BABCOCK & WILCOX ENTERPRISES BW
COM · Common Stock · CUSIP 05614L209
American energy technology company
- SectorIndustrials
- IndustryHeating Equipment, Except Electric & Warm Air Furnaces
- HeadquartersAkron, OH
- Founded1867
- Websitebabcock.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.06. Options: 8 managers hold calls ($6.0m notional), 3 hold puts ($47.3k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 113 |
| Q4 2022 | 110 |
| Q1 2023 | 114 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 62 | 54 |
| Q1 2023 | 57 | 44 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $5.3m | $1.4m | 0.25 |
| Q4 2022 | $6.9m | $243.3k | 0.04 |
| Q1 2023 | $6.0m | $47.3k | 0.01 |
Biggest buyers
| FMR LLC | Added | +13.3m |
| 272 Capital LP | New | +2.1m |
| EMERALD MUTUAL FUND ADVISERS TRUST | Added | +510.4k |
| EMERALD ADVISERS, LLC | Added | +416.3k |
| EVR Research LP | Added | +387.5k |
| NEUBERGER BERMAN GROUP LLC | Added | +262.0k |
| JACOBS LEVY EQUITY MANAGEMENT, INC | New | +172.3k |
| ALGERT GLOBAL LLC | Added | +151.1k |
| MORGAN STANLEY | Added | +116.2k |
| TUDOR INVESTMENT CORP ET AL | New | +101.6k |
Biggest sellers
| Legal & General Group Plc | Reduced | -657.8k |
| Portolan Capital Management, LLC | Sold out | -375.2k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -367.8k |
| Allspring Global Investments Holdings, LLC | Reduced | -353.8k |
| Uniplan Investment Counsel, Inc. | Sold out | -324.1k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -88.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -82.1k |
| Zuckerman Investment Group, LLC | Reduced | -80.0k |
| First Eagle Investment Management, LLC | Reduced | -73.5k |
| Squarepoint Ops LLC | Sold out | -53.3k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $2.2m370.8k shares |
| GROUP ONE TRADING LLC | Reduced | $1.7m283.3k shares |
| SIMPLEX TRADING, LLC | Added | $763.0k126.0k shares |
| PEAK6 Investments LLC | Added | $396.9k65.5k shares |
| Potomac Capital Management, Inc. | Reduced | $303.0k50.0k shares |
| Parallax Volatility Advisers, L.P. | New | $303.0k50.0k shares |
| CITADEL ADVISORS LLC | Reduced | $256.3k42.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $44.2k7.3k shares |
| PEAK6 Investments LLC | Reduced | $3.0k500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution new · filed 2026-07-29 | 6.6% |
| AMERIPRISE FINANCIAL INC 13G · institution new · filed 2026-08-14 | 5.1% |
Fell to 5% or below in the last year: Neuberger Berman Group LLC (4.7%, 2026-03-04)
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 3 | $253.4k | 1 | $14.6k | — |
| Q2 2022 | 6 | $1.5m | 0 | — | — |
| Q3 2022 | 0 | — | 1 | $47.2k | — |
| Q4 2022 | 9 | $533.7k | 0 | — | — |
| Q1 2023 | 5 | $209.3k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-03-20 | Salamone Louis Jr Chief Financial Officer | Bought | $79.0k15.0k shares |
| 2023-03-20 | Young Kenneth M Chief Executive Officer, director · See Note | Bought | $55.5k10.0k shares |
| 2023-03-20 | Morgan Jimmy B Chief Operating Officer | Bought | $39.4k7.5k shares |
| 2023-03-20 | Howe Alan B Director · Alan & Penny Trust | Bought | $21.6k4.0k shares |
| 2023-03-20 | Tato Joseph A Director | Bought | $13.8k2.5k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| BRC Group Holdings, Inc. 43.26% of their portfolio | 27.3m $165.4m | Unchanged |
| FMR LLC 0.01% of their portfolio | 26.6m $161.3m | Added +13.3m |
| NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio | 6.4m $38.6m | Added +262.0k |
| BlackRock Inc. 0.00% of their portfolio | 4.1m $24.8m | Added +5.8k |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.3m $20.2m | Added +15.6k |
| EMERALD ADVISERS, LLC 0.66% of their portfolio | 2.3m $13.8m | Added +416.3k |
| ROYCE & ASSOCIATES LP 0.13% of their portfolio | 2.1m $12.8m | Reduced -4.6k |
| 272 Capital LP 5.18% of their portfolio | 2.1m $12.5m | New |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.63% of their portfolio | 1.8m $10.7m | Added +510.4k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 1.6m $9.4m | Reduced -353.8k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.3m $7.6m | Added +42.3k |
| EVR Research LP 1.86% of their portfolio | 1.2m $7.4m | Added +387.5k |
| STATE STREET CORP 0.00% of their portfolio | 1.2m $7.0m | Added +56.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 584.2k $3.5m | Added +18.2k |
| Potomac Capital Management, Inc. 3.53% of their portfolio | 534.5k $3.2m | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 513.8k $3.1m | Reduced -3.1k |
| ESSEX INVESTMENT MANAGEMENT CO LLC 0.42% of their portfolio | 476.2k $2.9m | Added +65.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 375.5k $2.3m | Added +60.8k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 348.2k $2.1m | Reduced -615 |
| EQUITEC PROPRIETARY MARKETS, LLC 1.57% of their portfolio | 273.5k $1.7m | Reduced -13.9k |
| Foundry Partners, LLC 0.10% of their portfolio | 254.9k $1.5m | Added +44.5k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 227.1k $1.4m | Reduced -2.3k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 195.9k $1.2m | Added +14.9k |
| First Eagle Investment Management, LLC 0.00% of their portfolio | 182.1k $1.1m | Reduced -73.5k |
| MORGAN STANLEY 0.00% of their portfolio | 180.2k $1.1m | Added +116.2k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio | 172.3k $1.0m | New |
| ALGERT GLOBAL LLC 0.05% of their portfolio | 170.9k $1.0m | Added +151.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 168.0k $1.0m | Reduced -82.1k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 154.5k $937.0k | Reduced -5.0k |
| Legato Capital Management LLC 0.16% of their portfolio | 146.1k $885.5k | Unchanged |
| Swiss National Bank 0.00% of their portfolio | 133.9k $811.4k | Reduced -15.0k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 113.2k $685.8k | Reduced -367.8k |
| Invesco Ltd. 0.00% of their portfolio | 104.7k $634.3k | Reduced -23.1k |
| TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio | 101.6k $616.0k | New |
| XTX Topco Ltd 0.12% of their portfolio | 94.0k $569.3k | New |
| IRONWOOD INVESTMENT MANAGEMENT LLC 0.33% of their portfolio | 88.1k $533.9k | Added +5.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 82.5k $500.0k | Added +4.2k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 77.1k $467.2k | Reduced -736 |
| GSA CAPITAL PARTNERS LLP 0.04% of their portfolio | 73.9k $448.0k | Added +6.1k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 58.6k $355.1k | Reduced -17.5k |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 54.2k $328.3k | Reduced -31.3k |
| Keeley-Teton Advisors, LLC 0.04% of their portfolio | 50.4k $305.4k | Added +4.5k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 48.9k $296.2k | Added +20.3k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 48.1k $292.0k | Added +12.1k |
| ARS Investment Partners, LLC 0.03% of their portfolio | 46.2k $279.9k | Added +11.5k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 45.6k $276.4k | Added +5.0k |
| THOMPSON DAVIS & CO., INC. 0.34% of their portfolio | 43.3k $262.6k | New |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 40.0k $242.3k | Added +10.8k |
| Graham Capital Management, L.P. 0.01% of their portfolio | 39.5k $239.2k | Reduced -14.9k |
| Mariner, LLC 0.00% of their portfolio | 35.5k $215.0k | Reduced -180 |
| Versor Investments LP 0.03% of their portfolio | 34.4k $208.5k | Added +18.6k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 33.6k $203.6k | Added +15.6k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 31.8k $192.5k | Added +7.9k |
| BARCLAYS PLC 0.00% of their portfolio | 30.8k $186.8k | Added +14.4k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 29.3k $177.7k | Added +584 |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 28.5k $173.0k | New |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 27.3k $165.4k | Added +14.8k |
| SG Americas Securities, LLC 0.00% of their portfolio | 27.3k $165.0k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 26.8k $162.5k | New |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 26.2k $158.6k | Reduced -25.5k |
| UBS Group AG 0.00% of their portfolio | 26.1k $158.4k | Added +4.7k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 25.9k $157.1k | Added +14.5k |
| Legal & General Group Plc 0.00% of their portfolio | 25.9k $156.6k | Reduced -657.8k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 25.3k $153.2k | Unchanged |
| Dynamic Technology Lab Private Ltd 0.01% of their portfolio | 24.3k $148.0k | New |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 23.5k $142.5k | Unchanged |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 23.3k $141.3k | Unchanged |
| Zuckerman Investment Group, LLC 0.02% of their portfolio | 19.0k $115.1k | Reduced -80.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 18.8k $113.6k | Added +8.7k |
| Quantbot Technologies LP 0.01% of their portfolio | 18.6k $112.5k | New |
| SMITH CHAS P & ASSOCIATES PA CPAS 0.01% of their portfolio | 18.3k $111.0k | Unchanged |
| AXQ CAPITAL, LP 0.04% of their portfolio | 18.1k $109.6k | New |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 18.0k $108.9k | Added +579 |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 16.9k $102.0k | Reduced -30.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 16.5k $100.2k | Reduced -17.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 15.9k $96.2k | Reduced -1.2k |
| NinePointTwo Capital LLC 0.04% of their portfolio | 15.9k $96.0k | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 15.3k $92.9k | Reduced -41.9k |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 14.1k $85.6k | Unchanged |
| StoneX Group Inc. 0.01% of their portfolio | 13.5k $82.0k | Reduced -400 |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.5k $81.6k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 11.3k $69.0k | Added +951 |
| Delta Financial Group, Inc. 0.03% of their portfolio | 11.0k $67.0k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 10.4k $62.9k | New |
| State of Wyoming 0.02% of their portfolio | 9.4k $56.7k | Reduced -1.2k |
| Quarry LP 0.03% of their portfolio | 8.9k $54.2k | Added +7.8k |
| AMALGAMATED BANK 0.00% of their portfolio | 8.2k $50.0k | Reduced -1.3k |
| DARK FOREST CAPITAL MANAGEMENT LP 0.01% of their portfolio | 7.8k $47.4k | Added +7.6k |
| Aquatic Capital Management LLC 0.00% of their portfolio | 6.2k $38.0k | New |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 4.4k $26.4k | Unchanged |
| QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio | 3.9k $23.5k | Added +3.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.6k $22.0k | Reduced -5.1k |
| Park Place Capital Corp 0.01% of their portfolio | 3.4k $20.4k | Unchanged |
| Metropolitan Life Insurance Co/NY 0.00% of their portfolio | 3.3k $19.9k | Reduced -403 |
| CITIGROUP INC 0.00% of their portfolio | 1.6k $9.5k | Reduced -386 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.2k $7.0k | Reduced -2.5k |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.2k $7.3k | Unchanged |
| Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio | 1.0k $6.1k | Unchanged |
| Archer Investment Corp 0.00% of their portfolio | 600 $3.6k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 278 $1.7k | Unchanged |