Vault-13

AXONICS INC AXNX

COM · Common Stock · CUSIP 05465P101 · ISIN US05465P1012

236 institutional holders +5 vs Q4 2023
48,016,54148.0m shares reported held*
$3.3bnreported value*
78 new 42 added 86 reduced 74 sold out net sold ≈ $445.5m (-6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $68.93. Options: 10 managers hold calls ($17.4m notional), 12 hold puts ($21.6m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 230Q4 22: 235Q1 23: 237Q2 23: 236Q3 23: 222Q4 23: 231Q1 24: 236236Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022230
Q4 2022235
Q1 2023237
Q2 2023236
Q3 2023222
Q4 2023231
Q1 2024236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 112 cut or sold outQ4 22Q1 23: 137 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 123 bought or addedQ2 23: 121 cut or sold outQ2 23Q3 23: 115 bought or addedQ3 23: 130 cut or sold outQ3 23Q4 23: 134 bought or addedQ4 23: 91 cut or sold outQ4 23Q1 24: 120 bought or addedQ1 24: 160 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022117112
Q1 202313791
Q2 2023123121
Q3 2023115130
Q4 202313491
Q1 2024120160

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $1.0mQ2 23 puts: $1.4mQ2 23P/C 1.36Q3 23 calls: $4.7mQ3 23 puts: $3.3mQ3 23P/C 0.69Q4 23 calls: $9.1mQ4 23 puts: $4.0mQ4 23P/C 0.44Q1 24 calls: $17.4mQ1 24 puts: $21.6mQ1 24P/C 1.24
Numbers
QuarterCallsPutsP/C
Q2 2023$1.0m$1.4m1.36
Q3 2023$4.7m$3.3m0.69
Q4 2023$9.1m$4.0m0.44
Q1 2024$17.4m$21.6m1.24

Biggest buyers

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Added +1,897,614+1.9m
ALPINE ASSOCIATES MANAGEMENT INC. New +1,814,771+1.8m
FIL Ltd New +1,719,500+1.7m
MILLENNIUM MANAGEMENT LLC Added +1,186,878+1.2m
Westchester Capital Management, LLC New +1,143,773+1.1m
AQR Arbitrage LLC New +955,801+955.8k
KRYGER CAPITAL Ltd New +945,501+945.5k
CITIGROUP INC Added +868,095+868.1k
Man Group plc New +790,427+790.4k
Magnetar Financial LLC Added +785,981+786.0k

Biggest sellers

FMR LLC Reduced -4,990,515-5.0m
AXA S.A. Reduced -3,129,014-3.1m
Bellevue Group AG Sold out -1,833,165-1.8m
Invesco Ltd. Reduced -1,791,982-1.8m
Hood River Capital Management LLC Sold out -1,298,285-1.3m
Artisan Partners Limited Partnership Sold out -1,220,889-1.2m
BAMCO INC /NY/ Reduced -1,111,398-1.1m
Champlain Investment Partners, LLC Reduced -1,023,225-1.0m
CREDIT SUISSE AG/ Reduced -884,505-884.5k
WASATCH ADVISORS LP Sold out -704,521-704.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.2m147.8k shares
SUMMIT SECURITIES GROUP LLC New $1.6m23.5k shares
JANE STREET GROUP, LLC Added $1.6m22.9k shares
CSS LLC/IL New $1.2m17.0k shares
PEAK6 Investments LLC Reduced $1.1m16.0k shares
SIMPLEX TRADING, LLC Added $869.0k12.6k shares
CITADEL ADVISORS LLC Reduced $586.2k8.5k shares
GROUP ONE TRADING LLC Added $124.1k1.8k shares
JPMORGAN CHASE & CO New $110.4k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Centiva Capital, LP New $13.8m200.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.4m48.8k shares
SUMMIT SECURITIES GROUP LLC New $1.7m25.0k shares
JANE STREET GROUP, LLC Added $1.3m19.3k shares
TORNO CAPITAL, LLC New $689.7k10.0k shares
CITADEL ADVISORS LLC Reduced $531.1k7.7k shares
SIMPLEX TRADING, LLC Reduced $62.0k900 shares
HAP Trading, LLC New $45.0k30.0k shares
GROUP ONE TRADING LLC Reduced $6.9k100 shares
PEAK6 Investments LLC Reduced $6.9k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 5,041,8585.0m $347.7m $347.7m 0.01% Reduced -219.0k -218,972
2 BlackRock Inc. 0.01% of their portfolio New York, NY 4,285,8834.3m $295.6m $295.6m 0.01% Added +96.1k +96,066
3 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 3.87% of their portfolio CHICAGO, IL 1,945,9201.9m $134.2m $134.2m 3.87% Added +1.9m +1,897,614
4 ALPINE ASSOCIATES MANAGEMENT INC. 4.88% of their portfolio PALM BEACH, FL 1,814,7711.8m $125.2m $125.2m 4.88% New
5 FIL Ltd 0.12% of their portfolio HAMILTON, D0 1,719,5001.7m $118.6m $118.6m 0.12% New
6 MACKENZIE FINANCIAL CORP 0.13% of their portfolio TORONTO ONTARIO, A6 1,267,3751.3m $87.4m $87.4m 0.13% Added +17.4k +17,370
7 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,221,3951.2m $84.2m $84.2m 0.01% Added +616.5k +616,464
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,193,9371.2m $82.3m $82.3m 0.00% Reduced -9.9k -9,921
9 MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 1,190,1401.2m $82.1m $82.1m 0.07% Added +1.2m +1,186,878
10 Magnetar Financial LLC 1.77% of their portfolio EVANSTON, IL 1,146,0191.1m $79.0m $79.0m 1.77% Added +786.0k +785,981
11 Westchester Capital Management, LLC 3.34% of their portfolio VALHALLA, NY 1,143,7731.1m $78.9m $78.9m 3.34% New
12 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,137,5151.1m $78.5m $78.5m 0.01% Added +35.6k +35,615
13 HBK INVESTMENTS L P 1.87% of their portfolio DALLAS, TX 1,082,0301.1m $74.6m $74.6m 1.87% Not comparable
14 Balyasny Asset Management L.P. 0.18% of their portfolio Chicago, IL 1,016,4591.0m $70.1m $70.1m 0.18% Added +643.5k +643,550
15 AQR Arbitrage LLC 2.31% of their portfolio Greenwich, CT 955,801955.8k $65.9m $65.9m 2.31% New
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 946,767946.8k $65.3m $65.3m 0.00% Added +372.8k +372,817
17 KRYGER CAPITAL Ltd 12.17% of their portfolio LONDON, X0 945,501945.5k $65.2m $65.2m 12.17% New
18 DEUTSCHE BANK AG\ 0.03% of their portfolio FRANKFURT AM MAIN, 2M 902,333902.3k $62.2m $62.2m 0.03% Added +779.5k +779,493
19 Champlain Investment Partners, LLC 0.35% of their portfolio BURLINGTON, VT 893,908893.9k $61.7m $61.7m 0.35% Reduced -1.0m -1,023,225
20 CITIGROUP INC 0.07% of their portfolio NEW YORK, NY 875,244875.2k $60.4m $60.4m 0.07% Added +868.1k +868,095
21 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 848,346848.3k $58.5m $58.5m 0.02% Reduced -73.9k -73,949
22 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 794,692794.7k $54.8m $54.8m 0.02% Added +738.8k +738,792
23 Man Group plc 0.15% of their portfolio LONDON, X0 790,427790.4k $54.5m $54.5m 0.15% New
24 WATER ISLAND CAPITAL LLC 5.55% of their portfolio NEW YORK, NY 710,124710.1k $49.0m $49.0m 5.55% New
25 BAMCO INC /NY/ 0.13% of their portfolio NEW YORK, NY 686,565686.6k $47.4m $47.4m 0.13% Reduced -1.1m -1,111,398
26 LOOMIS SAYLES & CO L P 0.07% of their portfolio BOSTON, MA 673,295673.3k $46.4m $46.4m 0.07% Reduced -628.1k -628,065
27 Amundi 0.02% of their portfolio Paris, I0 640,365640.4k $42.9m $42.9m 0.02% Reduced -45.0k -44,960
28 Qube Research & Technologies Ltd 0.07% of their portfolio LONDON, X0 571,246571.2k $39.4m $39.4m 0.07% Added +564.2k +564,241
29 Melqart Asset Management (UK) Ltd 2.63% of their portfolio London, X0 512,759512.8k $35.4m $35.4m 2.63% New
30 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 474,784474.8k $32.7m $32.7m 0.01% Reduced -167.0k -167,045
31 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 455,944455.9k $31.4m $31.4m 0.01% Reduced -138.2k -138,217
32 FMR LLC 0.00% of their portfolio BOSTON, MA 435,492435.5k $30.0m $30.0m 0.00% Reduced -5.0m -4,990,515
33 Davidson Kempner Capital Management LP 0.44% of their portfolio New York, NY 426,806426.8k $29.4m $29.4m 0.44% Not comparable
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 400,677400.7k $27.6m $27.6m 0.01% Reduced -2.6k -2,576
35 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 392,151392.2k $27.0m $27.0m 0.01% Reduced -229.4k -229,419
36 Kapitalo Investimentos Ltda 5.37% of their portfolio SAO PAULO, D5 353,181353.2k $24.4m $24.4m 5.37% New
37 UBS Group AG 0.01% of their portfolio ZURICH, V8 338,691338.7k $23.4m $23.4m 0.01% Added +281.1k +281,143
38 SOROS FUND MANAGEMENT LLC 0.47% of their portfolio NEW YORK, NY 295,955296.0k $20.4m $20.4m 0.47% New
39 P SCHOENFELD ASSET MANAGEMENT LP 7.99% of their portfolio NEW YORK, NY 259,075259.1k $17.9m $17.9m 7.99% New
40 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 255,250255.2k $17.6m $17.6m 0.01% Added +189.8k +189,756
41 Impax Asset Management Group plc 0.06% of their portfolio LONDON, X0 244,525244.5k $16.9m $16.9m 0.06% Unchanged
42 TOKIO MARINE ASSET MANAGEMENT CO LTD 0.84% of their portfolio Tokyo, M0 240,300240.3k $16.6m $16.6m 0.84% New
43 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.09% of their portfolio SAN FRANCISCO, CA 225,000225.0k $15.5m $15.5m 0.09% Not comparable
44 PICTON MAHONEY ASSET MANAGEMENT 0.58% of their portfolio Toronto, A6 200,000200.0k $13.8m $13.8m 0.58% New
45 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 195,800195.8k $13.5m $13.5m 0.02% Added +106.3k +106,300
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 194,711194.7k $13.4m $13.4m 0.00% Reduced -23.5k -23,505
47 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 178,322178.3k $12.3m $12.3m 0.01% Added +154.1k +154,149
48 GABELLI FUNDS LLC 0.09% of their portfolio Rye, NY 177,925177.9k $12.3m $12.3m 0.09% New
49 Segantii Capital Management Ltd 1.11% of their portfolio HONG KONG, K3 165,000165.0k $11.4m $11.4m 1.11% New
50 OBERWEIS ASSET MANAGEMENT INC/ 0.82% of their portfolio LISLE, IL 163,570163.6k $11.3m $11.3m 0.82% Reduced -14.9k -14,900
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 160,912160.9k $11.1m $11.1m 0.00% Reduced -130.7k -130,680
52 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 157,910157.9k $10.9m $10.9m 0.02% New
53 Pentwater Capital Management LP 0.17% of their portfolio Naples, FL 150,400150.4k $10.4m $10.4m 0.17% New
54 Sofinnova Investments, Inc. 0.61% of their portfolio Menlo Park, CA 149,385149.4k $10.3m $10.3m 0.61% New
55 Verition Fund Management LLC 0.10% of their portfolio GREENWICH, CT 147,364147.4k $10.2m $10.2m 0.10% New
56 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 146,100146.1k $10.1m $10.1m 0.01% Added +68.9k +68,900
57 GABELLI & Co INVESTMENT ADVISERS, INC. 1.58% of their portfolio Rye, NY 131,700131.7k $9.1m $9.1m 1.58% New
58 Hudson Bay Capital Management LP 0.08% of their portfolio STAMFORD, CT 126,787126.8k $8.7m $8.7m 0.08% New
59 PEREGRINE CAPITAL MANAGEMENT LLC 0.25% of their portfolio MINNEAPOLIS, MN 125,752125.8k $8.7m $8.7m 0.25% Reduced -43.9k -43,877
60 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 120,490120.5k $8.3m $8.3m 0.00% Added +1.1k +1,058
61 BARDIN HILL MANAGEMENT PARTNERS LP 3.17% of their portfolio NEW YORK, NY 108,138108.1k $7.5m $7.5m 3.17% New
62 Swiss National Bank 0.00% of their portfolio ZURICH, V8 100,000100.0k $6.9m $6.9m 0.00% Added +600 +600
63 Yakira Capital Management, Inc. 2.39% of their portfolio Westport, CT 99,90999.9k $6.9m $6.9m 2.39% New
64 Versor Investments LP 1.39% of their portfolio New York, NY 99,68499.7k $6.9m $6.9m 1.39% New
65 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 99,55599.6k $6.9m $6.9m 0.01% Reduced -884.5k -884,505
66 OAK RIDGE INVESTMENTS LLC 0.69% of their portfolio Chicago, IL 98,93898.9k $6.8m $6.8m 0.69% Added +215 +215
67 Centiva Capital, LP 0.35% of their portfolio New York, NY 90,00090.0k $6.2m $6.2m 0.35% Added +82.7k +82,678
68 Slotnik Capital, LLC 4.00% of their portfolio DALLAS, TX 89,78489.8k $6.2m $6.2m 4.00% New
69 Carmignac Gestion 0.10% of their portfolio PARIS, I0 89,47589.5k $6.2m $6.2m 0.10% New
70 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.01% of their portfolio Boston, MA 88,05488.1k $6.1m $6.1m 0.01% New
71 FIFTH LANE CAPITAL, LP 7.17% of their portfolio Austin, TX 80,00080.0k $5.5m $5.5m 7.17% New
72 ClearAlpha Technologies LP 2.14% of their portfolio Greenwich, CT 72,77972.8k $5.0m $5.0m 2.14% New
73 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 68,95569.0k $4.8m $4.8m 0.00% Reduced -582 -582
74 CAXTON ASSOCIATES LP 0.31% of their portfolio NEW YORK, NY 66,30766.3k $4.6m $4.6m 0.31% New
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 66,13566.1k $4.6m $4.6m 0.00% Reduced -51.6k -51,630
76 SCOUT INVESTMENTS, INC. 0.11% of their portfolio KANSAS CITY, MO 62,50762.5k $4.3m $4.3m 0.11% Reduced -31.6k -31,620
77 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 60,95261.0k $4.2m $4.2m 0.00% Unchanged
78 New York Life Investment Management LLC 0.04% of their portfolio New York, NY 57,86657.9k $4.0m $4.0m 0.04% New
79 TUDOR INVESTMENT CORP ET AL 0.05% of their portfolio STAMFORD, CT 57,85557.9k $4.0m $4.0m 0.05% New
80 PRELUDE CAPITAL MANAGEMENT, LLC 0.27% of their portfolio NEW YORK, NY 57,73957.7k $4.0m $4.0m 0.27% Added +53.4k +53,414
81 SEGALL BRYANT & HAMILL, LLC 0.07% of their portfolio CHICAGO, IL 56,77956.8k $3.9m $3.9m 0.07% Reduced -10.3k -10,301
82 KENNEDY CAPITAL MANAGEMENT LLC 0.07% of their portfolio ST LOUIS, MO 52,77652.8k $3.6m $3.6m 0.07% Reduced -361.1k -361,051
83 Legal & General Group Plc 0.00% of their portfolio London, X0 51,86751.9k $3.6m $3.6m 0.00% Added +990 +990
84 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 50,56050.6k $3.5m $3.5m 0.00% Reduced -2.6k -2,576
85 Alpine Global Management, LLC 0.38% of their portfolio NEW YORK, NY 50,00050.0k $3.4m $3.4m 0.38% New
86 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 48,76948.8k $3.4m $3.4m 0.01% Reduced -503 -503
87 Bridgewater Associates, LP 0.02% of their portfolio Westport, CT 46,49946.5k $3.2m $3.2m 0.02% Reduced -7.7k -7,657
88 LMR Partners LLP 0.08% of their portfolio LONDON, X0 46,10646.1k $3.2m $3.2m 0.08% New
89 Alberta Investment Management Corp 0.03% of their portfolio EDMONTON, A0 44,20044.2k $3.0m $3.0m 0.03% New
90 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 41,71841.7k $2.9m $2.9m 0.00% Reduced -12.8k -12,845
91 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 40,79840.8k $2.8m $2.8m 0.02% Reduced -21.9k -21,950
92 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 40,62540.6k $2.8m $2.8m 0.01% Reduced -2.4k -2,406
93 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 39,63639.6k $2.7m $2.7m 0.00% Reduced -543.3k -543,325
94 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 39,44739.4k $2.7m $2.7m 0.00% Reduced -26.2k -26,221
95 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 38,55938.6k $2.7m $2.7m 0.00% Added +22.7k +22,741
96 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 36,47136.5k $2.5m $2.5m 0.00% Reduced -10.9k -10,892
97 Skandinaviska Enskilda Banken AB (publ) 0.01% of their portfolio STOCKHOLM, V7 35,51535.5k $2.4m $2.4m 0.01% New
98 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 34,58134.6k $2.4m $2.4m 0.05% New
99 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,59733.6k $2.3m $2.3m 0.00% Reduced -72.0k -71,992
100 Crystalline Management Inc. 3.02% of their portfolio Montreal, Quebec, Z4 33,58833.6k $2.3m $2.3m 3.02% New