
27 ALGERT GLOBAL LLC 0.05% of their portfolio SAN FRANCISCO, CA 170,950170.9k $1.0m $1.0m 0.05% Added +151.1k +151,120
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 168,036168.0k $1.0m $1.0m 0.00% Reduced -82.1k -82,126
29 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 154,499154.5k $937.0k $937.0k 0.00% Reduced -5.0k -5,037
30 Legato Capital Management LLC 0.16% of their portfolio San Francisco, CA 146,119146.1k $885.5k $885.5k 0.16% Unchanged
31 Swiss National Bank 0.00% of their portfolio ZURICH, V8 133,900133.9k $811.4k $811.4k 0.00% Reduced -15.0k -15,000
32 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 113,160113.2k $685.8k $685.8k 0.00% Reduced -367.8k -367,764
33 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 104,678104.7k $634.3k $634.3k 0.00% Reduced -23.1k -23,111
34 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 101,638101.6k $616.0k $616.0k 0.01% New
35 XTX Topco Ltd 0.12% of their portfolio LONDON, X0 93,95194.0k $569.3k $569.3k 0.12% New
36 IRONWOOD INVESTMENT MANAGEMENT LLC 0.33% of their portfolio BOSTON, MA 88,10288.1k $533.9k $533.9k 0.33% Added +5.1k +5,111
37 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 82,51882.5k $500.0k $500.0k 0.00% Added +4.2k +4,207
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 77,09677.1k $467.2k $467.2k 0.00% Reduced -736 -736
39 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 73,88873.9k $448.0k $448.0k 0.04% Added +6.1k +6,072
40 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 58,59558.6k $355.1k $355.1k 0.00% Reduced -17.5k -17,456
41 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 54,17254.2k $328.3k $328.3k 0.00% Reduced -31.3k -31,346
42 Keeley-Teton Advisors, LLC 0.04% of their portfolio Chicago, IL 50,40050.4k $305.4k $305.4k 0.04% Added +4.5k +4,500
43 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 48,88148.9k $296.2k $296.2k 0.00% Added +20.3k +20,333
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 48,11548.1k $292.0k $292.0k 0.00% Added +12.1k +12,116
45 ARS Investment Partners, LLC 0.03% of their portfolio New York, NY 46,18346.2k $279.9k $279.9k 0.03% Added +11.5k +11,490
46 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 45,61845.6k $276.4k $276.4k 0.00% Added +5.0k +5,005
47 THOMPSON DAVIS & CO., INC. 0.34% of their portfolio RICHMOND, VA 43,32543.3k $262.6k $262.6k 0.34% New
48 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 39,97840.0k $242.3k $242.3k 0.00% Added +10.8k +10,840
49 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 39,47639.5k $239.2k $239.2k 0.01% Reduced -14.9k -14,913
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,48535.5k $215.0k $215.0k 0.00% Reduced -180 -180
51 Versor Investments LP 0.03% of their portfolio New York, NY 34,40034.4k $208.5k $208.5k 0.03% Added +18.6k +18,600
52 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 33,60033.6k $203.6k $203.6k 0.00% Added +15.6k +15,600
53 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 31,76031.8k $192.5k $192.5k 0.00% Added +7.9k +7,920
54 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 30,83030.8k $186.8k $186.8k 0.00% Added +14.4k +14,414
55 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 29,32829.3k $177.7k $177.7k 0.00% Added +584 +584
56 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 28,54528.5k $173.0k $173.0k 0.00% New
57 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 27,31227.3k $165.4k $165.4k 0.00% Added +14.8k +14,778
58 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 27,26527.3k $165.0k $165.0k 0.00% New
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,82326.8k $162.5k $162.5k 0.00% New
60 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 26,17026.2k $158.6k $158.6k 0.00% Reduced -25.5k -25,493
61 UBS Group AG 0.00% of their portfolio ZURICH, V8 26,14326.1k $158.4k $158.4k 0.00% Added +4.7k +4,741
62 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 25,92225.9k $157.1k $157.1k 0.00% Added +14.5k +14,459
63 Legal & General Group Plc 0.00% of their portfolio London, X0 25,85425.9k $156.6k $156.6k 0.00% Reduced -657.8k -657,755
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 25,28525.3k $153.2k $153.2k 0.00% Unchanged
65 Dynamic Technology Lab Private Ltd 0.01% of their portfolio SINGAPORE, U0 24,34424.3k $148.0k $148.0k 0.01% New
66 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 23,52323.5k $142.5k $142.5k 0.00% Unchanged
67 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 23,31623.3k $141.3k $141.3k 0.00% Unchanged
68 Zuckerman Investment Group, LLC 0.02% of their portfolio CHICAGO, IL 19,00019.0k $115.1k $115.1k 0.02% Reduced -80.0k -80,000
69 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 18,75218.8k $113.6k $113.6k 0.00% Added +8.7k +8,741
70 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 18,56818.6k $112.5k $112.5k 0.01% New
71 SMITH CHAS P & ASSOCIATES PA CPAS 0.01% of their portfolio LAKELAND, FL 18,33318.3k $111.0k $111.0k 0.01% Unchanged
72 AXQ CAPITAL, LP 0.04% of their portfolio JERSEY CITY, NJ 18,09218.1k $109.6k $109.6k 0.04% New
73 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 17,97718.0k $108.9k $108.9k 0.00% Added +579 +579
74 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 16,85616.9k $102.0k $102.0k 0.00% Reduced -30.9k -30,915
75 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 16,52916.5k $100.2k $100.2k 0.00% Reduced -17.4k -17,365
76 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 15,89715.9k $96.2k $96.2k 0.00% Reduced -1.2k -1,242
77 NinePointTwo Capital LLC 0.04% of their portfolio LOS ANGELES, CA 15,89515.9k $96.0k $96.0k 0.04% Unchanged
78 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 15,33415.3k $92.9k $92.9k 0.00% Reduced -41.9k -41,893
79 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 14,12814.1k $85.6k $85.6k 0.00% Unchanged
80 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 13,53413.5k $82.0k $82.0k 0.01% Reduced -400 -400
81 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,47313.5k $81.6k $81.6k 0.00% New
82 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 11,34211.3k $69.0k $69.0k 0.00% Added +951 +951
83 Delta Financial Group, Inc. 0.03% of their portfolio BASKING RIDGE, NJ 11,00011.0k $67.0k $67.0k 0.03% Unchanged
84 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,37510.4k $62.9k $62.9k 0.00% New
85 State of Wyoming 0.02% of their portfolio CHEYENNE, WY 9,3539.4k $56.7k $56.7k 0.02% Reduced -1.2k -1,156
86 Quarry LP 0.03% of their portfolio NEW YORK, NY 8,9498.9k $54.2k $54.2k 0.03% Added +7.8k +7,782
87 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 8,2508.2k $50.0k $50.0k 0.00% Reduced -1.3k -1,275
88 DARK FOREST CAPITAL MANAGEMENT LP 0.01% of their portfolio NEW YORK, NY 7,8267.8k $47.4k $47.4k 0.01% Added +7.6k +7,585
89 Aquatic Capital Management LLC 0.00% of their portfolio CHICAGO, IL 6,2006.2k $38.0k $38.0k 0.00% New
90 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 4,3524.4k $26.4k $26.4k 0.00% Unchanged
91 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 3,8713.9k $23.5k $23.5k 0.00% Added +3.4k +3,370
92 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6043.6k $22.0k $22.0k 0.00% Reduced -5.1k -5,148
93 Park Place Capital Corp 0.01% of their portfolio Homewood, AL 3,3693.4k $20.4k $20.4k 0.01% Unchanged
94 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 3,2793.3k $19.9k $19.9k 0.00% Reduced -403 -403
95 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,5601.6k $9.5k $9.5k 0.00% Reduced -386 -386
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,2061.2k $7.0k $7.0k 0.00% Reduced -2.5k -2,508
97 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,2041.2k $7.3k $7.3k 0.00% Unchanged
98 Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio CINCINNATI, OH 1,0001.0k $6.1k $6.1k 0.00% Unchanged
99 Archer Investment Corp 0.00% of their portfolio Carmel, IN 600600 $3.6k $3.6k 0.00% Unchanged
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 278278 $1.7k $1.7k 0.00% Unchanged