BNY MELLON ALCENTRA GLOBAL C XDCFX
COM · Closed-End Fund · CUSIP 05588N108
28
institutional holders
-4 vs Q1 2023
3.9m
shares reported held*
$29.2mreported value*
5 new
9 added
8 reduced
8 sold out
net bought ≈ $1.9m (+247.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.56.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 30 |
| Q4 2022 | 29 |
| Q1 2023 | 32 |
| Q2 2023 | 28 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 12 | 16 |
| Q1 2023 | 14 | 12 |
| Q2 2023 | 14 | 16 |
Biggest buyers
| OSAIC HOLDINGS, INC. | Added | +266.5k |
| Heron Bay Capital Management | Added | +110.0k |
| Thomas J. Herzfeld Advisors, Inc. | New | +72.5k |
| SIT INVESTMENT ASSOCIATES INC | Added | +50.6k |
| LPL Financial LLC | New | +24.0k |
| Shaker Financial Services, LLC | New | +22.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +12.0k |
| Cetera Investment Advisers | Added | +6.2k |
| STIFEL FINANCIAL CORP | Added | +2.0k |
| UBS Group AG | Added | +1.5k |
Biggest sellers
| Atlas Wealth LLC | Reduced | -78.1k |
| MORGAN STANLEY | Reduced | -44.3k |
| Almitas Capital LLC | Sold out | -37.5k |
| ROYAL BANK OF CANADA | Reduced | -29.6k |
| 1607 Capital Partners, LLC | Sold out | -26.0k |
| Clear Harbor Asset Management, LLC | Sold out | -20.4k |
| OPPENHEIMER & CO INC | Sold out | -19.1k |
| Consolidated Portfolio Review Corp | Sold out | -18.0k |
| Raymond James Financial Services Advisors, Inc. | Sold out | -16.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -8.6k |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.1m $8.1m | Reduced -44.3k |
| Janney Montgomery Scott LLC 0.02% of their portfolio | 590.7k $4.5m | Reduced -60 |
| SIT INVESTMENT ASSOCIATES INC 0.10% of their portfolio | 482.7k $3.6m | Added +50.6k |
| Heron Bay Capital Management 0.72% of their portfolio | 346.1k $2.6m | Added +110.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 285.0k $2.2m | Added +266.5k |
| Atlas Wealth LLC 0.23% of their portfolio | 165.0k $1.3m | Reduced -78.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 152.6k $1.2m | Reduced -8.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 124.1k $936.9k | Reduced -2.9k |
| Cetera Investment Advisers 0.01% of their portfolio | 109.7k $828.0k | Added +6.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 88.0k $664.5k | Added +2.0k |
| Cerity Partners LLC 0.00% of their portfolio | 78.0k $588.7k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.22% of their portfolio | 72.5k $547.1k | New |
| UBS Group AG 0.00% of their portfolio | 70.3k $530.7k | Added +1.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 41.4k $312.0k | Reduced -29.6k |
| VIRTUS ADVISERS, LLC 0.15% of their portfolio | 34.4k $259.8k | Reduced -8.4k |
| Cypress Wealth Services, LLC 0.05% of their portfolio | 26.7k $204.8k | Added +116 |
| LPL Financial LLC 0.00% of their portfolio | 24.0k $181.2k | New |
| Shaker Financial Services, LLC 0.07% of their portfolio | 22.0k $165.9k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.5k $162.0k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.1k $160.0k | Added +284 |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 17.4k $131.2k | Reduced -5.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.0k $90.8k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.2k $16.3k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 1.8k $14.0k | Added +32 |
| US BANCORP \DE\ 0.00% of their portfolio | 391 $3.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 329 $2.5k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 278 $2.1k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |