BABCOCK & WILCOX ENTERPRISES BW
COM · Common Stock · CUSIP 05614L209
American energy technology company
- SectorIndustrials
- IndustryHeating Equipment, Except Electric & Warm Air Furnaces
- HeadquartersAkron, OH
- Founded1867
- Websitebabcock.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.77. Options: 7 managers hold calls ($6.9m notional), 6 hold puts ($243.3k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 113 |
| Q4 2022 | 110 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $5.3m | $1.4m | 0.25 |
| Q4 2022 | $6.9m | $243.3k | 0.04 |
Biggest buyers
| FMR LLC | Added | +964.1k |
| EVR Research LP | New | +840.0k |
| BRC Group Holdings, Inc. | Added | +501.3k |
| EMERALD ADVISERS, LLC | Added | +421.6k |
| Portolan Capital Management, LLC | New | +375.2k |
| BlackRock Inc. | Added | +204.9k |
| Potomac Capital Management, Inc. | Added | +186.3k |
| EMERALD MUTUAL FUND ADVISERS TRUST | Added | +177.5k |
| CITADEL ADVISORS LLC | Added | +155.4k |
| Legato Capital Management LLC | New | +146.1k |
Biggest sellers
| Hood River Capital Management LLC | Sold out | -2.7m |
| Harvey Partners, LLC | Sold out | -774.5k |
| Allspring Global Investments Holdings, LLC | Reduced | -701.1k |
| NEXT CENTURY GROWTH INVESTORS LLC | Sold out | -505.3k |
| FULLER & THALER ASSET MANAGEMENT, INC. | Sold out | -400.3k |
| Nokomis Capital, L.L.C. | Sold out | -388.6k |
| Millrace Asset Group, Inc. | Sold out | -217.2k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -110.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -103.2k |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC | Sold out | -99.4k |
Biggest calls
| GROUP ONE TRADING LLC | Added | $3.8m662.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $1.4m235.9k shares |
| CITADEL ADVISORS LLC | Added | $608.7k105.5k shares |
| Potomac Capital Management, Inc. | New | $578.0k100.0k shares |
| PEAK6 Investments LLC | Added | $310.4k53.8k shares |
| SIMPLEX TRADING, LLC | Added | $213.0k37.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $136.2k23.6k shares |
| CITADEL ADVISORS LLC | New | $79.0k13.7k shares |
| GROUP ONE TRADING LLC | Reduced | $15.0k2.6k shares |
| PEAK6 Investments LLC | Reduced | $12.1k2.1k shares |
| SIMPLEX TRADING, LLC | New | $1.0k200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution new · filed 2026-07-29 | 6.6% |
| AMERIPRISE FINANCIAL INC 13G · institution new · filed 2026-08-14 | 5.1% |
Fell to 5% or below in the last year: Neuberger Berman Group LLC (4.7%, 2026-03-04)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 3 | $253.4k | 1 | $14.6k | — |
| Q2 2022 | 6 | $1.5m | 0 | — | — |
| Q3 2022 | 0 | — | 1 | $47.2k | — |
| Q4 2022 | 9 | $533.7k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-11-29 | RILEY BRYANT R +3 10% owner · By B. Riley Securities, Inc. | Bought | $2.2m500.0k shares |
| 2022-11-21 | Tato Joseph A Director | Bought | $19.8k4.0k shares |
| 2022-11-11 | Young Kenneth M Chief Executive Officer, director · See Note | Bought | $24.4k5.0k shares |
| 2022-11-11 | Bartoli Henry E Director | Bought | $24.3k5.0k shares |
| 2022-11-11 | Moeller Philip D Director | Bought | $24.2k5.0k shares |
| 2022-11-10 | Salamone Louis Jr Chief Financial Officer | Bought | $198.7k43.0k shares |
| 2022-11-10 | Young Kenneth M Chief Executive Officer, director · See Note | Bought | $123.4k26.7k shares |
| 2022-11-10 | Morgan Jimmy B Chief Operating Officer | Bought | $48.5k10.5k shares |
| 2022-11-10 | Riker Christopher S Senior Vice President | Bought | $25.5k5.5k shares |
| 2022-11-10 | Bartoli Henry E Director | Bought | $23.1k5.0k shares |
| 2022-11-10 | Howe Alan B Director | Bought | $16.2k3.5k shares |
| 2022-11-10 | Stahl Rebecca L Director | Bought | $5.6k1.2k shares |
| 2022-11-09 | RILEY BRYANT R +3 10% owner · By B. Riley Securities, Inc. | Bought | $5.3k1.3k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| BRC Group Holdings, Inc. 35.33% of their portfolio | 27.3m $157.5m | Added +501.3k |
| FMR LLC 0.01% of their portfolio | 13.3m $76.7m | Added +964.1k |
| NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio | 6.1m $35.1m | Reduced -37.6k |
| BlackRock Inc. 0.00% of their portfolio | 4.1m $23.6m | Added +204.9k |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.3m $19.2m | Added +40.7k |
| ROYCE & ASSOCIATES LP 0.13% of their portfolio | 2.1m $12.3m | Added +45.0k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 1.9m $11.0m | Reduced -701.1k |
| EMERALD ADVISERS, LLC 0.52% of their portfolio | 1.9m $10.7m | Added +421.6k |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.45% of their portfolio | 1.3m $7.3m | Added +177.5k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.2m $7.0m | Added +85.2k |
| STATE STREET CORP 0.00% of their portfolio | 1.1m $6.4m | Added +41.2k |
| EVR Research LP 1.51% of their portfolio | 840.0k $4.8m | New |
| Legal & General Group Plc 0.00% of their portfolio | 683.6k $3.9m | Added +123.6k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 566.0k $3.3m | Added +3.3k |
| Potomac Capital Management, Inc. 3.85% of their portfolio | 534.5k $3.1m | Added +186.3k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 516.8k $3.0m | Added +12.8k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 480.9k $2.8m | Reduced -110.4k |
| ESSEX INVESTMENT MANAGEMENT CO LLC 0.37% of their portfolio | 411.2k $2.4m | Added +56.3k |
| Portolan Capital Management, LLC 0.21% of their portfolio | 375.2k $2.2m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 348.8k $2.0m | Reduced -47.5k |
| Uniplan Investment Counsel, Inc. 0.13% of their portfolio | 324.1k $1.9m | Reduced -338 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 314.7k $1.8m | Added +155.4k |
| EQUITEC PROPRIETARY MARKETS, LLC 0.97% of their portfolio | 287.4k $1.7m | Added +44.7k |
| First Eagle Investment Management, LLC 0.00% of their portfolio | 255.6k $1.5m | Added +15.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 250.2k $1.4m | Reduced -103.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 229.4k $1.3m | Reduced -1.5k |
| Foundry Partners, LLC 0.07% of their portfolio | 210.5k $1.2m | Reduced -150 |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 180.9k $1.0m | Reduced -11.4k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 159.5k $921.0k | Reduced -10.3k |
| Swiss National Bank 0.00% of their portfolio | 148.9k $859.2k | Added +5.6k |
| Legato Capital Management LLC 0.16% of their portfolio | 146.1k $843.1k | New |
| Invesco Ltd. 0.00% of their portfolio | 127.8k $737.3k | Added +16.8k |
| Zuckerman Investment Group, LLC 0.09% of their portfolio | 99.0k $571.2k | New |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 88.5k $511.0k | New |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 85.5k $493.4k | Added +29.6k |
| IRONWOOD INVESTMENT MANAGEMENT LLC 0.32% of their portfolio | 83.0k $478.9k | Reduced -12.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 78.3k $452.0k | Added +2.9k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 77.8k $449.1k | Added +1.8k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 76.1k $438.8k | Reduced -72.2k |
| GSA CAPITAL PARTNERS LLP 0.05% of their portfolio | 67.8k $391.0k | Reduced -23.7k |
| MORGAN STANLEY 0.00% of their portfolio | 64.0k $369.1k | Added +20.6k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 57.2k $330.2k | Reduced -44.0k |
| Graham Capital Management, L.P. 0.01% of their portfolio | 54.4k $313.8k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 53.3k $307.6k | New |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 51.7k $298.1k | Reduced -8.5k |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 47.8k $275.0k | New |
| Keeley-Teton Advisors, LLC 0.03% of their portfolio | 45.9k $264.8k | Added +19.9k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 40.6k $234.3k | Added +1.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 36.0k $208.0k | Added +2.5k |
| Mariner, LLC 0.00% of their portfolio | 35.7k $206.0k | Added +2.8k |
| ARS Investment Partners, LLC 0.03% of their portfolio | 34.7k $200.2k | Added +6.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 33.9k $195.6k | Reduced -15 |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 29.1k $168.1k | Added +407 |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 28.7k $165.9k | Reduced -104 |
| SEI INVESTMENTS CO 0.00% of their portfolio | 28.5k $164.7k | Reduced -27.5k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 25.3k $145.9k | Added +344 |
| MetLife Investment Management, LLC 0.00% of their portfolio | 23.8k $137.6k | Reduced -7.8k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 23.5k $135.7k | Unchanged |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 23.3k $134.5k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 21.4k $123.5k | Added +18.3k |
| ALGERT GLOBAL LLC 0.01% of their portfolio | 19.8k $114.4k | Reduced -15.7k |
| SMITH CHAS P & ASSOCIATES PA CPAS 0.01% of their portfolio | 18.3k $106.0k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 18.0k $103.9k | New |
| Alpine Global Management, LLC 0.03% of their portfolio | 17.6k $101.0k | New |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 17.4k $100.4k | Added +974 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 17.1k $98.2k | Reduced -1.4k |
| BARCLAYS PLC 0.00% of their portfolio | 16.4k $94.7k | First filing |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 16.4k $94.6k | New |
| NinePointTwo Capital LLC 0.04% of their portfolio | 15.9k $91.0k | Unchanged |
| Versor Investments LP 0.01% of their portfolio | 15.8k $91.2k | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 14.1k $81.5k | Added +1.7k |
| StoneX Group Inc. 0.01% of their portfolio | 13.9k $80.4k | Added +69 |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 12.8k $73.8k | Unchanged |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 12.5k $72.3k | Reduced -12.5k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 11.6k $67.3k | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 11.5k $66.1k | New |
| Delta Financial Group, Inc. 0.03% of their portfolio | 11.0k $57.0k | First filing |
| State of Wyoming 0.02% of their portfolio | 10.5k $60.6k | Added +6.7k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 10.4k $60.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 10.0k $57.8k | Reduced -1.9k |
| Cruiser Capital Advisors, LLC 0.04% of their portfolio | 10.0k $57.7k | Unchanged |
| AMALGAMATED BANK 0.00% of their portfolio | 9.5k $55.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 8.8k $51.0k | Added +6.0k |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 4.4k $27.9k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.7k $21.0k | Reduced -1.9k |
| CoreCap Advisors, LLC 0.00% of their portfolio | 3.7k $21.3k | New |
| Metropolitan Life Insurance Co/NY 0.00% of their portfolio | 3.7k $21.2k | Unchanged |
| Park Place Capital Corp 0.01% of their portfolio | 3.4k $19.0k | First filing |
| IFP Advisors, Inc 0.00% of their portfolio | 2.3k $8.0k | Reduced -509 |
| CITIGROUP INC 0.00% of their portfolio | 1.9k $11.2k | Reduced -463 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.2k $6.9k | New |
| Quarry LP 0.01% of their portfolio | 1.2k $6.7k | First filing |
| Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio | 1.0k $5.8k | New |
| Archer Investment Corp 0.00% of their portfolio | 600 $3.5k | Unchanged |
| QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio | 501 $2.9k | Added +261 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 278 $1.6k | New |
| DARK FOREST CAPITAL MANAGEMENT LP 0.00% of their portfolio | 241 $1.4k | New |
| Belpointe Asset Management LLC 0.00% of their portfolio | 212 $1.2k | New |
| HARVEST GROUP WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 177 $1.0k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 150 $865 | Unchanged |