Vault-13

BABCOCK & WILCOX ENTERPRISES BW

COM · Common Stock · CUSIP 05614L209

American energy technology company

110 institutional holders -3 vs Q3 2022
72,720,59672.7m shares reported held*
$419.5mreported value*
24 new 38 added 26 reduced 28 sold out net sold ≈ $9.9m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.77. Options: 7 managers hold calls ($6.9m notional), 6 hold puts ($243.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 110110Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022113
Q4 2022110

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $5.3mQ3 22 puts: $1.4mQ3 22P/C 0.25Q4 22 calls: $6.9mQ4 22 puts: $243.3kQ4 22P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$5.3m$1.4m0.25
Q4 2022$6.9m$243.3k0.04

Biggest buyers

FMR LLC Added +964,118+964.1k
EVR Research LP New +840,000+840.0k
BRC Group Holdings, Inc. Added +501,300+501.3k
EMERALD ADVISERS, LLC Added +421,576+421.6k
Portolan Capital Management, LLC New +375,239+375.2k
BlackRock Inc. Added +204,928+204.9k
Potomac Capital Management, Inc. Added +186,339+186.3k
EMERALD MUTUAL FUND ADVISERS TRUST Added +177,512+177.5k
CITADEL ADVISORS LLC Added +155,400+155.4k
Legato Capital Management LLC New +146,119+146.1k

Biggest sellers

Hood River Capital Management LLC Sold out -2,698,290-2.7m
Harvey Partners, LLC Sold out -774,489-774.5k
Allspring Global Investments Holdings, LLC Reduced -701,055-701.1k
NEXT CENTURY GROWTH INVESTORS LLC Sold out -505,294-505.3k
FULLER & THALER ASSET MANAGEMENT, INC. Sold out -400,345-400.3k
Nokomis Capital, L.L.C. Sold out -388,573-388.6k
Millrace Asset Group, Inc. Sold out -217,171-217.2k
DIMENSIONAL FUND ADVISORS LP Reduced -110,399-110.4k
BANK OF AMERICA CORP /DE/ Reduced -103,176-103.2k
INVESTMENT MANAGEMENT OF VIRGINIA LLC Sold out -99,400-99.4k

Biggest calls

GROUP ONE TRADING LLC Added $3.8m662.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m235.9k shares
CITADEL ADVISORS LLC Added $608.7k105.5k shares
Potomac Capital Management, Inc. New $578.0k100.0k shares
PEAK6 Investments LLC Added $310.4k53.8k shares
SIMPLEX TRADING, LLC Added $213.0k37.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $136.2k23.6k shares
CITADEL ADVISORS LLC New $79.0k13.7k shares
GROUP ONE TRADING LLC Reduced $15.0k2.6k shares
PEAK6 Investments LLC Reduced $12.1k2.1k shares
SIMPLEX TRADING, LLC New $1.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution new · filed 2026-07-29 6.6% new 9.7m≈ $137.5m 2026-07-29
AMERIPRISE FINANCIAL INC 13G · institution new · filed 2026-08-14 5.1% new 7.7m≈ $108.0m 2026-08-14

Fell to 5% or below in the last year: Neuberger Berman Group LLC (4.7%, 2026-03-04)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 3 buyingQ1 22: 1 sellingQ2 22: 6 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 1 sellingQ4 22: 9 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20223$253.4k1$14.6k—
Q2 20226$1.5m0——
Q3 20220—1$47.2k—
Q4 20229$533.7k0——
DateInsiderTradeSharesPrice ValueTheir holding
2022-11-29 RILEY BRYANT R +3 10% owner · By B. Riley Securities, Inc. Bought 500,000 $4.46 $2.2m500.0k shares +4%
2022-11-21 Tato Joseph A Director Bought 4,000 $4.95 $19.8k4.0k shares +14%
2022-11-11 Young Kenneth M Chief Executive Officer, director · See Note Bought 5,000 $4.88 $24.4k5.0k shares +4%
2022-11-11 Bartoli Henry E Director Bought 5,000 $4.86 $24.3k5.0k shares +2%
2022-11-11 Moeller Philip D Director Bought 5,000 $4.85 $24.2k5.0k shares +11%
2022-11-10 Salamone Louis Jr Chief Financial Officer Bought 43,000 $4.62 $198.7k43.0k shares +10%
2022-11-10 Young Kenneth M Chief Executive Officer, director · See Note Bought 26,713 $4.62 $123.4k26.7k shares +23%
2022-11-10 Morgan Jimmy B Chief Operating Officer Bought 10,500 $4.62 $48.5k10.5k shares +3%
2022-11-10 Riker Christopher S Senior Vice President Bought 5,500 $4.64 $25.5k5.5k shares +19%
2022-11-10 Bartoli Henry E Director Bought 5,000 $4.62 $23.1k5.0k shares +2%
2022-11-10 Howe Alan B Director Bought 3,500 $4.62 $16.2k3.5k shares +4%
2022-11-10 Stahl Rebecca L Director Bought 1,175 $4.75 $5.6k1.2k shares +4%
2022-11-09 RILEY BRYANT R +3 10% owner · By B. Riley Securities, Inc. Bought 1,300 $4.10 $5.3k1.3k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BRC Group Holdings, Inc. 35.33% of their portfolio LOS ANGELES, CA 27,288,63927.3m $157.5m $157.5m 35.33% Added +501.3k +501,300
2 FMR LLC 0.01% of their portfolio BOSTON, MA 13,295,04513.3m $76.7m $76.7m 0.01% Added +964.1k +964,118
3 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 6,108,1016.1m $35.1m $35.1m 0.03% Reduced -37.6k -37,593
4 BlackRock Inc. 0.00% of their portfolio New York, NY 4,086,1924.1m $23.6m $23.6m 0.00% Added +204.9k +204,928
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,325,1843.3m $19.2m $19.2m 0.00% Added +40.7k +40,722
6 ROYCE & ASSOCIATES LP 0.13% of their portfolio New York, NY 2,123,7072.1m $12.3m $12.3m 0.13% Added +45.0k +45,000
7 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 1,907,9861.9m $11.0m $11.0m 0.02% Reduced -701.1k -701,055
8 EMERALD ADVISERS, LLC 0.52% of their portfolio LEOLA, PA 1,854,3721.9m $10.7m $10.7m 0.52% Added +421.6k +421,576
9 EMERALD MUTUAL FUND ADVISERS TRUST 0.45% of their portfolio LEOLA, PA 1,258,9051.3m $7.3m $7.3m 0.45% Added +177.5k +177,512
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,211,1701.2m $7.0m $7.0m 0.00% Added +85.2k +85,189
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,105,7651.1m $6.4m $6.4m 0.00% Added +41.2k +41,174
12 EVR Research LP 1.51% of their portfolio RICHMOND, VA 840,000840.0k $4.8m $4.8m 1.51% New
13 Legal & General Group Plc 0.00% of their portfolio London, X0 683,609683.6k $3.9m $3.9m 0.00% Added +123.6k +123,586
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 566,011566.0k $3.3m $3.3m 0.00% Added +3.3k +3,252
15 Potomac Capital Management, Inc. 3.85% of their portfolio NEW YORK, NY 534,537534.5k $3.1m $3.1m 3.85% Added +186.3k +186,339
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 516,838516.8k $3.0m $3.0m 0.00% Added +12.8k +12,755
17 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 480,924480.9k $2.8m $2.8m 0.00% Reduced -110.4k -110,399
18 ESSEX INVESTMENT MANAGEMENT CO LLC 0.37% of their portfolio BOSTON, MA 411,227411.2k $2.4m $2.4m 0.37% Added +56.3k +56,346
19 Portolan Capital Management, LLC 0.21% of their portfolio BOSTON, MA 375,239375.2k $2.2m $2.2m 0.21% New
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 348,835348.8k $2.0m $2.0m 0.00% Reduced -47.5k -47,492
21 Uniplan Investment Counsel, Inc. 0.13% of their portfolio MILWAUKEE, WI 324,122324.1k $1.9m $1.9m 0.13% Reduced -338 -338
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 314,722314.7k $1.8m $1.8m 0.00% Added +155.4k +155,400
23 EQUITEC PROPRIETARY MARKETS, LLC 0.97% of their portfolio CHICAGO, IL 287,361287.4k $1.7m $1.7m 0.97% Added +44.7k +44,721
24 First Eagle Investment Management, LLC 0.00% of their portfolio NEW YORK, NY 255,571255.6k $1.5m $1.5m 0.00% Added +15.0k +15,000
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 250,162250.2k $1.4m $1.4m 0.00% Reduced -103.2k -103,176
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 229,426229.4k $1.3m $1.3m 0.00% Reduced -1.5k -1,525
27 Foundry Partners, LLC 0.07% of their portfolio MINNEAPOLIS, MN 210,471210.5k $1.2m $1.2m 0.07% Reduced -150 -150
28 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 180,923180.9k $1.0m $1.0m 0.00% Reduced -11.4k -11,373
29 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 159,536159.5k $921.0k $921.0k 0.00% Reduced -10.3k -10,258
30 Swiss National Bank 0.00% of their portfolio ZURICH, V8 148,900148.9k $859.2k $859.2k 0.00% Added +5.6k +5,600
31 Legato Capital Management LLC 0.16% of their portfolio San Francisco, CA 146,119146.1k $843.1k $843.1k 0.16% New
32 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 127,789127.8k $737.3k $737.3k 0.00% Added +16.8k +16,799
33 Zuckerman Investment Group, LLC 0.09% of their portfolio CHICAGO, IL 99,00099.0k $571.2k $571.2k 0.09% New
34 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 88,53388.5k $511.0k $511.0k 0.00% New
35 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 85,51885.5k $493.4k $493.4k 0.00% Added +29.6k +29,554
36 IRONWOOD INVESTMENT MANAGEMENT LLC 0.32% of their portfolio BOSTON, MA 82,99183.0k $478.9k $478.9k 0.32% Reduced -12.1k -12,064
37 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 78,31178.3k $452.0k $452.0k 0.00% Added +2.9k +2,949
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 77,83277.8k $449.1k $449.1k 0.00% Added +1.8k +1,843
39 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 76,05176.1k $438.8k $438.8k 0.00% Reduced -72.2k -72,220
40 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 67,81667.8k $391.0k $391.0k 0.05% Reduced -23.7k -23,727
41 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 63,97264.0k $369.1k $369.1k 0.00% Added +20.6k +20,574
42 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 57,22757.2k $330.2k $330.2k 0.00% Reduced -44.0k -44,000
43 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 54,38954.4k $313.8k $313.8k 0.01% New
44 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 53,30853.3k $307.6k $307.6k 0.00% New
45 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 51,66351.7k $298.1k $298.1k 0.00% Reduced -8.5k -8,522
46 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 47,77147.8k $275.0k $275.0k 0.01% New
47 Keeley-Teton Advisors, LLC 0.03% of their portfolio Chicago, IL 45,90045.9k $264.8k $264.8k 0.03% Added +19.9k +19,900
48 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 40,61340.6k $234.3k $234.3k 0.00% Added +1.2k +1,221
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 35,99936.0k $208.0k $208.0k 0.00% Added +2.5k +2,526
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,66535.7k $206.0k $206.0k 0.00% Added +2.8k +2,758
51 ARS Investment Partners, LLC 0.03% of their portfolio New York, NY 34,69334.7k $200.2k $200.2k 0.03% Added +6.9k +6,858
52 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 33,89433.9k $195.6k $195.6k 0.00% Reduced -15 -15
53 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 29,13829.1k $168.1k $168.1k 0.00% Added +407 +407
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 28,74428.7k $165.9k $165.9k 0.00% Reduced -104 -104
55 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 28,54828.5k $164.7k $164.7k 0.00% Reduced -27.5k -27,502
56 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 25,28525.3k $145.9k $145.9k 0.00% Added +344 +344
57 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 23,84023.8k $137.6k $137.6k 0.00% Reduced -7.8k -7,762
58 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 23,52323.5k $135.7k $135.7k 0.00% Unchanged
59 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 23,31623.3k $134.5k $134.5k 0.00% Unchanged
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 21,40221.4k $123.5k $123.5k 0.00% Added +18.3k +18,276
61 ALGERT GLOBAL LLC 0.01% of their portfolio SAN FRANCISCO, CA 19,83019.8k $114.4k $114.4k 0.01% Reduced -15.7k -15,700
62 SMITH CHAS P & ASSOCIATES PA CPAS 0.01% of their portfolio LAKELAND, FL 18,33318.3k $106.0k $106.0k 0.01% Unchanged
63 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 18,00018.0k $103.9k $103.9k 0.00% New
64 Alpine Global Management, LLC 0.03% of their portfolio NEW YORK, NY 17,57417.6k $101.0k $101.0k 0.03% New
65 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 17,39817.4k $100.4k $100.4k 0.00% Added +974 +974
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,13917.1k $98.2k $98.2k 0.00% Reduced -1.4k -1,362
67 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 16,41616.4k $94.7k $94.7k 0.00% First filing
68 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 16,40016.4k $94.6k $94.6k 0.00% New
69 NinePointTwo Capital LLC 0.04% of their portfolio LOS ANGELES, CA 15,89515.9k $91.0k $91.0k 0.04% Unchanged
70 Versor Investments LP 0.01% of their portfolio New York, NY 15,80015.8k $91.2k $91.2k 0.01% New
71 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 14,12814.1k $81.5k $81.5k 0.00% Added +1.7k +1,715
72 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 13,93413.9k $80.4k $80.4k 0.01% Added +69 +69
73 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 12,79712.8k $73.8k $73.8k 0.00% Unchanged
74 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 12,53412.5k $72.3k $72.3k 0.00% Reduced -12.5k -12,534
75 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,58511.6k $67.3k $67.3k 0.00% New
76 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 11,46311.5k $66.1k $66.1k 0.00% New
77 Delta Financial Group, Inc. 0.03% of their portfolio BASKING RIDGE, NJ 11,00011.0k $57.0k $57.0k 0.03% First filing
78 State of Wyoming 0.02% of their portfolio CHEYENNE, WY 10,50910.5k $60.6k $60.6k 0.02% Added +6.7k +6,713
79 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 10,39110.4k $60.0k $60.0k 0.00% New
80 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,01110.0k $57.8k $57.8k 0.00% Reduced -1.9k -1,920
81 Cruiser Capital Advisors, LLC 0.04% of their portfolio Stamford, CT 10,00010.0k $57.7k $57.7k 0.04% Unchanged
82 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 9,5259.5k $55.0k $55.0k 0.00% Unchanged
83 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,7528.8k $51.0k $51.0k 0.00% Added +6.0k +6,036
84 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 4,3524.4k $27.9k $27.9k 0.00% Unchanged
85 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,7143.7k $21.0k $21.0k 0.00% Reduced -1.9k -1,927
86 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,7003.7k $21.3k $21.3k 0.00% New
87 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 3,6823.7k $21.2k $21.2k 0.00% Unchanged
88 Park Place Capital Corp 0.01% of their portfolio Homewood, AL 3,3693.4k $19.0k $19.0k 0.01% First filing
89 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,2512.3k $8.0k $8.0k 0.00% Reduced -509 -509
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,9461.9k $11.2k $11.2k 0.00% Reduced -463 -463
91 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,2041.2k $6.9k $6.9k 0.00% New
92 Quarry LP 0.01% of their portfolio NEW YORK, NY 1,1671.2k $6.7k $6.7k 0.01% First filing
93 Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio CINCINNATI, OH 1,0001.0k $5.8k $5.8k 0.00% New
94 Archer Investment Corp 0.00% of their portfolio Carmel, IN 600600 $3.5k $3.5k 0.00% Unchanged
95 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 501501 $2.9k $2.9k 0.00% Added +261 +261
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 278278 $1.6k $1.6k 0.00% New
97 DARK FOREST CAPITAL MANAGEMENT LP 0.00% of their portfolio NEW YORK, NY 241241 $1.4k $1.4k 0.00% New
98 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 212212 $1.2k $1.2k 0.00% New
99 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.00% of their portfolio WALTHAM, MA 177177 $1.0k $1.0k 0.00% Unchanged
100 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 150150 $865 $865 0.00% Unchanged